Newtyn Management, LLC

Registered adviser

CIK

1569241

Location

NEW YORK, NY

Portfolio Value

Small $800,952,203

Diversification

Diversified

Filing Date

Global Rank

#2,962 / 8,817 ▼ 587

Top Industry

Medical Devices 14.5%

Period ended 4 months ago

Filed Aug 14, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 161156

Roster of Oct 1, 2026

Regulatory AUM

$2,070,530,000

Main clients

Pooled investment vehicles (100% of AUM)

Private funds

3 funds · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$2,511,801,000 gross assets

LEI

549300DDYZRDTSJRIE47

Private funds on Schedule D 7.B.(1)

As filed Oct 15, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$1,721,321,000 gross assets in 3 funds Hedge funds $1,721,321,000 (3)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$2,070,530,000	Pooled investment vehicles (100%)
Apr 2025 to Mar 2026	$1,649,041,000	Pooled investment vehicles (100%)
Apr 2024 to Mar 2025	$1,558,798,000	Pooled investment vehicles (100%)
May 2023 to Mar 2024	$1,176,002,000	Pooled investment vehicles (100%)
Apr 2023	$1,176,002,000	Pooled investment vehicles (100%)
Apr 2022 to Mar 2023	$1,075,783,000	Pooled investment vehicles (100%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 64.3% of the book (60%+)

Turnover

Medium turnover

54.5% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 8.6 quarters, but 3.4% of the book was already held when coverage starts

Closest benchmark: the Russell 2000 as of 2026-06-30, active share 99.3%; sector active share 46.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

34 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

14.5%

+3.0 pts

Top 5

39.4%

−3.8 pts

Top 10

61.9%

−6.5 pts

HHI

562

Diversified−32

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Healthcare	46.2%	$369,888,310	11
Industrials	11.4%	$91,305,910	5
Technology	9.2%	$73,465,902	2
Real Estate	8.1%	$64,860,837	5
Consumer Cyclical	7.2%	$57,822,686	2
Consumer Defensive	6.1%	$49,051,773	3
Communication Services	5.6%	$44,634,305	2
Financial Services	3.8%	$30,238,172	3
Basic Materials	2.5%	$19,684,308	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

7 positions

Ticker	Company	Δ Shares	Shares	Value
SRG	Seritage Growth Properties	+2,225,110	2,266,230	$5,960,184
ELME	Elme Communities	+2,189,739	2,500,000	$3,700,000
QDEL	QuidelOrtho Corp	+2,066,528	6,625,000	$116,070,000
GDOT	Green Dot Corp	+1,060,598	1,203,203	$16,255,272
RCKT	Rocket Pharmaceuticals, Inc.	+834,100	4,000,000	$13,680,000
CCOI	Cogent Communications Holdings, Inc.	+55,895	1,655,895	$22,983,822
MAGN	Magnera Corp	+40,000	2,800,000	$32,900,000
No positions match the current search.

Trimmed

Positions the filer reduced

15 positions

Ticker	Company	Δ Shares	Shares	Value
ZOOZ	ZOOZ Strategy Ltd.	−12,867,065	537,499	$2,977,744
NVRI	Enviri Corp	−5,128,006	374,194	$8,213,558
MREO	Mereo BioPharma Group plc	−4,079,056	3,000,000	$954,000
—		−1,407,438	3,434,191	$58,381,247
AD	Array Digital Infrastructure, Inc.	−1,019,766	597,090	$21,650,483
INDV	Indivior Pharmaceuticals, Inc.	−694,205	1,305,795	$53,576,768
—		−593,895	1,187,808	$6,259,748
PAR	Par Technology Corp	−313,942	2,418,754	$42,134,694
WEAV	Weave Communications, Inc.	−210,000	6,790,000	$40,672,100
BV	BrightView Holdings, Inc.	−160,000	1,940,000	$27,489,800
CMP	Compass Minerals International Inc	−137,674	632,326	$19,684,308
CNNE	Cannae Holdings, Inc.	−97,324	3,169,631	$45,642,686
TFX	Teleflex Inc	−95,000	305,000	$38,661,800
WVE	Wave Life Sciences, Inc.	−85,000	215,000	$1,249,150
RHLD	Resolute Holdings Management, Inc.	−40,000	202,423	$29,256,196
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
OCTV	Octave Intelligence plc	1,922,160	$31,331,208
—		709,247	$30,142,997
PSIX	Power Solutions International, Inc.	600,890	$23,368,612
XRN	Chiron Real Estate Inc.	406,414	$15,248,653
VCX	Fundrise Innovation Fund, LLC	40,000	$3,457,200
ENHA	Enhanced Group Inc.	99,998	$286,994
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
VISN	Vistance Networks, Inc.	3,762,713	$68,481,376
USAR	USA Rare Earth, Inc.	2,339,613	$35,410,042
DXYZ	Destiny Tech100 Inc.	345,000	$9,239,100
RARE	Ultragenyx Pharmaceutical Inc.	400,000	$8,380,000
QURE	uniQure N.V.	87,684	$1,433,633
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

34 tracked positions · $800,952,203 total · filing declares 34 positions · $800,882,434 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
QDEL	QuidelOrtho Corp Healthcare	Added	6,625,000	+2,066,528	$116,070,000	+55.0%	9	$24.92	14.49%
		Reduced	3,434,191	-1,407,438	$58,381,247	−25.7%	20	$10.00	7.29%
INDV	Indivior Pharmaceuticals, Inc. Healthcare	Reduced	1,305,795	-694,205	$53,576,768	−12.1%	2	$33.03	6.69%
CNNE	Cannae Holdings, Inc. Consumer Cyclical	Reduced	3,169,631	-97,324	$45,642,686	+22.9%	17	$19.08	5.70%
PAR	Par Technology Corp Technology	Reduced	2,418,754	-313,942	$42,134,694	+15.7%	18	$25.94	5.26%
WEAV	Weave Communications, Inc. Healthcare	Reduced	6,790,000	-210,000	$40,672,100	+25.8%	2	$5.82	5.08%
TFX	Teleflex Inc Healthcare	Reduced	305,000	-95,000	$38,661,800	−19.2%	2	$110.25	4.83%
AIV	Apartment Investment & Management Co Real Estate	Held	12,200,000	0	$36,234,000	−27.0%	12	$7.01	4.52%
MAGN	Magnera Corp Consumer Defensive	Added	2,800,000	+40,000	$32,900,000	+25.3%	7	unpriced	4.11%
OCTV	Octave Intelligence plc Technology	NEW	1,922,160	NEW	$31,331,208	NEW	1	$18.36	3.91%
		NEW	709,247	NEW	$30,142,997	NEW	1	unpriced	3.76%
RHLD	Resolute Holdings Management, Inc. Industrials	Reduced	202,423	-40,000	$29,256,196	−25.6%	5	$30.62	3.65%
BV	BrightView Holdings, Inc. Industrials	Reduced	1,940,000	-160,000	$27,489,800	+11.0%	9	$13.26	3.43%
PSIX	Power Solutions International, Inc. Industrials	NEW	600,890	NEW	$23,368,612	NEW	1	$54.97	2.92%
CCOI	Cogent Communications Holdings, Inc. Communication Services	Added	1,655,895	+55,895	$22,983,822	−23.8%	10	$42.66	2.87%
AD	Array Digital Infrastructure, Inc. Communication Services	Reduced	597,090	-1,019,766	$21,650,483	−71.0%	4	$59.49	2.70%
CMP	Compass Minerals International Inc Basic Materials	Reduced	632,326	-137,674	$19,684,308	+9.5%	5	$16.16	2.46%
GDOT	Green Dot Corp Financial Services	Added	1,203,203	+1,060,598	$16,255,272	+915.9%	2	$12.44	2.03%
SPB	Spectrum Brands Holdings, Inc. Consumer Defensive	Held	185,012	0	$15,864,779	+16.4%	26+	before history	1.98%
XRN	Chiron Real Estate Inc. Real Estate	NEW	406,414	NEW	$15,248,653	NEW	1	$35.46	1.90%
RCKT	Rocket Pharmaceuticals, Inc. Healthcare	Added	4,000,000	+834,100	$13,680,000	+20.7%	5	$4.26	1.71%
FLWS	1 800 Flowers Com Inc Consumer Cyclical	Held	3,500,000	0	$12,180,000	+14.5%	5	$4.91	1.52%
NODK	NI Holdings, Inc. Financial Services	Held	670,000	0	$10,525,700	+21.9%	26+	before history	1.31%
GRAL	GRAIL, Inc. Healthcare	Held	150,000	0	$10,240,500	+32.1%	9	unpriced	1.28%
NVRI	Enviri Corp Industrials	Reduced	374,194	-5,128,006	$8,213,558	−92.4%	5	$13.55	1.03%
		Reduced	1,187,808	-593,895	$6,259,748	−0.8%	2	$3.76	0.78%
SRG	Seritage Growth Properties Real Estate	Added	2,266,230	+2,225,110	$5,960,184	+5058.2%	2	$2.64	0.74%
FSP	Franklin Street Properties Corp Real Estate	Held	7,150,000	0	$3,718,000	−21.2%	9	$1.88	0.46%
ELME	Elme Communities Real Estate	Added	2,500,000	+2,189,739	$3,700,000	+493.3%	2	$2.18	0.46%
VCX	Fundrise Innovation Fund, LLC Financial Services	NEW	40,000	NEW	$3,457,200	NEW	1	$142.91	0.43%
ZOOZ	ZOOZ Strategy Ltd. Industrials	Reduced	537,499	-12,867,065	$2,977,744	−26.2%	3	$20.14	0.37%
WVE	Wave Life Sciences, Inc. Healthcare	Reduced	215,000	-85,000	$1,249,150	−42.6%	17	$2.42	0.16%
MREO	Mereo BioPharma Group plc Healthcare	Reduced	3,000,000	-4,079,056	$954,000	−59.2%	3	$0.48	0.12%
ENHA	Enhanced Group Inc. Consumer Defensive	NEW	99,998	NEW	$286,994	NEW	1	$4.08	0.04%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.