Herold Advisors, Inc.

CIK

1891713

Location

New York, NY

Portfolio Value

Small $306,759,905

Diversification

Diversified

Filing Date

Global Rank

#3,072 / 8,232 ▲ 163

Top Industry

Drug Manufacturers - General 10.5%

3Y Alpha vs SPY

-3.9%

Period ended 2 months ago

Filed May 15, 2026 · 29d

19 quarters · since Sep 2021

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+60.0%

SPY

+76.5%

Annualised alpha

-3.9%

Max drawdown

−17.3%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

172 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

6.9%

−0.3 pts

Top 5

24.5%

−1.9 pts

Top 10

37.5%

−2.0 pts

HHI

216

Diversified−21

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	26.5%	$81,358,923	23
Financial Services	15.7%	$48,239,497	36
Healthcare	12.7%	$38,855,684	18
Energy	9.1%	$27,966,924	11
Industrials	8.4%	$25,700,840	26
Communication Services	7.2%	$22,041,878	8
Consumer Defensive	6.3%	$19,303,588	12
Consumer Cyclical	5.7%	$17,398,336	11
Utilities	4.0%	$12,417,401	12
Unclassified	1.8%	$5,500,534	5
Real Estate	1.5%	$4,481,424	6
Basic Materials	1.1%	$3,494,876	4

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NRK	Nuveen New York Amt-Free Quality Municipal Income Fund	+8,942	32,379	$330,589
PDI	PIMCO Dynamic Income Fund	+5,099	21,724	$371,697
CCD	Calamos Dynamic Convertible & Income Fund	+4,068	33,067	$705,980
PFE	Pfizer Inc	+3,642	75,030	$2,106,842
NEE	Nextera Energy Inc	+3,288	26,990	$2,506,831
APH	Amphenol Corp /De/	+2,688	40,788	$5,153,563
VZ	Verizon Communications Inc	+2,121	86,347	$4,334,619
AAPL	Apple Inc.	+2,050	83,949	$21,305,416
BIPH	Brookfield Infrastructure Partners L.P.	+1,700	94,211	$3,402,901
MRK	Merck & Co., Inc.	+1,508	31,656	$3,807,900
T	At&T Inc.	+1,437	101,670	$2,947,413
CB	Chubb Ltd	+1,389	9,019	$2,939,562
CAG	Conagra Brands Inc.	+1,300	13,300	$209,076
NFLX	Netflix Inc	+1,292	12,470	$1,198,990
GE	General Electric Co	+1,250	4,592	$1,303,071
BAC	Bank Of America Corp /De/	+1,151	33,827	$1,649,066
NNY	Nuveen New York Municipal Value Fund	+1,069	27,389	$228,698
VST	Vistra Corp.	+948	3,823	$574,711
PEG	Public Service Enterprise Group Inc	+760	15,149	$1,226,311
CCI	Crown Castle Inc.	+679	8,314	$676,011
TMUS	T-Mobile US, Inc.	+635	4,440	$932,533
TSLA	Tesla, Inc.	+576	10,121	$3,762,481
GM	General Motors Co	+500	4,800	$357,600
QQQ	Invesco Qqq Trust, Series 1	+494	992	$572,562
AMD	Advanced Micro Devices Inc	+476	3,194	$649,755
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
F	Ford Motor Co	−19,308	31,977	$369,014
CMCSA	Comcast Corp	−4,842	19,753	$567,108
AB	Alliancebernstein Holding L.P.	−3,900	11,800	$441,792
DIS	Walt Disney Co	−2,678	9,211	$887,756
ICE	Intercontinental Exchange, Inc.	−2,012	2,759	$433,935
OKE	Oneok Inc /New/	−1,996	22,251	$2,011,267
LRCX	Lam Research Corp	−1,848	5,581	$1,192,436
PG	PROCTER & GAMBLE Co	−1,403	23,395	$3,379,173
UNH	Unitedhealth Group Inc	−1,123	2,329	$630,204
GOOGL	Alphabet Inc.	−1,045	24,907	$7,162,256
AMAT	Applied Materials Inc /De	−834	2,104	$719,126
CVS	CVS HEALTH Corp	−642	9,476	$680,566
PM	Philip Morris International Inc.	−540	5,088	$841,249
VRT	Vertiv Holdings Co	−523	3,767	$943,934
CVX	Chevron Corp	−493	27,492	$5,688,094
BLK	BlackRock, Inc.	−411	581	$558,753
KMI	Kinder Morgan, Inc.	−346	25,530	$856,020
WMT	Walmart Inc.	−336	70,475	$8,758,633
HSY	Hershey Co	−264	4,257	$884,987
XOM	Exxon Mobil Corp	−257	65,330	$11,083,887
LLY	ELI LILLY & Co	−251	10,193	$9,375,215
PRU	Prudential Financial Inc	−250	2,331	$227,715
NVDA	Nvidia Corp	−205	113,791	$19,845,150
MDLZ	Mondelez International, Inc.	−200	4,895	$282,147
CAT	Caterpillar Inc	−184	2,631	$1,863,958
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
BWXT	BWX Technologies, Inc.	3,088	$631,465
EME	EMCOR Group, Inc.	772	$569,975
MYN	Blackrock Muniyield New York Quality Fund, Inc.	55,258	$530,476
RCL	Royal Caribbean Cruises Ltd	1,535	$422,401
DUK	Duke Energy CORP	2,305	$301,816
IAU	Ishares Gold Trust	2,685	$236,709
NVST	Envista Holdings Corp	8,550	$216,913
FDX	Fedex Corp	570	$203,022
JFB	JFB Construction Holdings	15,000	$91,800
PNI	Pimco New York Municipal Income Fund II	11,385	$77,987
GUT	Gabelli Utility Trust	11,212	$67,832
PUSA	Aureus Greenway Holdings Inc	15,000	$50,850
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
CRM	Salesforce, Inc.	1,872	$495,911
UBER	Uber Technologies, Inc	3,100	$253,301
URI	United Rentals, Inc.	300	$242,796
AXON	Axon Enterprise, Inc.	395	$224,332
KHC	Kraft Heinz Co	9,000	$218,250
QBTS	D-Wave Quantum Inc.	8,000	$209,200
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

172 positions · $306,759,905 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 172 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Added	83,949	+2,050	$21,305,416	−4.3%	6.95%
NVDA	Nvidia Corp Technology	Reduced	113,791	-205	$19,845,150	−6.7%	6.47%
MSFT	Microsoft Corp Technology	Added	36,636	+338	$13,561,548	−22.7%	4.42%
XOM	Exxon Mobil Corp Energy	Reduced	65,330	-257	$11,083,887	+40.4%	3.61%
LLY	ELI LILLY & Co Healthcare	Reduced	10,193	-251	$9,375,215	−16.5%	3.06%
WMT	Walmart Inc. Consumer Defensive	Reduced	70,475	-336	$8,758,633	+11.0%	2.86%
JPM	Jpmorgan Chase & Co Financial Services	Added	28,902	+85	$8,501,812	−8.4%	2.77%
MA	Mastercard Inc Financial Services	Added	15,793	+426	$7,891,130	−10.0%	2.57%
ABBV	AbbVie Inc. Healthcare	Held	35,090	0	$7,631,724	−4.8%	2.49%
GOOGL	Alphabet Inc. Communication Services	Reduced	24,907	-1,045	$7,162,256	−11.8%	2.33%
V	Visa Inc. Financial Services	Added	22,655	+410	$6,847,247	−12.2%	2.23%
CVX	Chevron Corp Energy	Reduced	27,492	-493	$5,688,094	+33.4%	1.85%
APH	Amphenol Corp /De/ Technology	Added	40,788	+2,688	$5,153,563	+0.1%	1.68%
IBM	International Business Machines Corp Technology	Added	19,616	+333	$4,754,722	−16.8%	1.55%
AMZN	Amazon Com Inc Consumer Cyclical	Added	21,722	+455	$4,524,040	−7.8%	1.47%
VZ	Verizon Communications Inc Communication Services	Added	86,347	+2,121	$4,334,619	+26.4%	1.41%
HD	Home Depot, Inc. Consumer Cyclical	Added	12,807	+155	$4,212,094	−3.2%	1.37%
META	Meta Platforms, Inc. Communication Services	Reduced	7,011	-50	$4,011,203	−13.9%	1.31%
MRK	Merck & Co., Inc. Healthcare	Added	31,656	+1,508	$3,807,900	+20.0%	1.24%
JNJ	Johnson & Johnson Healthcare	Added	15,405	+271	$3,765,598	+20.2%	1.23%
TSLA	Tesla, Inc. Consumer Cyclical	Added	10,121	+576	$3,762,481	−12.3%	1.23%
BIPH	Brookfield Infrastructure Partners L.P. Utilities	Added	94,211	+1,700	$3,402,901	+5.9%	1.11%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	23,395	-1,403	$3,379,173	−4.9%	1.10%
ISRG	Intuitive Surgical Inc Healthcare	Held	6,450	0	$2,973,385	−18.6%	0.97%
T	At&T Inc. Communication Services	Added	101,670	+1,437	$2,947,413	+18.4%	0.96%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	6,146	+341	$2,945,163	+0.9%	0.96%
CB	Chubb Ltd Financial Services	Added	9,019	+1,389	$2,939,562	+23.4%	0.96%
PSX	Phillips 66 Energy	Reduced	16,121	-104	$2,936,923	+40.3%	0.96%
ETN	Eaton Corp plc Industrials	Added	7,889	+142	$2,821,658	+14.4%	0.92%
GLD	Spdr Gold Trust	Held	6,284	0	$2,703,942	+8.6%	0.88%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	2,567	-120	$2,557,835	+10.4%	0.83%
CTAS	Cintas Corp Industrials	Held	15,092	0	$2,552,660	−10.1%	0.83%
AVGO	Broadcom Inc. Technology	Added	8,221	+185	$2,544,481	−8.5%	0.83%
BN	BROOKFIELD Corp /ON/ Financial Services	Held	62,014	0	$2,509,706	−11.8%	0.82%
NEE	Nextera Energy Inc Utilities	Added	26,990	+3,288	$2,506,831	+31.7%	0.82%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	35,977	-155	$2,182,005	+12.0%	0.71%
LMT	Lockheed Martin Corp Industrials	Added	3,541	+350	$2,140,144	+38.7%	0.70%
PFE	Pfizer Inc Healthcare	Added	75,030	+3,642	$2,106,842	+18.5%	0.69%
SHEL	Shell plc Energy	Added	21,822	+7	$2,029,446	+26.6%	0.66%
OKE	Oneok Inc /New/ Energy	Reduced	22,251	-1,996	$2,011,267	+12.9%	0.66%
RTX	RTX Corp Industrials	Added	10,148	+307	$1,957,549	+8.5%	0.64%
ED	Consolidated Edison Inc Utilities	Reduced	17,230	-8	$1,950,091	+13.9%	0.64%
SPGI	S&P Global Inc. Financial Services	Held	4,535	0	$1,928,916	−18.6%	0.63%
CAT	Caterpillar Inc Industrials	Reduced	2,631	-184	$1,863,958	+15.6%	0.61%
INTU	Intuit Inc. Technology	Reduced	4,247	-10	$1,836,317	−34.9%	0.60%
QCOM	Qualcomm Inc/De Technology	Added	13,020	+2	$1,676,715	−24.7%	0.55%
BAC	Bank Of America Corp /De/ Financial Services	Added	33,827	+1,151	$1,649,066	−8.2%	0.54%
GLW	Corning Inc /Ny Technology	Added	12,019	+350	$1,634,223	+59.9%	0.53%
BA	Boeing Co Industrials	Added	8,151	+415	$1,622,293	−3.4%	0.53%
NUE	Nucor Corp Basic Materials	Held	9,440	0	$1,596,304	+3.7%	0.52%