PNI · Pimco New York Municipal Income Fund II

$6.83 +0.01 (+0.15%) At close · Aug 28

Market Cap

$78.01M

11.21M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 56

Total Value: $57,027,501

Total Shares: 8,043,375

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 56 13F filers · Δ vs Mar 31, 2026

Top Holder

13.8%

+0.2 pts

Top 5

46.7%

+2.7 pts

Top 10

68.4%

+0.7 pts

HHI

642

Broadly held+54

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: +7.7%

Shares held: +4.1%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid Karpus Management, Inc.	+377,694	1,113,329
Small Thomas J. Herzfeld Advisors, Inc.	+156,246	231,370
Small ROBINSON CAPITAL MANAGEMENT, LLC	+103,844	389,726
Mid Dakota Wealth Management	+34,007	58,507
Large OSAIC HOLDINGS, INC.	+26,421	35,958

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Small Logan Stone Capital, LLC	−155,959	199,597
Mid Saba Capital Management, L.P.	−64,753	369,392
Large TORONTO DOMINION BANK	−63,054	35,984
Small Almitas Capital LLC	−21,308	467,432
Small Morse Asset Management, Inc	−17,602	44,223

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Noble Wealth Management PBC	22,127	$156,880
Mid Beacon Pointe Advisors, LLC	10,531	$74,664
Mid IFG Advisory, LLC	1,848	$13,102
Micro United Financial Planning Group LLC	1,564	$11,088

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Verition Fund Management LLC	95,521	$654,318
Micro Catalina Capital Group, LLC	26,206	$179,511
Micro Maltin Wealth Management, Inc.	21,924	$150,179
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	14,499	$99,318
Micro Financially in Tune, LLC	10,531	$72,137

Filter: New 4 Increased 15 Reduced 15 Sold out 5 Unchanged 22

Showing 56 of 56

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Karpus Management, Inc.

$7,893,502

13.84%

1,113,329

RIVERNORTH CAPITAL MANAGEMENT, LLC

$7,407,171

12.99%

1,044,735

Matisse Capital

$4,386,767

7.69%

618,726

GUGGENHEIM CAPITAL LLC

$3,633,432

6.37%

512,473

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	508,498	$3,605,250	99.2%	Defined
SECURITY INVESTORS LLC	3,975	$28,182	0.8%	Defined

Almitas Capital LLC

$3,314,092

5.81%

467,432

ROBINSON CAPITAL MANAGEMENT, LLC

$2,763,157

4.85%

389,726

WHITEBOX ADVISORS LLC

$2,750,622

4.82%

387,958

Saba Capital Management, L.P.

$2,618,989

4.59%

369,392

Hennion & Walsh Asset Management, Inc.

$2,553,470

4.48%

360,151

Closed-End Fund Advisors, Inc.

$1,665,270

2.92%

234,876

Thomas J. Herzfeld Advisors, Inc.

$1,640,413

2.88%

231,370

RIVERBRIDGE PARTNERS LLC

$1,581,360

2.77%

223,041

Logan Stone Capital, LLC

$1,415,142

2.48%

199,597

Professional Financial Management, Inc.

$1,299,313

2.28%

183,260

MORGAN STANLEY

$1,229,505

2.16%

173,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	173,414	$1,229,505	100.0%	Defined

MELFA WEALTH MANAGEMENT, INC.

$1,201,818

2.11%

169,509

Bank of New York Mellon Corp

$1,122,105

1.97%

158,266

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon, NA	157,985	$1,120,113	99.8%	Defined
Held directly	281	$1,992	0.2%	Defined

BANK OF AMERICA CORP /DE/

$811,826

1.42%

114,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	114,503	$811,826	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$782,707

1.37%

110,396

Lido Advisors, LLC

$692,629

1.21%

97,691

Beckerman Institutional, LLC

$536,790

0.94%

75,711

SIT INVESTMENT ASSOCIATES INC

$502,503

0.88%

70,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	70,875	$502,503	100.0%	Sole

Baird Financial Group, Inc.

$432,525

0.76%

61,005

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	61,005	$432,525	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$426,818

0.75%

60,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	60,200	$426,818	100.0%	Defined

Dakota Wealth Management

$414,814

0.73%

58,507

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Karpus Management Inc.	58,507	$414,814	100.0%	Defined

Cetera Investment Advisers

$322,538

0.57%

45,492

Morse Asset Management, Inc

$313,541

0.55%

44,223

HORIZON KINETICS ASSET MANAGEMENT LLC

$266,825

0.47%

37,634

TORONTO DOMINION BANK

$255,126

0.45%

35,984

OSAIC HOLDINGS, INC.

$254,941

0.45%

35,958

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	9,752	$69,141	27.1%	Defined
CW Advisors, LLC	26,206	$185,800	72.9%	Sole

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$237,437

0.42%

33,489

Focus Partners Advisor Solutions, LLC

$207,042

0.36%

29,202

MML INVESTORS SERVICES, LLC

$206,850

0.36%

29,175

DOPKINS WEALTH MANAGEMENT, LLC

$203,100

0.36%

28,646

UBS Group AG

$192,549

0.34%

27,158

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	27,141	$192,429	99.9%	Defined
UBS AG	17	$120	0.1%	Defined

Rockefeller Capital Management L.P.

$180,277

0.32%

25,427

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	25,427	$180,277	100.0%	Defined

Sowell Financial Services LLC

$166,615

0.29%

23,500

Noble Wealth Management PBC

$156,880

0.28%

22,127

Indivisible Partners

$122,302

0.21%

17,250

Compass Financial Group, INC/SD

$115,588

0.20%

16,303

ENVESTNET ASSET MANAGEMENT INC

$96,877

0.17%

13,664

LPL Financial LLC

$86,802

0.15%

12,243

Herold Advisors, Inc.

$84,165

0.15%

11,871

Focus Partners Wealth

$82,839

0.15%

11,684

Wellspring Financial Advisors, LLC

$78,401

0.14%

11,058

Beacon Pointe Advisors, LLC

$74,664

0.13%

10,531

Geneos Wealth Management Inc.

$68,999

0.12%

9,732

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$53,444

0.09%

7,538

IFP Advisors, Inc

$48,212

0.08%

6,800

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$23,694

0.04%

3,342

Daytona Street Capital LLC

$18,348

0.03%

2,588

IFG Advisory, LLC

$13,102

0.02%

1,848

United Financial Planning Group LLC

$11,088

0.02%

1,564

ROYAL BANK OF CANADA

$7,090

0.01%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1,000	$7,090	100.0%	Defined

FNY Investment Advisers, LLC

$1,418

0.00%

200

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$7	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	14,499	$99,318	100.0%	Other

Key facts CIK 1170311 CUSIP 72200Y102 13F (30d) 43 filings 42 filers Visit website