Oppenheimer & Close, LLC

CIK

1591377

Location

NEW YORK, NY

Portfolio Value

Small $158,504,018

Diversification

Diversified

Filing Date

Global Rank

#7,250 / 8,818 ▼ 449

Top Industry

Banks - Regional 27.6%

Period ended 4 months ago

Filed Aug 12, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 46.3%, 29.4 effective positions, active share 97.3% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

32.5% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 16.6 quarters (12+), a floor since 47.1% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 97.3%; sector active share 64.1% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

57 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

6.7%

+0.4 pts

Top 5

27.8%

+3.4 pts

Top 10

46.3%

+3.5 pts

HHI

340

Diversified+21

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	30.7%	$48,593,506	27
Industrials	28.5%	$45,215,833	7
Basic Materials	22.9%	$36,219,658	8
Real Estate	7.1%	$11,286,573	3
Unclassified	3.9%	$6,256,497	3
Energy	3.6%	$5,750,688	6
Consumer Cyclical	2.9%	$4,670,412	1
Technology	0.2%	$298,853	1
Communication Services	0.1%	$211,998	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

17 positions

Ticker	Company	Δ Shares	Shares	Value
ACNT	Ascent Industries Co.	+73,335	233,093	$3,503,387
IIIN	Insteel Industries Inc	+57,600	200,178	$6,045,375
HL	Hecla Mining Co	+46,935	331,280	$5,111,650
B	Barrick Mining Corp	+25,420	121,155	$4,450,023
FRPH	Frp Holdings, Inc.	+24,157	136,447	$3,409,810
AGI	Alamos Gold Inc	+16,380	156,545	$4,749,575
CDE	Coeur Mining, Inc.	+14,660	286,475	$4,675,272
ASRV	Ameriserv Financial Inc	+11,839	364,422	$1,413,957
AEM	Agnico Eagle Mines Ltd	+5,840	51,840	$8,041,939
PBHC	Pathfinder Bancorp, Inc.	+3,264	95,179	$1,511,442
HURC	Hurco Companies Inc	+3,034	460,214	$10,538,900
BBW	Build-A-Bear Workshop Inc	+3,000	152,578	$4,670,412
SMHI	SEACOR Marine Holdings Inc.	+2,425	1,383,792	$10,586,008
UHAL-B	U-Haul Holding Co	+2,345	137,032	$7,906,746
NEM	NEWMONT Corp	+400	51,589	$4,818,412
BRK-B	Berkshire Hathaway Inc	+145	11,149	$5,578,848
CVX	Chevron Corp	+65	26,835	$4,448,169
No positions match the current search.

Trimmed

Positions the filer reduced

2 positions

Ticker	Company	Δ Shares	Shares	Value
GLW	Corning Inc	−40,567	1,170	$298,853
BRT	BRT Apartments Corp.	−3,290	402,621	$6,188,284
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
SLVM	Sylvamo Corp	23,000	$869,400
FISI	Financial Institutions Inc	14,500	$565,065
GDXJ	VanEck Junior Gold Miners ETF	3,000	$294,750
GOOG	Alphabet Inc.	600	$211,998
BSIN	Big Sky Industrial Inc.	10,000	$11,000
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
CSCO	Cisco Systems, Inc.	64,029	$4,968,010
MRAM	Everspin Technologies Inc.	68,967	$606,219
RIO	Rio Tinto PLC	4,500	$419,805
MUX	McEwen Inc.	9,969	$203,566
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

57 tracked positions · $158,504,018 total · filing declares 57 positions · $158,501,081 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Energy Financial Services Industrials Real Estate Technology

Showing 1–50 of 57 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SMHI	SEACOR Marine Holdings Inc. Industrials	Added	1,383,792	+2,425	$10,586,008	+7.0%	26+	before history	6.68%
HURC	Hurco Companies Inc Industrials	Added	460,214	+3,034	$10,538,900	+56.7%	26+	before history	6.65%
AEM	Agnico Eagle Mines Ltd Basic Materials	Added	51,840	+5,840	$8,041,939	−13.9%	26+	before history	5.07%
UHAL-B	U-Haul Holding Co Industrials	Added	137,032	+2,345	$7,906,746	+31.4%	15	unpriced	4.99%
TAYD	Taylor Devices, Inc. Industrials	Held	113,594	0	$6,665,695	+2.9%	21	$11.06	4.21%
BRT	BRT Apartments Corp. Real Estate	Reduced	402,621	-3,290	$6,188,284	+14.3%	26+	before history	3.90%
IIIN	Insteel Industries Inc Industrials	Added	200,178	+57,600	$6,045,375	+26.2%	7	$29.06	3.81%
PGC	Peapack Gladstone Financial Corp Financial Services	Held	124,936	0	$5,913,220	+34.4%	4	$31.12	3.73%
CCNE	Cnb Financial Corp Financial Services	Held	166,253	0	$5,604,388	+16.4%	4	$26.49	3.54%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	11,149	+145	$5,578,848	+5.8%	2	$490.76	3.52%
GLD	Spdr Gold Trust	Held	14,317	0	$5,274,096	−14.4%	26+	before history	3.33%
HL	Hecla Mining Co Basic Materials	Added	331,280	+46,935	$5,111,650	−3.5%	26+	before history	3.22%
NEM	NEWMONT Corp Basic Materials	Added	51,589	+400	$4,818,412	−13.0%	26+	before history	3.04%
AGI	Alamos Gold Inc Basic Materials	Added	156,545	+16,380	$4,749,575	−23.7%	26+	before history	3.00%
CDE	Coeur Mining, Inc. Basic Materials	Added	286,475	+14,660	$4,675,272	−8.4%	6	$17.66	2.95%
BBW	Build-A-Bear Workshop Inc Consumer Cyclical	Added	152,578	+3,000	$4,670,412	−16.6%	26+	before history	2.95%
B	Barrick Mining Corp Basic Materials	Added	121,155	+25,420	$4,450,023	+14.0%	5	$24.05	2.81%
CVX	Chevron Corp Energy	Added	26,835	+65	$4,448,169	−19.7%	4	$155.87	2.81%
ACNT	Ascent Industries Co. Basic Materials	Added	233,093	+73,335	$3,503,387	+64.8%	3	$14.90	2.21%
FRPH	Frp Holdings, Inc. Real Estate	Added	136,447	+24,157	$3,409,810	+38.8%	26+	before history	2.15%
LSBK	Lake Shore Bancorp, Inc. Financial Services	Held	180,000	0	$3,205,800	+17.3%	4	unpriced	2.02%
CPBI	Central Plains Bancshares, Inc. Financial Services	Held	165,007	0	$3,140,083	+11.2%	11	$9.66	1.98%
TRC	Tejon Ranch Co Industrials	Held	164,766	0	$3,081,124	−0.7%	22	$16.60	1.94%
BVFL	BV Financial, Inc. Financial Services	Held	134,533	0	$2,849,408	+10.7%	12	$10.22	1.80%
HTB	HomeTrust Bancshares, Inc. Financial Services	Held	52,708	0	$2,629,602	+17.0%	26+	before history	1.66%
CARE	Carter Bankshares, Inc. Financial Services	Held	62,500	0	$2,125,625	+45.8%	5	$15.83	1.34%
NBBK	NB Bancorp, Inc. Financial Services	Held	82,999	0	$1,753,768	+0.3%	11	unpriced	1.11%
AXR	Amrep Corp. Real Estate	Held	66,950	0	$1,688,479	−10.3%	26+	before history	1.07%
PBHC	Pathfinder Bancorp, Inc. Financial Services	Added	95,179	+3,264	$1,511,442	+28.9%	26+	before history	0.95%
ASRV	Ameriserv Financial Inc Financial Services	Added	364,422	+11,839	$1,413,957	+10.8%	26+	before history	0.89%
SFBC	Sound Financial Bancorp, Inc. Financial Services	Held	32,645	0	$1,407,325	−1.4%	26+	before history	0.89%
ECBK	ECB Bancorp, Inc. Financial Services	Held	61,007	0	$1,225,020	+20.0%	16	$14.21	0.77%
MPB	Mid Penn Bancorp Inc Financial Services	Held	31,950	0	$1,113,138	+8.3%	5	$27.00	0.70%
CBAN	Colony Bankcorp Inc Financial Services	Held	53,750	0	$1,079,837	+0.6%	3	$16.95	0.68%
CEF	Sprott Physical Gold & Silver Trust Financial Services	Held	24,255	0	$975,778	−15.7%	26+	before history	0.62%
TCBS	Texas Community Bancshares, Inc. Financial Services	Held	54,485	0	$958,936	+0.5%	20	$13.88	0.60%
TSBK	Timberland Bancorp Inc Financial Services	Held	19,839	0	$888,985	+13.6%	5	$32.40	0.56%
SLVM	Sylvamo Corp Basic Materials	NEW	23,000	NEW	$869,400	NEW	1	$40.58	0.55%
FSUN	Firstsun Capital Bancorp Financial Services	Held	21,150	0	$820,197	+6.4%	4	$37.65	0.52%
BRBS	Blue Ridge Bankshares, Inc. Financial Services	Held	200,460	0	$707,623	−16.0%	6	$3.42	0.45%
GDX	VanEck Gold Miners ETF	Held	9,114	0	$687,651	−17.8%	26+	before history	0.43%
WSBK	Winchester Bancorp, Inc. Financial Services	Held	50,000	0	$657,000	+3.5%	5	$9.20	0.41%
RMBI	Richmond Mutual Bancorporation, Inc. Financial Services	Held	40,000	0	$635,200	+17.0%	26+	before history	0.40%
CRC	California Resources Corp Energy	Held	11,400	0	$602,718	−23.6%	2	$56.58	0.38%
WNEB	Western New England Bancorp, Inc. Financial Services	Held	40,768	0	$582,982	+10.6%	2	$13.10	0.37%
FISI	Financial Institutions Inc Financial Services	NEW	14,500	NEW	$565,065	NEW	1	$35.52	0.36%
AVBC	Avidia Bancorp, Inc. Financial Services	Held	26,502	0	$556,276	+6.7%	4	$15.13	0.35%
MGYR	Magyar Bancorp, Inc. Financial Services	Held	24,080	0	$420,196	+0.8%	4	$17.09	0.27%
UHAL	U-Haul Holding Co Industrials	Held	5,990	0	$391,985	+37.0%	16	$52.39	0.25%
GLW	Corning Inc Technology	Reduced	1,170	-40,567	$298,853	−94.7%	26+	before history	0.19%

Showing the top 50 of 57 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.