Claybrook Capital, LLC
Filing Date
Global Rank
#4,686
/ 7,022
▼ 98
· as of Sep 2023
Top Industry
Asset Management
51.6%
3Y Alpha vs SPY
-18.6%
Period ended 2 years ago
Filed Oct 24, 2023 · 2y
15 quarters · since Mar 2020
Clone Performance
Sep 2023–Apr 2024 · vs SPYHypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.
Cloned portfolio
+4.0%
SPY
+14.8%
Annualised alpha
-19.3%
Max drawdown
−8.0%
Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends. Captured split ratios restate closes onto one basis; only an unusable ratio can exclude earlier closes for that listing. It tracks 100% of reported value on average across 2 quarters.Claybrook Capital, LLC has stopped filing, so the simulation ends in Apr 2024 — where its last reported portfolio went stale — rather than trading that portfolio forward to today. Past performance does not predict future results.
Portfolio Concentration
122 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023Top Position
9.5%
+0.3 pts
Top 5
28.4%
+0.8 pts
Top 10
39.9%
+1.0 pts
HHI
266
Diversified+12
Portfolio Trend
15 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2023| Sector | % Portfolio | Value |
|---|---|---|
| Financial Services | 37.7% | $64,943,042 |
| Unclassified | 32.9% | $56,634,224 |
| Real Estate | 11.8% | $20,255,158 |
| Energy | 4.1% | $7,111,606 |
| Consumer Defensive | 3.2% | $5,502,578 |
| Industrials | 2.1% | $3,647,784 |
| Consumer Cyclical | 2.1% | $3,565,716 |
| Communication Services | 1.8% | $3,153,991 |
| Technology | 1.8% | $3,060,448 |
| Healthcare | 1.5% | $2,579,736 |
| Basic Materials | 1.1% | $1,868,044 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
8 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| PCT | PureCycle Technologies, Inc. | +3,850 | 34,500 | $193,545 | |
| GOOGL | Alphabet Inc. | +300 | 14,980 | $1,967,747 | |
| PFE | Pfizer Inc | +205 | 10,705 | $355,084 | |
| BRK-B | Berkshire Hathaway Inc | +135 | 10,980 | $3,846,294 | |
| IVZ | Invesco Ltd. | +59 | 38,480 | $948,147 | |
| SPY | Spdr S&P 500 ETF Trust | +52 | 38,321 | $16,381,461 | |
| QQQ | Invesco Qqq Trust, Series 1 | +32 | 26,054 | $9,334,366 | |
| AGNG | Global X Funds Global X Aging Population ETF | +20 | 11,008 | $337,175 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
13 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| HEGD | Swan Hedged Equity US Large Cap ETF | −45,000 | 20,000 | $362,300 | |
| CSTL | Castle Biosciences Inc | −3,500 | 10,026 | $169,339 | |
| CRM | Salesforce, Inc. | −3,093 | 1,857 | $376,562 | |
| VZ | Verizon Communications Inc | −2,149 | 32,040 | $1,038,416 | |
| ANEW | ProShares MSCI Transformational Changes ETF | −1,800 | 195,350 | $10,636,807 | |
| VEU | Vanguard FTSE All-World Ex-US ETF | −1,624 | 55,044 | $3,746,234 | |
| VEA | Vanguard FTSE Developed Markets ETF | −823 | 26,109 | $1,141,485 | |
| AMZN | Amazon Com Inc | −800 | 28,050 | $3,565,716 | |
| BIV | Vanguard Intermediate-Term Bond ETF | −600 | 10,000 | $751,700 | |
| ATMP | Barclays Bank PLC | −200 | 21,550 | $2,010,184 | |
| BDX | Becton Dickinson & Co | −125 | 7,950 | $2,055,313 | |
| GLD | Spdr Gold Trust | −25 | 9,785 | $1,677,638 | |
| BA | Boeing Co | −10 | 10,010 | $1,918,716 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarterNo qualifying positions this quarter.
122 tracked positions ·
$172,322,327 total
· filing declares
138 positions · $174,751,176
· as of Sep 30, 2023
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Showing 1–50
of 122 positions by value
· page 1 of 3
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 38,321 | $16,381,461 | 9.51% | |
| ANEW |
ProShares MSCI Transformational Changes ETF
|
Reduced | 195,350 | $10,636,807 | 6.17% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 26,054 | $9,334,366 | 5.42% | |
| NRK |
Nuveen New York Amt-Free Quality Municipal Income Fund
Financial Services
|
Held | 792,367 | $7,487,868 | 4.35% | |
| MO |
Altria Group, Inc.
Consumer Defensive
|
Held | 120,458 | $5,065,258 | 2.94% | |
| NAN |
Nuveen New York Quality Municipal Income Fund
Financial Services
|
Held | 486,078 | $4,700,374 | 2.73% | |
| AFK |
VanEck Africa Index ETF
|
Held | 118,423 | $3,920,933 | 2.28% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 10,980 | $3,846,294 | 2.23% | |
| VEU |
Vanguard FTSE All-World Ex-US ETF
|
Reduced | 55,044 | $3,746,234 | 2.17% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 28,050 | $3,565,716 | 2.07% | |
| ET |
Energy Transfer LP
Energy
|
Held | 222,298 | $3,118,840 | 1.81% | |
| MYN |
Blackrock Muniyield New York Quality Fund, Inc.
Financial Services
|
Held | 348,250 | $3,085,495 | 1.79% | |
| LADR |
Ladder Capital Corp
Real Estate
|
Held | 271,781 | $2,788,473 | 1.62% | |
| NEA |
Nuveen AMT-Free Quality Municipal Income Fund
Financial Services
|
Held | 248,583 | $2,406,283 | 1.40% | |
| FSK |
FS KKR Capital Corp
Financial Services
|
Held | 119,643 | $2,355,770 | 1.37% | |
| STWD |
Starwood Property Trust, Inc.
Real Estate
|
Held | 120,192 | $2,325,715 | 1.35% | |
| MSFT |
Microsoft Corp
Technology
|
Held | 7,335 | $2,316,026 | 1.34% | |
| EPRT |
Essential Properties Realty Trust, Inc.
Real Estate
|
Held | 106,758 | $2,309,175 | 1.34% | |
| JPC |
Nuveen Preferred & Income Opportunities Fund
Financial Services
|
Held | 357,226 | $2,261,240 | 1.31% | |
| PML |
Pimco Municipal Income Fund II
Financial Services
|
Held | 280,187 | $2,154,638 | 1.25% | |
| RC |
Ready Capital Corp
Real Estate
|
Held | 206,637 | $2,089,100 | 1.21% | |
| BDX |
Becton Dickinson & Co
Healthcare
|
Reduced | 7,950 | $2,055,313 | 1.19% | |
| IQI |
Invesco Quality Municipal Income Trust
Financial Services
|
Held | 244,543 | $2,051,715 | 1.19% | |
| ATMP |
Barclays Bank PLC
|
Reduced | 21,550 | $2,010,184 | 1.17% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 14,980 | $1,967,747 | 1.14% | |
| BA |
Boeing Co
Industrials
|
Reduced | 10,010 | $1,918,716 | 1.11% | |
| KREF |
KKR Real Estate Finance Trust Inc.
Real Estate
|
Held | 154,116 | $1,829,356 | 1.06% | |
| OCSL |
Oaktree Specialty Lending Corp
Financial Services
|
Held | 90,468 | $1,820,216 | 1.06% | |
| PNI |
Pimco New York Municipal Income Fund II
Financial Services
|
Held | 281,593 | $1,807,827 | 1.05% | |
| KMI |
Kinder Morgan, Inc.
Energy
|
Held | 104,000 | $1,724,320 | 1.00% | |
| GLD |
Spdr Gold Trust
|
Reduced | 9,785 | $1,677,638 | 0.97% | |
| ABR |
Arbor Realty Trust Inc
Real Estate
|
Held | 108,877 | $1,652,752 | 0.96% | |
| NVG |
Nuveen AMT-Free Municipal Credit Income Fund
Financial Services
|
Held | 160,147 | $1,651,115 | 0.96% | |
| UTG |
Reaves Utility Income Fund
Financial Services
|
Held | 66,212 | $1,632,125 | 0.95% | |
| PNNT |
Pennantpark Investment Corp
Financial Services
|
Held | 246,312 | $1,620,732 | 0.94% | |
| AAXJ |
iShares MSCI All Country Asia ex Japan ETF
|
Held | 30,743 | $1,589,207 | 0.92% | |
| APD |
Air Products & Chemicals, Inc.
Basic Materials
|
Held | 5,600 | $1,587,040 | 0.92% | |
| VTN |
Invesco Trust for Investment Grade New York Municipals
Financial Services
|
Held | 170,381 | $1,552,170 | 0.90% | |
| NZF |
Nuveen Municipal Credit Income Fund
Financial Services
|
Held | 148,183 | $1,545,548 | 0.90% | |
| XFLT |
XAI Floating Rate & Alternative Income Trust
Financial Services
|
Held | 214,393 | $1,490,031 | 0.86% | |
| AMZA |
InfraCap MLP ETF
|
Held | 72,115 | $1,394,704 | 0.81% | |
| OMF |
OneMain Holdings, Inc.
Financial Services
|
Held | 34,391 | $1,378,735 | 0.80% | |
| TPVG |
TriplePoint Venture Growth BDC Corp.
Financial Services
|
Held | 121,240 | $1,268,170 | 0.74% | |
| ACRE |
Ares Commercial Real Estate Corp
Real Estate
|
Held | 129,913 | $1,236,771 | 0.72% | |
| ARI |
Apollo Commercial Real Estate Finance, Inc.
Real Estate
|
Held | 121,855 | $1,234,391 | 0.72% | |
| BXMT |
Blackstone Mortgage Trust, Inc.
Real Estate
|
Held | 52,758 | $1,147,486 | 0.67% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Reduced | 26,109 | $1,141,485 | 0.66% | |
| ARCC |
Ares Capital Corp
Financial Services
|
Held | 57,562 | $1,120,732 | 0.65% | |
| SAR |
Saratoga Investment Corp.
Financial Services
|
Held | 41,817 | $1,074,696 | 0.62% | |
| ACES |
ALPS Clean Energy ETF
|
Held | 25,921 | $1,039,296 | 0.60% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.