Compass Financial Group, INC/SD

Registered adviser

CIK

1964835

Location

Sioux Falls, SD

Portfolio Value

Small $909,682,674

Diversification

Moderately concentrated

Filing Date

Global Rank

#2,633 / 8,811 ▲ 250 · as of Jun 2026

Top Industry

Insurance - Diversified 26.6%

Period ended 21 days ago

Filed Oct 13, 2026 · 8d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 157109

Roster of Oct 1, 2026

Regulatory AUM

$1,482,712,000

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Sep 2026 to Oct 2026	$1,482,712,000	Individuals and high net worth (99%)
Aug 2026	$1,482,000,000	Individuals and high net worth (99%)
Aug 2025 to Jul 2026	$1,225,296,000	Individuals and high net worth (100%)
Jun 2024 to Jul 2025	$995,000,000	Individuals and high net worth (99%)
Jun 2023 to May 2024	$807,000,000	Individuals and high net worth (99%)
May 2023	$760,000,000	Individuals and high net worth (99%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 92.8% of the book (60%+)

Turnover

Low turnover

2.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 14.6 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 92.0%; sector active share 84.9% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

120 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

36.9%

+0.1 pts

Top 5

86.7%

+1.4 pts

Top 10

93.7%

+0.8 pts

HHI

2,397

Moderately concentrated+92

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	94.6%	$860,503,765	62
Financial Services	2.1%	$19,533,284	15
Technology	1.2%	$11,099,780	11
Real Estate	0.3%	$3,103,107	3
Communication Services	0.3%	$2,890,162	3
Industrials	0.3%	$2,818,584	7
Consumer Defensive	0.3%	$2,685,232	4
Energy	0.3%	$2,410,370	5
Consumer Cyclical	0.2%	$2,177,100	4
Healthcare	0.2%	$1,933,011	4
Utilities	0.1%	$528,279	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHX	Schwab U.S. Large-Cap ETF	+539,257	877,756	$26,332,680
SCHZ	Schwab U.S. Aggregate Bond ETF	+139,543	567,608	$12,544,136
FNDX	Schwab Fundamental U.S. Large Company ETF	+131,450	194,607	$6,124,282
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+101,337	1,491,320	$187,414,184
FNDF	Schwab Fundamental International Equity ETF	+89,393	120,039	$6,452,096
SCHG	Schwab U.S. Large-Cap Growth ETF	+87,050	794,357	$28,541,247
VXUS	Vanguard Total International Stock ETF	+73,331	97,799	$8,309,003
SCHM	Schwab U.S. Mid-Cap ETF	+46,177	174,726	$5,944,178
SCHF	Schwab International Equity ETF	+32,853	91,832	$2,522,625
—		+32,067	47,714	$0
SCHJ	Schwab 1-5 Year Corporate Bond ETF	+31,775	276,121	$6,654,516
SCHA	Schwab U.S. Small-Cap ETF	+20,433	331,348	$10,811,885
SCHO	Schwab Short-Term U.S. Treasury ETF	+16,922	99,248	$2,368,057
SCHE	Schwab Emerging Markets Equity ETF	+16,142	25,445	$927,470
VEA	Vanguard FTSE Developed Markets ETF	+14,753	55,023	$3,885,174
VOO	VANGUARD 500 INDEX FUND	+10,815	200,106	$140,246,291
SCMB	Schwab Municipal Bond ETF	+10,152	160,078	$3,867,484
DFAI	Dimensional International Core Equity Market ETF	+8,941	95,629	$3,961,909
INMU		+8,550	58,013	$1,327,917
SCHH	Schwab U.S. REIT ETF	+6,759	17,164	$378,294
SCHC	Schwab International Small-Cap Equity ETF	+5,505	11,961	$594,940
MPLX	Mplx LP	+5,369	24,958	$1,405,634
FSTA	Fidelity MSCI Consumer Staples Index ETF	+5,168	359,370	$18,270,370
MMU	Western Asset Managed Municipals Fund Inc.	+5,152	50,165	$447,973
VIS	VANGUARD INDUSTRIALS INDEX FUND	+5,110	153,707	$49,264,630
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHB	Schwab U.S. Broad Market ETF	−460,796	3,433,306	$100,630,198
NZF	Nuveen Municipal Credit Income Fund	−32,009	132,562	$1,435,646
VIGI	Vanguard Whitehall Funds	−26,376	182,164	$17,199,924
SCHD	Schwab U.S. Dividend Equity ETF	−16,486	162,455	$5,284,661
VIG	Vanguard Specialized Funds	−15,899	99,206	$23,145,751
MHD	Blackrock Muniholdings Fund, Inc.	−12,945	137,405	$1,409,775
MQY	Blackrock Muniyield Quality Fund, Inc.	−4,803	44,035	$437,267
NLY	Annaly Capital Management Inc	−4,064	137,622	$2,599,679
TGRW	T. Rowe Price Growth Stock ETF	−3,852	20,105	$974,199
VEU	Vanguard International Equity Index Funds	−3,162	2,694	$223,521
VUG	VANGUARD GROWTH INDEX FUND	−3,126	37,426	$3,372,456
—		−2,303	32,515	$0
SCCR	Schwab Core Bond ETF	−1,415	11,585	$281,747
IAU	Ishares Gold Trust	−1,209	2,595	$202,669
NAD	Nuveen Quality Municipal Income Fund	−1,123	14,851	$150,292
QQQ	Invesco Qqq Trust, Series 1	−835	4,470	$3,306,771
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	−766	4,142	$956,926
BRK-B	Berkshire Hathaway Inc	−589	26,231	$13,061,726
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	−296	237,034	$21,818,979
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	−270	8,377	$1,322,309
VNQ	VANGUARD REAL ESTATE INDEX FUND	−256	2,381	$213,409
SLV	iShares Silver Trust	−241	7,136	$388,983
ET	Energy Transfer LP	−235	50,207	$0
GLD	Spdr Gold Trust	−225	1,001	$381,220
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−210	6,374	$989,244
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
SPCX	Space Exploration Technologies Corp	3,264	$492,407
PLTR	Palantir Technologies Inc.	1,456	$272,344
WK	Workiva Inc	3,619	$240,916
XOM	ExxonMobil Holdings Corp	1,418	$230,779
MCK	Mckesson Corp	243	$207,475
COST	Costco Wholesale Corp /New	225	$204,826
VTV	VANGUARD VALUE INDEX FUND	944	$203,979
VLO	Valero Energy Corp/Tx	520	$201,557
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
QS	QuantumScape Corp	71,000	$536,760
XEL	Xcel Energy Inc	3,438	$276,071
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	3,085	$271,109
IART	Integra Lifesciences Holdings Corp	14,043	$252,212
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	3,033	$250,677
—		1,574	$208,114
PTON	Peloton Interactive, Inc.	24,711	$146,042
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

120 tracked positions · $909,682,674 total · filing declares 120 positions · $922,113,677 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 120 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	1,491,320	+101,337	$187,414,184	+12.8%	20.60%
VOO	VANGUARD 500 INDEX FUND	Added	200,106	+10,815	$140,246,291	+7.9%	15.42%
SCHB	Schwab U.S. Broad Market ETF	Reduced	3,433,306	-460,796	$100,630,198	−10.8%	11.06%
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	Added	445,311	+4,427	$97,171,313	−2.3%	10.68%
VIS	VANGUARD INDUSTRIALS INDEX FUND	Added	153,707	+5,110	$49,264,630	−8.0%	5.42%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	109,257	+1,641	$40,888,339	+2.7%	4.49%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	794,357	+87,050	$28,541,247	+19.2%	3.14%
SCHX	Schwab U.S. Large-Cap ETF	Added	877,756	+539,257	$26,332,680	+164.3%	2.89%
VIG	Vanguard Specialized Funds	Reduced	99,206	-15,899	$23,145,751	−15.0%	2.54%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Reduced	237,034	-296	$21,818,979	+1.3%	2.40%
FSTA	Fidelity MSCI Consumer Staples Index ETF	Added	359,370	+5,168	$18,270,370	−1.8%	2.01%
VIGI	Vanguard Whitehall Funds	Reduced	182,164	-26,376	$17,199,924	−11.7%	1.89%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	26,231	-589	$13,061,726	−2.7%	1.44%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	567,608	+139,543	$12,544,136	+26.7%	1.38%
SCHA	Schwab U.S. Small-Cap ETF	Added	331,348	+20,433	$10,811,885	−3.8%	1.19%
VXUS	Vanguard Total International Stock ETF	Added	97,799	+73,331	$8,309,003	+297.2%	0.91%
SCHJ	Schwab 1-5 Year Corporate Bond ETF	Added	276,121	+31,775	$6,654,516	+10.4%	0.73%
FNDF	Schwab Fundamental International Equity ETF	Added	120,039	+89,393	$6,452,096	+299.0%	0.71%
FNDX	Schwab Fundamental U.S. Large Company ETF	Added	194,607	+131,450	$6,124,282	+211.8%	0.67%
SCHM	Schwab U.S. Mid-Cap ETF	Added	174,726	+46,177	$5,944,178	+25.4%	0.65%
AAPL	Apple Inc. Technology	Added	16,087	+936	$5,357,292	+22.2%	0.59%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	162,455	-16,486	$5,284,661	−6.9%	0.58%
DFAI	Dimensional International Core Equity Market ETF	Added	95,629	+8,941	$3,961,909	+10.8%	0.44%
VEA	Vanguard FTSE Developed Markets ETF	Added	55,023	+14,753	$3,885,174	+35.4%	0.43%
SCMB	Schwab Municipal Bond ETF	Added	160,078	+10,152	$3,867,484	−0.1%	0.43%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	37,426	-3,126	$3,372,456	−3.5%	0.37%
QQQ	Invesco Qqq Trust, Series 1	Reduced	4,470	-835	$3,306,771	−15.4%	0.36%
NLY	Annaly Capital Management Inc Real Estate	Reduced	137,622	-4,064	$2,599,679	−17.9%	0.29%
SCHF	Schwab International Equity ETF	Added	91,832	+32,853	$2,522,625	+54.4%	0.28%
NVDA	Nvidia Corp Technology	Added	10,629	+508	$2,427,451	+19.9%	0.27%
SCHO	Schwab Short-Term U.S. Treasury ETF	Added	99,248	+16,922	$2,368,057	+19.2%	0.26%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	42,251	+3,138	$2,001,007	+1.1%	0.22%
VB	Vanguard Index Funds	Reduced	6,127	-146	$1,743,070	−8.3%	0.19%
WMT	Walmart Inc. Consumer Defensive	Added	15,482	+329	$1,608,889	−6.3%	0.18%
GOOG	Alphabet Inc. Communication Services	Added	4,720	+800	$1,608,292	+16.1%	0.18%
VOOG	VANGUARD S&P 500 GROWTH INDEX FUND	Held	18,474	0	$1,579,157	+3.5%	0.17%
VTHR	VANGUARD RUSSELL 3000 INDEX FUND	Held	4,665	0	$1,565,107	+1.2%	0.17%
NZF	Nuveen Municipal Credit Income Fund Financial Services	Reduced	132,562	-32,009	$1,435,646	−31.2%	0.16%
MHD	Blackrock Muniholdings Fund, Inc. Financial Services	Reduced	137,405	-12,945	$1,409,775	−21.2%	0.15%
MPLX	Mplx LP Energy	Added	24,958	+5,369	$1,405,634	+27.4%	0.15%
VONE	VANGUARD RUSSELL 1000 INDEX FUND	Held	4,069	0	$1,399,736	+1.6%	0.15%
VOOV	VANGUARD S&P 500 VALUE INDEX FUND	Held	6,214	0	$1,369,192	+0.5%	0.15%
INMU		Added	58,013	+8,550	$1,327,917	+10.7%	0.15%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Reduced	8,377	-270	$1,322,309	−2.6%	0.15%
AMZN	Amazon Com Inc Consumer Cyclical	Added	4,736	+392	$1,179,974	+14.0%	0.13%
VFMV	VANGUARD U.S. MINIMUM VOLATILITY ETF	Reduced	7,515	-17	$1,063,710	+1.3%	0.12%
MSFT	Microsoft Corp Technology	Added	2,060	+676	$1,056,574	+104.7%	0.12%
JNJ	Johnson & Johnson Healthcare	Reduced	3,795	-72	$1,004,688	+2.3%	0.11%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	6,374	-210	$989,244	−4.9%	0.11%
TGRW	T. Rowe Price Growth Stock ETF	Reduced	20,105	-3,852	$974,199	−14.8%	0.11%

Showing the top 50 of 120 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.