RC · Ready Capital Corp · Holdings

$1.18 +0.01 (+0.85%) Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$193.27M

165.19M

Volume · Oct 28 1.58M Avg daily vol (3M) 1.45M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RC: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 230

Total Value: $162,836,440

Total Shares: 93,420,186

Showing 1–100 of 236 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 233 13F filers

Top Holder

18.9%

of institutional value

Top 5

51.0%

of institutional value

Top 10

69.6%

of institutional value

HHI

741

Broadly held

Who Holds RC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 232 filers, like-for-like change -3.2%; actively managed books -9.8%; index-like books +8.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	50.2%	137	+3.1%	14	17
Exempt adviser	1.3%	2	-61.8%	0	1
Adviser	0.5%	4	-16.9%	0	0
Bank	18.7%	16	-0.2%	1	1
Insurer	0.4%	2	0.0%	0	0
Broker-dealer	0.1%	1	+3.0%	0	1
Benefit plan	0.1%	4	-1.6%	0	0
Non-US	0.8%	5	+162.3%	1	0
Holding company	23.1%	7	+11.0%	0	1
Unknown	4.8%	54	-52.4%	4	10

Style	Share	Filers	Change	New	Exited
Index-like	41.5%	22	+8.1%	0	1
Systematic-like	5.6%	14	-23.3%	1	4
Concentrated	12.7%	56	0.0%	4	12
Diversified active	40.2%	140	-10.4%	15	13
Unknown	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	60.9%	151	+7.8%	14	12
Medium turnover	23.0%	42	-1.5%	3	9
High turnover	6.0%	24	-56.3%	3	8
Unknown	10.1%	15	+4.2%	0	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	11.2%	22	-1.1%	2	4
Medium horizon	24.0%	36	+14.2%	6	8
Long horizon	55.1%	161	-3.5%	12	12
Unknown	9.6%	13	-30.0%	0	7
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	12.7%	50	+0.5%	5	14
$1B to $10B	14.0%	71	0.0%	7	5
$10B to $100B	7.0%	53	-33.2%	6	11
$100B or more	66.2%	58	+0.2%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	14.4%	92	+9.2%	12	10
Pooled investment vehicles	13.9%	17	-5.5%	1	2
Registered funds and BDCs	17.3%	10	-3.5%	0	4
Pension and profit sharing plans	0.1%	2	+192.5%	0	0
Insurance companies	0.1%	3	+114.3%	0	0
Charitable organizations	0.0%	1	new	1	0
Governments and sovereign funds	0.2%	1	-6.6%	0	0
Corporations	0.0%	1	-6.0%	0	0
Other investment advisers	0.0%	3	-10.7%	0	0
Other	0.4%	1	+362.9%	0	0
Diversified	3.7%	6	+54.7%	0	1
Unknown	49.8%	95	-8.7%	6	14

Private funds	Share	Filers	Change	New	Exited
Hedge funds	18.9%	23	-7.3%	2	4
Private equity funds	1.6%	10	+10.9%	1	0
Venture capital funds	0.1%	3	+6.6%	0	0
Real estate funds	0.7%	5	+11.1%	1	0
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	1.2%	13	+11.8%	2	1
Mixed private funds	0.3%	3	+5.1%	0	1
Private funds, type not stated	0.0%	1	-81.5%	0	1
No private funds	28.7%	80	+2.0%	8	11
Liquidity funds	0.0%	0	—	0	0
Unknown	48.5%	93	-5.1%	6	13

Location	Share	Filers	Change	New	Exited
United States	84.6%	212	-1.0%	18	29
Outside the US	15.4%	20	-13.7%	2	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

231 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.73% of filers hold it in their top 10

Mar 31, 2026: 4

Holders above 5%

median weight 0.000%

Mar 31, 2026: 1

Crowding

13.6%

of shares outstanding, 41st percentile

Mar 31, 2026: 17.3%

Private-fund advisers

12.8%

of shares outstanding

Institutional ownership

56.4%

57.8% of the estimated free float

Top 10 holders

70.0%

of 13F shares, Herfindahl 0.075

Active holders

-9.8%

like-for-like share change of active filers

5% stakes on record

1 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 13.1 quarters

Under 1 year 18.0% 1 to 3 years 42.4% 3 years or more 39.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$4.20

estimated per share

Mar 31, 2026: $4.23

Quarter-end price

$1.75

implied by 13F values

Estimated gain or loss

-58.3%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 32.6% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies RC's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	UBER Uber Technologies, Inc	7	0.051
2	BABA Alibaba Group Holding Ltd	4	0.050
3	ET Energy Transfer LP	3	0.032
4	CRM Salesforce, Inc.	4	0.030
5	BIL State Street SPDR Bloomberg 1-3 Month T-Bill ETF	5	0.029
6	ADBE Adobe Inc.	3	0.029
7	IVZ Invesco Ltd.	5	0.029
8	T At&T Inc.	4	0.027
9	XLB State Street Materials Select Sector SPDR ETF	3	0.027
10	BKNG Booking Holdings Inc.	3	0.027

Shareholder Targets

13F filers that own its peers but not RC, quarter ended Jun 30, 2026

Found through its holder-overlap peers: UBER, BABA, ET, CRM, BIL, ADBE, IVZ, T, XLB, BKNG, NFLX, COST, NVDA, PLTR, MSFT, BRK-B, META, JPM, PG, TSLA. 7,063 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$189,516,056,921 17 held	18.9%	NVDA, MSFT, META
2	Capital Research Global Investors Adviser, Diversified active	$132,008,214,759 16 held	18.5%	NVDA, MSFT, META
3	Capital World Investors Adviser, Diversified active	$109,322,636,970 16 held	13.0%	META, NVDA, MSFT
4	Amundi Holding company, Index-like	$75,018,555,277 17 held	18.1%	NVDA, MSFT, TSLA
5	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$58,918,746,616 19 held	10.2%	NVDA, MSFT, TSLA
6	Capital International Investors Adviser, Diversified active	$58,638,379,952 13 held	12.1%	MSFT, NVDA, META
7	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$57,821,520,745 17 held	10.5%	NVDA, MSFT, META
8	Fisher Asset Management, LLC Adviser, Diversified active	$45,645,632,232 20 held	13.7%	NVDA, MSFT, JPM
9	Mitsubishi UFJ Asset Management Co., Ltd. Unknown, Index-like	$36,499,367,045 17 held	20.2%	NVDA, MSFT, META
10	Swiss National Bank Unknown, Index-like	$34,705,419,481 15 held	18.1%	NVDA, MSFT, META

Fund Ownership of RC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 14.47% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.25%	+0.40 pp	5,361,979	54
Index ETFs	11.22%	-0.47 pp	18,540,737	26
Active ETFs	0.08%	-0.26 pp	138,153	2
Active funds	0.73%	+0.44 pp	1,210,279	22
Unclassified	0.07%	0.00 pp	116,480	1
All registered funds	15.36%	+0.10 pp	25,367,628	105

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 134 Exempt adviser 2 Adviser 4 Bank 16 Insurer 2 Broker-dealer 1 Benefit plan 4 Non-US 5 Holding company 7 Unknown 55

Showing 100 of 236

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$31,058,588

19.07%

17,747,767

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	1,585,806	$2,775,160	8.9%	Sole
BlackRock Asset Management Canada Ltd	1,469	$2,570	0.0%	Sole
BlackRock Investment Management, LLC	596,206	$1,043,360	3.4%	Sole
BLACKROCK ADVISORS LLC	350,959	$614,178	2.0%	Sole
BlackRock Fund Advisors	7,597,354	$13,295,369	42.8%	Sole
BlackRock Institutional Trust Company, N.A.	7,425,926	$12,995,370	41.8%	Sole
BlackRock Japan Co. Ltd	86,635	$151,611	0.5%	Sole
BlackRock (Netherlands) B.V.	3,430	$6,002	0.0%	Sole
BlackRock Life Ltd	24,774	$43,354	0.1%	Sole
Aperio Group, LLC	75,208	$131,614	0.4%	Sole

UBS Group AG

$19,883,295

12.21%

11,361,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	12,696	$22,218	0.1%	Defined
UBS AG	11,349,187	$19,861,077	99.9%	Defined

PRIVATE MANAGEMENT GROUP INC

$13,881,911

8.53%

7,932,521

VANGUARD CAPITAL MANAGEMENT LLC

$11,355,935

6.97%

6,489,106

MASON CAPITAL MANAGEMENT LLC

$7,559,882

4.64%

4,319,933

GEODE CAPITAL MANAGEMENT, LLC

$6,872,219

4.22%

3,926,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	576,538	$1,008,941	14.7%	Defined
Held directly	3,350,445	$5,863,278	85.3%	Defined

WATERFALL ASSET MANAGEMENT, LLC

$6,840,720

4.20%

3,908,983

STATE STREET CORP

$5,871,853

3.61%

3,355,345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,355,345	$5,871,853	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$5,508,958

3.38%

3,147,977

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	442	$773	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	191	$334	0.0%	Other
Prism Planning Partners LLC	10	$17	0.0%	Other
Compound Planning, Inc.	60	$105	0.0%	Other
Arax Advisory Partners	50,659	$88,653	1.6%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	17,096	$29,918	0.5%	Other
Stokes Family Office, LLC	11,208	$19,614	0.4%	Other
Held directly	3,068,311	$5,369,544	97.5%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$5,316,886

3.27%

3,038,221

GOLDMAN SACHS GROUP INC

$3,143,078

1.93%

1,796,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,132,435	$1,981,761	63.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	651,900	$1,140,825	36.3%	Defined
Goldman Sachs Trust Company, N.A.	11,710	$20,492	0.7%	Defined

MORGAN STANLEY

$3,137,638

1.93%

1,792,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	198	$346	0.0%	Defined
MORGAN STANLEY & CO. LLC	57,821	$101,186	3.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	287,632	$503,356	16.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	66,058	$115,600	3.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,381,229	$2,417,150	77.0%	Defined

TUDOR INVESTMENT CORP ET AL

$2,262,660

1.39%

1,292,949

NORTHERN TRUST CORP

$2,116,738

1.30%

1,209,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,187,972	$2,078,951	98.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	21,593	$37,787	1.8%	Other

Qube Research & Technologies Ltd

$2,116,695

1.30%

1,209,540

VANGUARD PORTFOLIO MANAGEMENT LLC

$2,115,428

1.30%

1,208,816

Quadrant Private Wealth Management, LLC

$1,934,847

1.19%

1,105,627

VANGUARD FIDUCIARY TRUST CO

$1,790,846

1.10%

1,023,341

Mariner, LLC

$1,782,259

1.09%

1,018,434

Soltis Investment Advisors LLC

$1,510,264

0.93%

863,008

NEXPOINT ASSET MANAGEMENT, L.P.

$1,487,725

0.91%

850,129

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NexPoint Advisors, L.P.	733,649	$1,283,885	86.3%	Other
Held directly	116,480	$203,840	13.7%	Sole

RAMSEY QUANTITATIVE SYSTEMS

$1,448,843

0.89%

1,249,003

D. E. Shaw & Co., Inc.

$1,273,189

0.78%

727,537

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	691,794	$1,210,639	95.1%	Defined
D. E. Shaw Investment Management, L.L.C. joint	35,743	$62,550	4.9%	Defined

Arax Advisory Partners

$1,045,367

0.64%

597,353

Atom Investors LP

$1,017,728

0.63%

581,559

GSA CAPITAL PARTNERS LLP

$855,550

0.53%

488,886

Bank of New York Mellon Corp

$844,858

0.52%

482,777

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	213,821	$374,186	44.3%	Defined
The Bank of New York Mellon	268,954	$470,669	55.7%	Defined
Held directly	2	$3	0.0%	Defined

IEQ CAPITAL, LLC

$816,541

0.50%

466,595

Invesco Ltd.

$740,899

0.45%

423,372

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	19,061	$33,356	4.5%	Defined
Invesco Trust Co joint	57,637	$100,864	13.6%	Defined
Invesco Capital Management LLC	346,674	$606,679	81.9%	Defined

AMERICAN FINANCIAL GROUP INC

$675,709

0.41%

386,120

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Great American Insurance Company	248,085	$434,148	64.3%	Defined
Held directly	138,035	$241,561	35.7%	Defined

BANK OF AMERICA CORP /DE/

$664,149

0.41%

379,514

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	286,194	$500,839	75.4%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	45,232	$79,156	11.9%	Defined
BOFA SECURITIES, INC.	48,088	$84,154	12.7%	Defined

XTX Topco Ltd

$650,231

0.40%

371,561

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	371,561	$650,231	100.0%	Defined

Odyssean, LLC

$611,884

0.38%

349,648

PRICE T ROWE ASSOCIATES INC /MD/

$598,118

0.37%

341,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	341,782	$598,118	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$587,961

0.36%

335,978

Quinn Opportunity Partners LLC

$582,443

0.36%

332,825

Creative Planning

$502,671

0.31%

287,241

Nuveen, LLC

$461,822

0.28%

263,899

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	23,197	$40,594	8.8%	Defined
TEACHERS ADVISORS, LLC joint	240,702	$421,228	91.2%	Defined

IAT REINSURANCE CO LTD. RCD

$449,000

0.28%

20,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acceptance Indemnity Insurance Company	20,000	$449,000	100.0%	Defined

Squarepoint Ops LLC

$403,194

0.25%

230,397

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	230,397	$403,194	100.0%	Defined

HSBC HOLDINGS PLC

$382,511

0.23%

218,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	218,578	$382,511	100.0%	Defined

BARCLAYS PLC

$334,210

0.21%

190,978

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	180,241	$315,421	94.4%	Defined
BARCLAYS CAPITAL INC.	10,737	$18,789	5.6%	Defined

Cerity Partners LLC

$333,564

0.20%

190,609

ALLIANCEBERNSTEIN L.P.

$326,299

0.20%

186,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	186,457	$326,299	100.0%	Defined

RHUMBLINE ADVISERS

$322,175

0.20%

184,100

DEUTSCHE BANK AG\

$258,406

0.16%

147,661

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	147,661	$258,406	100.0%	Defined

Point72 Asset Management, L.P.

$246,384

0.15%

140,791

Advisors Asset Management, Inc.

$236,173

0.15%

134,956

CANADA PENSION PLAN INVESTMENT BOARD

$231,000

0.14%

132,000

WELLS FARGO & COMPANY/MN

$219,854

0.14%

125,631

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	121,632	$212,856	96.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	404	$707	0.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	3,595	$6,291	2.9%	Defined

Summit Global Investments

$205,864

0.13%

117,637

Russell Investments Group, Ltd.

$194,149

0.12%

110,943

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	110,943	$194,149	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$186,765

0.11%

106,723

Joel Isaacson & Co., LLC

$182,526

0.11%

104,301

Jain Global LLC

$179,851

0.11%

102,772

TRUIST FINANCIAL CORP

$175,446

0.11%

100,255

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	100,255	$175,446	100.0%	Defined

Clear Harbor Asset Management, LLC

$170,187

0.10%

97,250

MILLENNIUM MANAGEMENT LLC

$169,279

0.10%

96,731

MetLife Investment Management, LLC

$150,781

0.09%

86,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	86,161	$150,781	100.0%	Defined

FMR LLC

$142,740

0.09%

81,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	49,930	$87,377	61.2%	Defined
STRATEGIC ADVISERS LLC	31,636	$55,363	38.8%	Defined

Graham Capital Management, L.P.

$141,422

0.09%

80,813

LPL Financial LLC

$141,268

0.09%

80,725

OSAIC HOLDINGS, INC.

$138,203

0.08%

78,974

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	53,529	$93,675	67.8%	Defined
CW Advisors, LLC	24,834	$43,459	31.4%	Sole
Osaic Advisory Services, LLC	611	$1,069	0.8%	Defined

Corient Private Wealth LLC

$132,315

0.08%

75,609

CITADEL ADVISORS LLC

$131,950

0.08%

75,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	75,400	$131,950	100.0%	Defined

FIRST FOUNDATION ADVISORS

$122,864

0.08%

70,208

Quantbot Technologies LP

$122,094

0.07%

69,768

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	69,768	$122,094	100.0%	Sole

ENVESTNET ASSET MANAGEMENT INC

$120,743

0.07%

68,996

CITADEL ADVISORS LLC

$120,575

0.07%

68,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	68,900	$120,575	100.0%	Defined

ROYAL BANK OF CANADA

$118,935

0.07%

67,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	4,375	$7,656	6.4%	Defined
RBC Capital Markets, LLC	63,588	$111,279	93.6%	Defined

Eagle Point Credit Management LLC

$118,860

0.07%

67,920

CITIGROUP INC

$118,652

0.07%

67,802

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	67,802	$118,652	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$117,033

0.07%

66,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	66,876	$117,033	100.0%	Defined

JANE STREET GROUP, LLC

$112,000

0.07%

64,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	64,000	$112,000	100.0%	Defined

JPMORGAN CHASE & CO

$106,781

0.07%

61,018

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	60,210	$105,367	98.7%	Defined
J.P. Morgan Securities plc	808	$1,414	1.3%	Defined
55I, LLC	0	$0	0.0%	Other

HighTower Advisors, LLC

$106,653

0.07%

60,945

Vanguard Global Advisers, LLC

$105,518

0.06%

60,296

BRIGHTON JONES LLC

$103,785

0.06%

59,306

JANE STREET GROUP, LLC

$101,785

0.06%

58,163

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	26,199	$45,848	45.0%	Defined
Jane Street Global Trading, LLC	31,964	$55,937	55.0%	Defined

BFSG, LLC

$99,611

0.06%

56,921

Advisory Services Network, LLC

$96,703

0.06%

55,259

CAPTRUST FINANCIAL ADVISORS

$83,763

0.05%

47,865

FRANKLIN RESOURCES INC

$83,287

0.05%

47,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	2,196	$3,843	4.6%	Defined
FRANKLIN ADVISERS INC	45,397	$79,444	95.4%	Defined

PARAGON CAPITAL MANAGEMENT INC

$81,200

0.05%

70,000

Police & Firemen's Retirement System of New Jersey

$80,524

0.05%

46,014

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	46,014	$80,524	100.0%	Defined

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$80,038

0.05%

45,736

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$77,731

0.05%

44,418

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	44,418	$77,731	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$77,085

0.05%

44,049

Focus Partners Wealth

$75,209

0.05%

42,977

Virtu Financial LLC

$74,688

0.05%

42,679

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	42,679	$74,688	100.0%	Defined

Dorsey & Whitney Trust CO LLC

$74,366

0.05%

42,495

NORDEN GROUP LLC

$71,509

0.04%

61,646

OceanIQ Capital, LLC

$70,822

0.04%

61,054

SG Americas Securities, LLC

$70,507

0.04%

40,290

Allied Private Wealth LLC

$69,909

0.04%

39,948

Steward Partners Investment Advisory, LLC

$68,006

0.04%

38,861

Belpointe Asset Management LLC

$65,455

0.04%

37,403

VOYA INVESTMENT MANAGEMENT LLC

$63,008

0.04%

36,005

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	36,005	$63,008	100.0%	Defined

INTECH INVESTMENT MANAGEMENT LLC

$59,122

0.04%

33,784

Pallas Capital Advisors LLC

$57,984

0.04%

33,134

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Key facts CIK 1527590 CUSIP 75574U101 13F (30d) 49 filings 44 filers Visit website Investor relations