PNI · Pimco New York Municipal Income Fund II · Shareholders & Ownership
Market Cap
$150.48M
Shares
23.89M
Volume · Oct 21
14.32K
Avg daily vol (3M)
83.97K
Every disclosed holder of PNI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns PNI
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 8,040,033 | — |
| Insiders (Forms 3, 4, 5) | 6,847 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 1,295,595 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of PNI
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Karpus Management, Inc.
13F
CIK 1048703 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,113,329 | ||
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,044,735 | ||
| 3 |
Matisse Capital
13F
CIK 1668256 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
618,726 | ||
| 3.1 |
Matisse Discounted Bond CEF Strategy
Fund
S000061872 · Registered fund · Jun 30, 2026
Starboard Investment Trust, not summed
|
618,726 | ||
| 4 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
512,473 | ||
| 4.1 |
Multi-Hedge Strategies Fund
Fund
S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
|
2,931 | ||
| 4.2 |
Guggenheim Multi-Hedge Strategies Fund
Fund
S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
|
1,044 | ||
| 5 |
Almitas Capital LLC
13F
CIK 1596468 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
467,432 | ||
| 6 |
ROBINSON CAPITAL MANAGEMENT, LLC
13F
CIK 1599795 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
389,726 | ||
| 7 |
Robinson Tax Advantaged Income Fund
Fund
S000046847 · Registered fund · Jun 30, 2026
INVESTMENT MANAGERS SERIES TRUST, not summed
|
389,726 | ||
| 8 |
WHITEBOX ADVISORS LLC
13F
CIK 1257391 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
387,958 | ||
| 9 |
Saba Capital Management, L.P.
13F
CIK 1510281 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
369,392 | ||
| 10 |
Hennion & Walsh Asset Management, Inc.
13F
CIK 1861642 · Unknown · Sep 30, 2026
|
333,266 | ||
| 11 |
Closed-End Fund Advisors, Inc.
13F
CIK 2103520 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
234,876 | ||
| 12 |
Thomas J. Herzfeld Advisors, Inc.
13F
CIK 1509510 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
231,370 | ||
| 13 |
RIVERBRIDGE PARTNERS LLC
13F
CIK 1112325 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
223,041 | ||
| 14 |
Logan Stone Capital, LLC
13F
CIK 1535521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
199,597 | ||
| 15 |
Professional Financial Management, Inc.
13F
CIK 2130270 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
183,260 | ||
| 16 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
173,414 | ||
| 17 |
MELFA WEALTH MANAGEMENT, INC.
13F
CIK 1962465 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
169,509 | ||
| 18 |
Bank of New York Mellon Corp
13F
CIK 1390777 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
158,266 | ||
| 19 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
110,396 | ||
| 20 |
Lido Advisors, LLC
13F
CIK 1650150 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
97,691 | ||
| 21 |
Beckerman Institutional, LLC
13F
CIK 2043468 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
75,711 | ||
| 22 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
70,875 | ||
| 23 |
Baird Financial Group, Inc.
13F
CIK 1648711 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
61,005 | ||
| 24 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
60,200 | ||
| 25 |
Dakota Wealth Management
13F
CIK 1631353 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
58,507 | ||
| 26 |
Sowell Financial Services LLC
13F
CIK 1633697 · Registered investment adviser · Sep 30, 2026
|
47,000 | ||
| 27 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
45,492 | ||
| 28 |
Morse Asset Management, Inc
13F
CIK 1705711 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
44,223 | ||
| 29 |
Saba Closed-End Funds ETF
Fund
S000056657 · Registered fund · May 31, 2026
Exchange Listed Funds Trust, not summed
|
42,796 | ||
| 30 |
RiverNorth Flexible Municipal Income Fund II Inc.
Fund
· Registered fund · Jun 30, 2026
RiverNorth Flexible Municipal Income Fund II Inc., not summed
|
42,304 | ||
| 30.1 |
RiverNorth Managed Duration Municipal Income Fund II Inc.
Fund
· Registered fund · Jun 30, 2026
RiverNorth Managed Duration Municipal Income Fund II Inc., not summed
|
58,173 | ||
| 30.2 |
RiverNorth Opportunistic Municipal Income Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RiverNorth Opportunistic Municipal Income Fund Inc., not summed
|
52,983 | ||
| 30.3 |
RiverNorth Flexible Municipal Income Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RiverNorth Flexible Municipal Income Fund Inc., not summed
|
50,639 | ||
| 30.4 |
RiverNorth Managed Duration Muni Income Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RiverNorth Managed Duration Municipal Income Fund Inc., not summed
|
36,273 | ||
| 31 |
HORIZON KINETICS ASSET MANAGEMENT LLC
13F
CIK 1056823 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
37,634 | ||
| 32 |
TORONTO DOMINION BANK
13F
CIK 947263 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,984 | ||
| 33 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,958 | ||
| 34 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,489 | ||
| 35 |
Focus Partners Advisor Solutions, LLC
13F
CIK 1868872 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
29,202 | ||
| 36 |
MML INVESTORS SERVICES, LLC
13F
CIK 701059 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
29,175 | ||
| 37 |
DOPKINS WEALTH MANAGEMENT, LLC
13F
CIK 1904152 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,646 | ||
| 38 |
|
27,158 | ||
| 39 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,427 | ||
| 40 |
Noble Wealth Management PBC
13F
CIK 2055065 · Unknown · Sep 30, 2026
|
18,113 | ||
| 41 |
Indivisible Partners
13F
CIK 2098400 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,250 | ||
| 42 |
Compass Financial Group, INC/SD
13F
CIK 1964835 · Registered investment adviser · Sep 30, 2026
|
16,303 | ||
| 43 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,664 | ||
| 44 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,243 | ||
| 45 |
Focus Partners Wealth
13F
CIK 1542153 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,684 | ||
| 46 |
Herold Advisors, Inc.
13F
CIK 1891713 · Registered investment adviser · Sep 30, 2026
|
11,628 | ||
| 47 |
Wellspring Financial Advisors, LLC
13F
CIK 1811308 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,058 | ||
| 48 |
Beacon Pointe Advisors, LLC
13F
CIK 1744317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,531 | ||
| 49 |
Geneos Wealth Management Inc.
13F
CIK 1764754 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,732 | ||
| 50 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
CIK 1818604 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,538 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 61 holders
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