Tuttle Capital Management, LLC

Registered adviser

CIK

1581641

Location

RIVERSIDE, CT

Portfolio Value

Small $227,891,334

Diversification

Diversified

Filing Date

Global Rank

#7,474 / 8,818 ▲ 1025 · as of Jun 2026

Top Industry

Semiconductors 15.5%

Period ended 28 days ago

Filed Oct 21, 2026 · 7d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 164937

Roster of Oct 1, 2026

Regulatory AUM

$5,501,580,000

Main clients

Registered funds and BDCs (100% of AUM)

Registered funds advised

43 series (36 index, 43 ETFs)

$3,721,695,414 net assets· N-CEN Jun 30, 2026

LEI

9845000D509661HOF540

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Oct 2026	$5,501,580,000	Registered funds and BDCs (100%)
Feb 2026 to Sep 2026	$3,909,230,378	Registered funds and BDCs (100%)
Apr 2025 to Jan 2026	$3,111,976,323	Registered funds and BDCs (100%)
Nov 2024 to Mar 2025	$1,640,664,298	Registered funds and BDCs (100%)
Apr 2024 to Oct 2024	$680,855,217	Registered funds and BDCs (100%)
May 2023 to Mar 2024	$332,902,460	Registered funds and BDCs (98%)

8 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Index-like

Index series hold 85.6% of the $3,735,124,139 in registered funds it advises (80%+), equal to 2174.9% of its 13F equity book (50%+), across 111 stocks (100+), N-CEN as of 2026-06-30

Turnover

High turnover

115.8% over the last four quarters (100%+)

Horizon

Short horizon

Value-weighted holding period 1.8 quarters (under 4)

Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 84.2%; sector active share 47.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

251 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

4.7%

−2.6 pts

Top 5

15.9%

−12.0 pts

Top 10

26.3%

−18.8 pts

HHI

129

Diversified−153

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	52.2%	$118,877,936	67
Financial Services	13.3%	$30,264,123	78
Unclassified	11.5%	$26,216,507	9
Industrials	4.9%	$11,150,609	25
Communication Services	4.6%	$10,513,367	14
Consumer Cyclical	3.9%	$8,960,910	13
Energy	3.0%	$6,936,935	13
Basic Materials	1.9%	$4,353,287	9
Healthcare	1.7%	$3,774,410	7
Real Estate	1.4%	$3,281,366	4
Consumer Defensive	1.0%	$2,385,853	5
Utilities	0.5%	$1,176,031	7

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
EZBC	Franklin Templeton Digital Holdings Trust	+41,443	81,545	$3,937,808
NU	Nu Holdings Ltd.	+27,004	47,316	$599,020
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+23,100	40,810	$2,090,696
SKWD	Skyward Specialty Insurance Group, Inc.	+19,764	31,080	$1,641,024
NVDA	Nvidia Corp	+18,398	22,531	$5,145,629
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+14,602	17,479	$7,973,745
CPNG	Coupang, Inc.	+14,327	25,185	$349,315
WRB	Berkley W R Corp	+13,353	20,621	$1,392,742
SHY	iShares 1-3 Year Treasury Bond ETF	+12,000	21,200	$1,721,440
AXS	Axis Capital Holdings Ltd	+8,340	14,734	$1,387,942
KO	Coca Cola Co	+5,998	9,540	$821,203
FNV	FRANCO NEVADA Corp	+4,140	7,314	$1,741,536
KNSL	Kinsale Capital Group, Inc.	+3,342	5,136	$1,657,644
CB	Chubb Ltd	+2,464	3,706	$1,205,376
GLD	Spdr Gold Trust	+2,067	4,019	$1,530,595
HSY	Hershey Co	+2,059	3,577	$563,770
GOOG	Alphabet Inc.	+1,268	3,713	$1,265,167
WELL	Welltower Inc.	+1,173	5,285	$1,216,818
SHMD	SCHMID Group N.V.	+1,001	11,432	$55,559
UNP	Union Pacific Corp	+924	1,709	$465,070
AEVA	Aeva Technologies, Inc.	+866	62,343	$875,295
PLD	Prologis, Inc.	+817	6,856	$890,183
MS	Morgan Stanley	+510	4,827	$907,862
RY	Royal Bank Of Canada	+383	4,923	$967,812
LLY	ELI LILLY & Co	+265	1,165	$1,347,998
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
POET	Poet Technologies Inc.	−7,980	272,664	$2,039,526
PENG	Penguin Solutions, Inc.	−6,288	27,772	$1,518,850
NEE	Nextera Energy Inc	−5,403	2,962	$224,341
AMKR	Amkor Technology, Inc.	−5,326	20,154	$1,055,666
ONTO	Onto Innovation Inc.	−4,432	5,578	$1,717,019
VIAV	Viavi Solutions Inc.	−3,158	107,377	$4,501,243
VECO	Veeco Instruments Inc	−3,096	13,674	$709,680
LWLG	Lightwave Logic, Inc.	−2,956	105,131	$525,655
IPGP	Ipg Photonics Corp	−2,765	88,660	$6,940,304
LASR	Nlight, Inc.	−2,644	89,007	$3,466,377
SIMO	Silicon Motion Technology CORP	−2,494	3,816	$1,068,480
WCN	Waste Connections, Inc.	−2,408	1,965	$302,472
MRAM	Everspin Technologies Inc.	−2,280	10,070	$185,690
AMAT	Applied Materials Inc	−2,176	2,244	$1,147,536
CAMT	Camtek Ltd	−2,088	9,222	$1,431,715
RMBS	Rambus Inc	−2,033	11,227	$1,198,594
LRCX	Lam Research Corp	−1,700	3,890	$1,277,903
MU	Micron Technology Inc	−1,487	2,503	$2,665,970
PLAB	Photronics Inc	−1,376	47,896	$1,474,238
FN	Fabrinet	−1,161	8,565	$3,633,872
AAOI	Applied Optoelectronics, Inc.	−1,160	39,328	$3,903,697
KLAC	Kla Corp	−1,040	5,710	$1,113,050
FORM	Formfactor Inc	−548	4,652	$694,590
NVMI	Nova Ltd.	−528	2,332	$898,286
AU	AngloGold Ashanti PLC	−508	2,820	$264,939
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
META	Meta Platforms, Inc.	6,509	$4,720,196
BSOL	Bitwise Solana Staking ETF	292,269	$4,720,144
PLTR	Palantir Technologies Inc.	21,459	$4,013,905
ETHB	iShares Staked Ethereum Trust ETF	113,450	$3,897,007
CRWD	CrowdStrike Holdings, Inc.	14,292	$3,783,807
TLDR	The Laddered T-Bill ETF	139,545	$3,489,322
TSLA	Tesla, Inc.	9,706	$3,443,785
BTC	Grayscale Bitcoin Mini Trust ETF	90,100	$3,329,195
SKHY	SK hynix Inc.	15,207	$2,800,369
ORCL	Oracle Corp	13,912	$1,910,117
ASX	ASE Technology Holding Co., Ltd.	42,648	$1,896,130
ANET	Arista Networks, Inc.	7,855	$1,599,199
IVV	iShares Core S&P 500 ETF	1,959	$1,500,300
CRM	Salesforce, Inc.	6,073	$1,394,178
UMC	United Microelectronics Corp	56,762	$1,390,101
MSFT	Microsoft Corp	2,684	$1,376,623
SHOP	Shopify Inc.	9,171	$1,360,059
DELL	Dell Technologies Inc.	2,439	$1,312,060
TRGP	Targa Resources Corp.	4,786	$1,293,703
NET	Cloudflare, Inc.	3,701	$1,285,283
FTNT	Fortinet, Inc.	7,155	$1,279,027
WMB	Williams Companies, Inc.	18,489	$1,256,697
BLK	BlackRock, Inc.	1,128	$1,193,751
CVE	Cenovus Energy Inc.	34,897	$1,084,598
SNOW	Snowflake Inc.	2,740	$930,394
No positions match the current search.

Sold Out

Positions the filer fully exited

13 positions

Ticker	Company	Shares	Value
AMD	Advanced Micro Devices Inc	1,850	$1,074,683
FHYS	Federated Hermes Short Duration High Yield ETF	41,446	$954,915
AVGO	Broadcom Inc.	2,335	$882,046
COST	Costco Wholesale Corp	889	$831,632
JPM	Jpmorgan Chase & Co	2,391	$782,646
V	Visa Inc.	2,175	$746,220
BN	BROOKFIELD Corp	16,830	$716,789
MA	Mastercard Inc	1,349	$692,846
HCA	HCA Healthcare, Inc.	1,646	$641,758
—		37,692	$415,742
MMTX	Miluna Acquisition Corp	20,000	$202,200
GIX	GigCapital9 Corp.	20,000	$198,600
MEVOU	M Evo Global Acquisition Corp II	10,769	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

251 tracked positions · $227,891,334 total · filing declares 253 positions · $229,625,042 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 251 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
LITE	Lumentum Holdings Inc. Technology	Reduced	11,028	-425	$10,711,055	+9.0%	4.70%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	17,479	+14,602	$7,973,745	+480.3%	3.50%
IPGP	Ipg Photonics Corp Technology	Reduced	88,660	-2,765	$6,940,304	−35.3%	3.05%
CIEN	Ciena Corp Technology	Reduced	15,171	-461	$5,337,461	−30.4%	2.34%
NVDA	Nvidia Corp Technology	Added	22,531	+18,398	$5,145,629	+522.2%	2.26%
META	Meta Platforms, Inc. Communication Services	NEW	6,509	NEW	$4,720,196	NEW	2.07%
BSOL	Bitwise Solana Staking ETF	NEW	292,269	NEW	$4,720,144	NEW	2.07%
COHR	Coherent Corp. Technology	Reduced	15,877	-376	$4,569,559	−28.7%	2.01%
VIAV	Viavi Solutions Inc. Technology	Reduced	107,377	-3,158	$4,501,243	−14.7%	1.98%
PLTR	Palantir Technologies Inc. Technology	NEW	21,459	NEW	$4,013,905	NEW	1.76%
EZBC	Franklin Templeton Digital Holdings Trust	Added	81,545	+41,443	$3,937,808	+189.6%	1.73%
AAOI	Applied Optoelectronics, Inc. Technology	Reduced	39,328	-1,160	$3,903,697	−34.9%	1.71%
ETHB	iShares Staked Ethereum Trust ETF	NEW	113,450	NEW	$3,897,007	NEW	1.71%
CRWD	CrowdStrike Holdings, Inc. Technology	NEW	14,292	NEW	$3,783,807	NEW	1.66%
FN	Fabrinet Technology	Reduced	8,565	-1,161	$3,633,872	−33.5%	1.59%
TLDR	The Laddered T-Bill ETF	NEW	139,545	NEW	$3,489,322	NEW	1.53%
LASR	Nlight, Inc. Technology	Reduced	89,007	-2,644	$3,466,377	−45.7%	1.52%
TSLA	Tesla, Inc. Consumer Cyclical	NEW	9,706	NEW	$3,443,785	NEW	1.51%
BTC	Grayscale Bitcoin Mini Trust ETF	NEW	90,100	NEW	$3,329,195	NEW	1.46%
SKHY	SK hynix Inc. Technology	NEW	15,207	NEW	$2,800,369	NEW	1.23%
MU	Micron Technology Inc Technology	Reduced	2,503	-1,487	$2,665,970	−42.1%	1.17%
MKSI	Mks Inc Technology	Reduced	9,055	-3	$2,402,834	−40.4%	1.05%
ASML	Asml Holding NV Technology	Reduced	1,300	-361	$2,355,171	−28.7%	1.03%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Added	40,810	+23,100	$2,090,696	+125.2%	0.92%
NOVT	Novanta Inc Technology	Reduced	14,605	-188	$2,076,684	−13.5%	0.91%
POET	Poet Technologies Inc. Technology	Reduced	272,664	-7,980	$2,039,526	−29.3%	0.89%
ORCL	Oracle Corp Technology	NEW	13,912	NEW	$1,910,117	NEW	0.84%
ASX	ASE Technology Holding Co., Ltd. Technology	NEW	42,648	NEW	$1,896,130	NEW	0.83%
FNV	FRANCO NEVADA Corp Basic Materials	Added	7,314	+4,140	$1,741,536	+163.2%	0.76%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	21,200	+12,000	$1,721,440	+127.9%	0.76%
ONTO	Onto Innovation Inc. Technology	Reduced	5,578	-4,432	$1,717,019	−54.7%	0.75%
KNSL	Kinsale Capital Group, Inc. Financial Services	Added	5,136	+3,342	$1,657,644	+180.2%	0.73%
SKWD	Skyward Specialty Insurance Group, Inc. Financial Services	Added	31,080	+19,764	$1,641,024	+148.5%	0.72%
ANET	Arista Networks, Inc. Technology	NEW	7,855	NEW	$1,599,199	NEW	0.70%
GLD	Spdr Gold Trust	Added	4,019	+2,067	$1,530,595	+112.9%	0.67%
PENG	Penguin Solutions, Inc. Technology	Reduced	27,772	-6,288	$1,518,850	−41.3%	0.67%
IVV	iShares Core S&P 500 ETF	NEW	1,959	NEW	$1,500,300	NEW	0.66%
PLAB	Photronics Inc Technology	Reduced	47,896	-1,376	$1,474,238	−8.0%	0.65%
CAMT	Camtek Ltd Technology	Reduced	9,222	-2,088	$1,431,715	−22.4%	0.63%
CRM	Salesforce, Inc. Technology	NEW	6,073	NEW	$1,394,178	NEW	0.61%
WRB	Berkley W R Corp Financial Services	Added	20,621	+13,353	$1,392,742	+171.7%	0.61%
UMC	United Microelectronics Corp Technology	NEW	56,762	NEW	$1,390,101	NEW	0.61%
AXS	Axis Capital Holdings Ltd Financial Services	Added	14,734	+8,340	$1,387,942	+102.0%	0.61%
MSFT	Microsoft Corp Technology	NEW	2,684	NEW	$1,376,623	NEW	0.60%
SHOP	Shopify Inc. Technology	NEW	9,171	NEW	$1,360,059	NEW	0.60%
LLY	ELI LILLY & Co Healthcare	Added	1,165	+265	$1,347,998	+24.9%	0.59%
DELL	Dell Technologies Inc. Technology	NEW	2,439	NEW	$1,312,060	NEW	0.58%
TRGP	Targa Resources Corp. Energy	NEW	4,786	NEW	$1,293,703	NEW	0.57%
SNDK	Sandisk Corp Technology	Reduced	742	-168	$1,290,998	−37.6%	0.57%
NET	Cloudflare, Inc. Technology	NEW	3,701	NEW	$1,285,283	NEW	0.56%

Showing the top 50 of 251 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.