ASRV · Ameriserv Financial Inc /Pa/ · Holdings

$4.67 +0.29 (+6.62%) At close · Oct 20

Market Cap

$78.95M

16.98M

Volume · Oct 20 7747 Avg daily vol (3M) 20.1K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ASRV: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 34

Total Value: $26,332,387

Total Shares: 6,786,680

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 35 13F filers

Top Holder

24.1%

of institutional value

Top 5

71.9%

of institutional value

Top 10

88.4%

of institutional value

HHI

1,276

Broadly held

Who Holds ASRV

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 34 filers, like-for-like change 0.0%; actively managed books -0.4%; index-like books +2.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	64.5%	18	-0.5%	0	0
Bank	0.7%	5	+1.4%	2	1
Non-US	0.0%	1	0.0%	0	0
Holding company	2.3%	3	+7.8%	0	0
Unknown	32.5%	7	+0.6%	1	2

Style	Share	Filers	Change	New	Exited
Index-like	16.5%	7	+2.3%	0	0
Systematic-like	0.4%	2	-24.0%	0	1
Concentrated	39.4%	5	0.0%	0	0
Diversified active	43.7%	20	-0.5%	3	2
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	65.9%	20	+0.2%	1	2
Medium turnover	22.2%	8	-1.1%	1	0
High turnover	0.4%	3	-24.0%	1	1
Unknown	11.5%	3	+2.1%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	11.5%	4	+0.7%	1	1
Medium horizon	20.9%	6	+0.9%	0	0
Long horizon	67.6%	24	-0.3%	2	2
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	27.8%	11	+0.6%	1	0
$1B to $10B	3.1%	4	-5.4%	0	1
$10B to $100B	34.7%	5	-1.2%	0	0
$100B or more	34.3%	14	+1.4%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	7.5%	7	+0.2%	0	0
Pooled investment vehicles	9.4%	4	-3.9%	0	0
Registered funds and BDCs	34.1%	5	+0.1%	0	0
Pension and profit sharing plans	0.2%	1	0.0%	0	0
Banks and thrifts	13.4%	1	0.0%	0	0
Diversified	0.0%	0	—	0	0
Unknown	35.5%	16	+1.0%	3	3

Private funds	Share	Filers	Change	New	Exited
Hedge funds	8.4%	2	-4.3%	0	0
Private equity funds	0.6%	1	0.0%	0	0
Other private funds	20.7%	3	+0.1%	0	0
Mixed private funds	0.9%	1	0.0%	0	0
No private funds	33.9%	11	+0.1%	0	0
Unknown	35.5%	16	+1.0%	3	3

Location	Share	Filers	Change	New	Exited
United States	100.0%	30	+0.2%	0	2
Outside the US	0.0%	4	-95.9%	3	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

34 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.94% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

12.0%

of shares outstanding, 35th percentile

Mar 31, 2026: 12.2%

Private-fund advisers

12.0%

of shares outstanding

Institutional ownership

39.3%

43.6% of the estimated free float

Top 10 holders

89.9%

of 13F shares, Herfindahl 0.132

Active holders

-0.4%

like-for-like share change of active filers

5% stakes on record

2 13D, 2 13G (1 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 18.9 quarters

Under 1 year 11.9% 1 to 3 years 20.8% 3 years or more 67.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$2.84

estimated per share

Mar 31, 2026: $2.84

Quarter-end price

$3.88

implied by 13F values

Estimated gain or loss

+36.8%

price against the estimated cost

Estimated at a loss

3.45%

of costed 13F value

Estimated cost covers 8.25% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ASRV's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	MPB Mid Penn Bancorp Inc	3	0.281
2	NEM NEWMONT Corp /DE/	3	0.048
3	BA Boeing Co	3	0.031
4	GLW Corning Inc /Ny	3	0.029
5	ORCL Oracle Corp	3	0.023
6	AAPL Apple Inc.	4	0.021
7	CVX Chevron Corp	3	0.020
8	XOM ExxonMobil Holdings Corp	3	0.019
9	BRK-B Berkshire Hathaway Inc	3	0.018
10	JPM Jpmorgan Chase & Co	3	0.018

Shareholder Targets

13F filers that own its peers but not ASRV, quarter ended Jun 30, 2026

Found through its holder-overlap peers: MPB, NEM, BA, GLW, ORCL, AAPL, CVX, XOM, BRK-B, JPM, NVDA, AMZN, MSFT, GOOGL. 7,229 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$433,257,090,728 14 held	19.5%	NVDA, AAPL, GOOGL
2	NORGES BANK Non-US, Index-like	$291,332,016,857 12 held	29.0%	NVDA, GOOGL, AAPL
3	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$265,055,241,400 14 held	26.8%	NVDA, GOOGL, AAPL
4	Invesco Ltd. Adviser, Diversified active	$264,432,215,108 14 held	21.0%	NVDA, GOOGL, AAPL
5	BANK OF AMERICA CORP /DE/ Bank, Diversified active	$215,056,995,639 14 held	16.6%	NVDA, GOOGL, AAPL
6	Capital Research Global Investors Adviser, Diversified active	$190,288,384,449 13 held	26.4%	NVDA, GOOGL, MSFT
7	GOLDMAN SACHS GROUP INC Holding company, Index-like	$171,072,354,472 14 held	19.1%	NVDA, GOOGL, AAPL
8	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$154,353,844,743 14 held	28.2%	NVDA, AAPL, GOOGL
9	CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser, Diversified active	$150,119,760,850 14 held	20.1%	NVDA, AAPL, GOOGL
10	Bank of New York Mellon Corp Bank, Index-like	$141,635,124,326 14 held	24.5%	NVDA, AAPL, GOOGL

Fund Ownership of ASRV by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 4.82% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.97%	0.00 pp	165,401	4
Index ETFs	3.85%	+0.07 pp	653,239	3
Active ETFs	1.73%	0.00 pp	293,042	9
Active funds	5.75%	+0.15 pp	976,906	16
Unclassified	0.00%	0.00 pp	0	0
All registered funds	12.30%	+0.21 pp	2,088,588	32

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 17 Bank 6 Non-US 1 Holding company 3 Unknown 7

Showing 35 of 35

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

GENDELL JEFFREY L

$6,346,426

24.10%

1,635,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tontine Associates, LLC	1,635,677	$6,346,426	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$4,482,939

17.02%

1,155,397

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Ireland Ltd	17,210	$66,774	1.5%	Defined
Held directly	1,138,187	$4,416,165	98.5%	Sole

AmeriServ Wealth Advisors

$3,451,120

13.11%

889,464

VANGUARD CAPITAL MANAGEMENT LLC

$2,563,054

9.73%

660,581

RENAISSANCE TECHNOLOGIES LLC

$2,078,803

7.89%

535,774

Oppenheimer & Close, LLC

$1,413,957

5.37%

364,422

EWA, LLC

$960,249

3.65%

247,487

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$801,720

3.04%

206,629

BlackRock, Inc.

$586,895

2.23%

151,262

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	2,264	$8,784	1.5%	Sole
BlackRock Fund Advisors	44,526	$172,760	29.4%	Sole
BlackRock Institutional Trust Company, N.A.	104,472	$405,351	69.1%	Sole

GEODE CAPITAL MANAGEMENT, LLC

$552,274

2.10%

142,339

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	28,068	$108,903	19.7%	Defined
Held directly	114,271	$443,371	80.3%	Defined

CITADEL ADVISORS LLC

$489,268

1.86%

126,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	126,100	$489,268	100.0%	Defined

Empowered Funds, LLC

$400,641

1.52%

103,258

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	103,258	$400,641	100.0%	Other

Lesa Sroufe & Co

$388,000

1.47%

100,000

VANGUARD FIDUCIARY TRUST CO

$375,991

1.43%

96,905

Argyle Capital Management, LLC

$368,076

1.40%

94,865

Minerva Advisors LLC

$225,816

0.86%

58,200

JOHN G ULLMAN & ASSOCIATES INC

$172,989

0.66%

44,585

Abacus Planning Group, Inc.

$164,950

0.63%

42,513

NORTHERN TRUST CORP

$113,897

0.43%

29,355

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	29,355	$113,897	100.0%	Defined

CITADEL ADVISORS LLC

$100,395

0.38%

25,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	25,875	$100,395	100.0%	Defined

ACADIAN ASSET MANAGEMENT LLC

$88,308

0.34%

22,760

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	22,760	$88,308	100.0%	Defined

STATE STREET CORP

$73,681

0.28%

18,990

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	18,990	$73,681	100.0%	Defined

CAPTRUST FINANCIAL ADVISORS

$52,314

0.20%

13,483

SCHULHOFF & CO INC

$50,440

0.19%

13,000

Vanguard Global Advisers, LLC

$22,872

0.09%

5,895

JPMORGAN CHASE & CO

$2,785

0.01%

718

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	718	$2,785	100.0%	Defined

Tower Research Capital LLC (TRC)

$2,281

0.01%

588

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	588	$2,281	100.0%	Defined

ROYAL BANK OF CANADA

$1,552

0.01%

400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	400	$1,552	100.0%	Defined

IFP Advisors, Inc

$525

0.00%

114

BARCLAYS PLC

$147

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	38	$147	100.0%	Defined

Caitong International Asset Management Co., Ltd

0.00%

SBI Securities Co., Ltd.

0.00%

FMR LLC

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	1	$3	100.0%	Defined

MORGAN STANLEY

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1	$3	100.0%	Defined

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	0.0%	Defined

Key facts CIK 707605 CUSIP 03074A102 13F (30d) 2 filings 2 filers Visit website Investor relations