Financial Advocates Investment Management

CIK

1730293

Location

OLYMPIA, WA

Portfolio Value

Small $175,580,250

Diversification

Diversified

Filing Date

Global Rank

#6,200 / 8,095 ▼ 4312 · as of Sep 2025

Top Industry

Consumer Electronics 45.3%

Period ended 12 months ago

Filed Nov 6, 2025 · 10mo

23 quarters · since Mar 2020

Portfolio Concentration

55 tracked positions · as of Sep 30, 2025 · Δ vs Jun 30, 2025

Top Position

28.5%

+4.2 pts

Top 5

51.7%

+11.2 pts

Top 10

68.4%

+16.8 pts

HHI

1,073

Diversified+359

Portfolio Trend

23 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2025

Sector	% Portfolio	Value	Positions
Unclassified	77.2%	$135,490,633	36
Technology	12.7%	$22,308,290	4
Financial Services	5.3%	$9,337,305	5
Communication Services	2.7%	$4,741,456	3
Consumer Cyclical	1.4%	$2,448,864	3
Consumer Defensive	0.3%	$544,270	1
Industrials	0.3%	$480,072	2
Energy	0.1%	$229,360	1

Last Quarter's Activity

Export CSV

Sep 30, 2025 vs Jun 30, 2025

Added To

Positions the filer increased

3 positions

Ticker	Company	Δ Shares	Shares	Value
BAI	iShares A.I. Innovation and Tech Active ETF	+15,033	109,559	$5,141,437
PSLV	Sprott Physical Silver Trust	+2,700	105,499	$1,656,334
VIG	Vanguard Dividend Appreciation ETF	+1,113	16,359	$1,787,808
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	−3,183,801	571,757	$50,098,556
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	−430,972	58,022	$4,896,552
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	−403,144	7,256	$289,369
AAAP	Pacer Barings CLO Market Flex ETF	−280,769	130,757	$6,883,752
CGDV	Capital Group Dividend Value ETF	−256,854	20,045	$842,491
NVDA	Nvidia Corp	−235,258	8,160	$1,522,492
FNDA	Schwab Fundamental U.S. Small Company ETF	−187,613	23,389	$692,898
BIV	Vanguard Intermediate-Term Bond ETF	−171,410	52,611	$3,927,924
AAPL	Apple Inc.	−150,768	71,372	$18,173,452
VB	Vanguard Morningstar Small-Cap ETF	−124,141	18,445	$5,942,459
IVZ	Invesco Ltd.	−123,749	42,199	$6,622,843
BUYZ	Franklin Disruptive Commerce ETF	−105,385	15,143	$375,092
ACSG	American Century Small Cap Growth Insights ETF	−88,457	6,579	$633,576
DCOR	Dimensional US Core Equity 1 ETF	−87,197	14,889	$528,245
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	−77,076	10,950	$1,199,681
AFK	VanEck Africa Index ETF	−70,768	16,749	$1,279,623
SPY	Spdr S&P 500 ETF Trust	−63,527	5,931	$3,951,113
ABI	VictoryShares Pioneer Asset-Based Income ETF	−58,347	85,499	$5,313,445
AMZN	Amazon Com Inc	−51,734	6,391	$1,403,271
MSFT	Microsoft Corp	−48,206	4,562	$2,362,887
SLV	iShares Silver Trust	−48,163	57,484	$2,435,597
VEU	Vanguard FTSE All-World Ex-US ETF	−41,167	23,269	$1,433,130
TSLA	Tesla, Inc.	−40,407	1,830	$813,837
AIEQ	Amplify AI Powered Equity ETF	−35,986	9,411	$816,874
GLD	Spdr Gold Trust	−32,721	21,837	$7,762,398
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
PHM	Pultegroup Inc/Mi/	1,754	$231,756
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	1,410,515	$68,767,493
—		240,417	$19,130,256
AIRR	First Trust RBA American Industrial Renaissance ETF	245,884	$14,409,182
AGNG	Global X Funds Global X Aging Population ETF	431,132	$13,541,352
AXON	Axon Enterprise, Inc.	15,324	$12,687,352
—		282,667	$10,881,910
CVY	Invesco Zacks Multi-Asset Income ETF	141,025	$10,049,441
BNDW	Vanguard Total World Bond ETF	115,596	$9,603,283
FCAL	First Trust California Municipal High income ETF	269,958	$8,217,364
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	120,652	$7,640,684
CAAA	First Trust AAA CMBS ETF	121,362	$6,374,694
SHOP	Shopify Inc.	49,679	$5,730,472
AFGR	First Trust Active Factor Large Cap Growth ETF	159,645	$5,330,153
MSTR	Strategy Inc	13,011	$5,259,436
ACGO	Hartford Alpha Capture Growth ETF	177,921	$5,257,890
VCHY	Vanguard U.S. High-Yield Corporate Bond Index ETF	102,200	$5,137,594
CAT	Caterpillar Inc	13,193	$5,121,654
CWI	State Street SPDR MSCI ACWI ex-US ETF	106,102	$4,723,809
BLK	BlackRock, Inc.	69,448	$4,247,816
PLTR	Palantir Technologies Inc.	30,829	$4,202,609
LLY	ELI LILLY & Co	5,144	$4,009,902
JPM	Jpmorgan Chase & Co	13,604	$3,943,935
VEA	Vanguard FTSE Developed Markets ETF	68,420	$3,900,624
BAB	Invesco Taxable Municipal Bond ETF	48,735	$3,484,400
CVX	Chevron Corp	21,913	$3,137,722
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

55 tracked positions · $175,580,250 total · filing declares 104 positions · $177,875,804 · as of Sep 30, 2025

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Industrials Technology

Showing 1–50 of 55 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Reduced	571,757	-3,183,801	$50,098,556	−83.1%	28.53%
AAPL	Apple Inc. Technology	Reduced	71,372	-150,768	$18,173,452	−60.1%	10.35%
BILZ	PIMCO Ultra Short Government Active ETF	Reduced	92,013	-29,638	$7,817,590	−16.8%	4.45%
GLD	Spdr Gold Trust	Reduced	21,837	-32,721	$7,762,398	−53.3%	4.42%
AAAP	Pacer Barings CLO Market Flex ETF	Reduced	130,757	-280,769	$6,883,752	−64.3%	3.92%
IVZ	Invesco Ltd. Financial Services	Reduced	42,199	-123,749	$6,622,843	−46.9%	3.77%
		Reduced	71,608	-3,222	$6,311,529	+1.1%	3.59%
VB	Vanguard Morningstar Small-Cap ETF	Reduced	18,445	-124,141	$5,942,459	−84.9%	3.38%
ABI	VictoryShares Pioneer Asset-Based Income ETF	Reduced	85,499	-58,347	$5,313,445	−49.0%	3.03%
BAI	iShares A.I. Innovation and Tech Active ETF	Added	109,559	+15,033	$5,141,437	+19.9%	2.93%
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	Reduced	58,022	-430,972	$4,896,552	−84.5%	2.79%
SPY	Spdr S&P 500 ETF Trust	Reduced	5,931	-63,527	$3,951,113	−90.8%	2.25%
BIV	Vanguard Intermediate-Term Bond ETF	Reduced	52,611	-171,410	$3,927,924	−76.7%	2.24%
EDV	Vanguard World Funds Extended Duration ETF	Reduced	18,776	-10,306	$3,297,008	−26.3%	1.88%
		Reduced	79,724	-6,074	$2,769,213	−3.6%	1.58%
GOOGL	Alphabet Inc. Communication Services	Reduced	11,338	-31,080	$2,759,440	−63.2%	1.57%
SLV	iShares Silver Trust	Reduced	57,484	-48,163	$2,435,597	−29.7%	1.39%
MSFT	Microsoft Corp Technology	Reduced	4,562	-48,206	$2,362,887	−91.0%	1.35%
VIG	Vanguard Dividend Appreciation ETF	Added	16,359	+1,113	$1,787,808	−7.9%	1.02%
META	Meta Platforms, Inc. Communication Services	Reduced	2,343	-4,699	$1,720,652	−66.9%	0.98%
PSLV	Sprott Physical Silver Trust Financial Services	Added	105,499	+2,700	$1,656,334	+31.6%	0.94%
BKF	iShares MSCI BIC ETF	Reduced	18,050	-20,970	$1,545,676	−53.8%	0.88%
NVDA	Nvidia Corp Technology	Reduced	8,160	-235,258	$1,522,492	−96.0%	0.87%
BCLO	iShares BBB-B CLO Active ETF	Reduced	28,574	-3,894	$1,489,097	−12.0%	0.85%
VEU	Vanguard FTSE All-World Ex-US ETF	Reduced	23,269	-41,167	$1,433,130	−58.6%	0.82%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	6,391	-51,734	$1,403,271	−89.0%	0.80%
AFK	VanEck Africa Index ETF	Reduced	16,749	-70,768	$1,279,623	−77.1%	0.73%
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	Reduced	10,950	-77,076	$1,199,681	−82.7%	0.68%
VIGI	Vanguard International Dividend Appreciation ETF	Reduced	8,265	-5,942	$1,164,951	−38.5%	0.66%
VXUS	Vanguard Total International Stock ETF	Reduced	14,356	-1,074	$1,054,591	−1.1%	0.60%
IAU	Ishares Gold Trust	Reduced	13,084	-17,248	$952,122	−49.7%	0.54%
CGDV	Capital Group Dividend Value ETF	Reduced	20,045	-256,854	$842,491	−92.3%	0.48%
AIEQ	Amplify AI Powered Equity ETF	Reduced	9,411	-35,986	$816,874	−72.0%	0.47%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,830	-40,407	$813,837	−93.9%	0.46%
CGGO	Capital Group Global Growth Equity ETF	Reduced	21,959	-21,512	$750,339	−46.0%	0.43%
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	Reduced	7,294	-6,699	$731,077	−47.8%	0.42%
FNDA	Schwab Fundamental U.S. Small Company ETF	Reduced	23,389	-187,613	$692,898	−88.1%	0.39%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,102	-15,110	$661,607	−92.6%	0.38%
ACSG	American Century Small Cap Growth Insights ETF	Reduced	6,579	-88,457	$633,576	−91.7%	0.36%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	588	-3,701	$544,270	−87.2%	0.31%
DCOR	Dimensional US Core Equity 1 ETF	Reduced	14,889	-87,197	$528,245	−85.9%	0.30%
V	Visa Inc. Financial Services	Reduced	1,431	-13,676	$488,514	−90.9%	0.28%
		Reduced	1,394	-6,943	$381,468	−57.9%	0.22%
BUYZ	Franklin Disruptive Commerce ETF	Reduced	15,143	-105,385	$375,092	−86.9%	0.21%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	711	-6,057	$357,448	−89.1%	0.20%
IBIT	iShares Bitcoin Trust ETF	Reduced	5,113	-1,774	$332,345	−21.2%	0.19%
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	Reduced	7,256	-403,144	$289,369	−98.4%	0.16%
NFLX	Netflix Inc Communication Services	Reduced	218	-1,584	$261,364	−89.2%	0.15%
ORCL	Oracle Corp Technology	Reduced	887	-4,389	$249,459	−78.4%	0.14%
CTAS	Cintas Corp Industrials	Reduced	1,200	-1,736	$246,312	−62.4%	0.14%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.