AJ WEALTH STRATEGIES, LLC
Filing Date
Global Rank
#1,110
/ 7,034
▲ 3
· as of Jun 2023
Top Industry
Software - Application
10.2%
Period ended 3 years ago
Filed Jul 20, 2023 · 3y
14 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2023, never from the firm's own description.
Style
Concentrated
The top 10 positions are 73.1% of the book (60%+)
Turnover
Medium turnover
65.2% over the last four quarters (30% to under 100%)
Horizon
Horizon unknown
The value-weighted holding period is at least 10.0 quarters, but 56.6% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 84.5%; sector active share 76.8% against the combined 13F book's sector weights.
Over time 14 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
291 tracked positions · as of Jun 30, 2023 · Δ vs Mar 31, 2023Top Position
21.1%
−1.5 pts
Top 5
59.2%
−4.7 pts
Top 10
73.1%
−5.5 pts
HHI
1,046
Diversified−109
Portfolio Trend
14 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2023| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 89.3% | $1,841,499,625 |
| Technology | 2.9% | $59,189,385 |
| Consumer Cyclical | 2.1% | $43,600,772 |
| Financial Services | 1.7% | $35,824,474 |
| Communication Services | 1.3% | $27,758,698 |
| Healthcare | 1.0% | $20,044,265 |
| Energy | 0.9% | $18,249,779 |
| Industrials | 0.3% | $5,607,359 |
| Consumer Defensive | 0.2% | $3,702,222 |
| Real Estate | 0.1% | $3,091,148 |
| Utilities | 0.1% | $1,741,417 |
| Basic Materials | 0.0% | $870,347 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GTM | ZoomInfo Technologies Inc. | +536,948 | 669,646 | $17,002,311 | |
| GDX | VanEck Gold Miners ETF | +405,318 | 1,157,833 | $34,862,351 | |
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | +369,880 | 380,509 | $30,885,915 | |
| SGOV | iShares 0-3 Month Treasury Bond ETF | +289,623 | 1,323,537 | $133,187,528 | |
| RSP | Victory Portfolios II | +276,046 | 302,943 | $45,332,390 | |
| SCHX | Schwab U.S. Large-Cap ETF | +263,647 | 3,792,444 | $198,610,671 | |
| TDTT | FlexShares iBoxx 3-Year Target Duration TIPS Index Fund | +249,114 | 476,748 | $11,217,880 | |
| USFR | WisdomTree Floating Rate Treasury Fund | +221,762 | 1,529,063 | $76,942,450 | |
| NU | Nu Holdings Ltd. | +135,778 | 326,499 | $2,576,077 | |
| VOO | VANGUARD 500 INDEX FUND | +134,693 | 376,933 | $153,517,272 | |
| VTIP | VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND | +134,155 | 531,106 | $25,185,046 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | +64,703 | 672,957 | $65,916,138 | |
| TSLX | Sixth Street Specialty Lending, Inc. | +60,914 | 363,087 | $6,786,096 | |
| VDE | VANGUARD ENERGY INDEX FUND | +56,838 | 90,463 | $10,212,368 | |
| SPTM | State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF | +56,631 | 409,619 | $22,299,658 | |
| ABNB | Airbnb, Inc. | +28,659 | 69,188 | $8,867,134 | |
| SCHM | Schwab U.S. Mid-Cap ETF | +27,813 | 862,311 | $61,250,036 | |
| SCHA | Schwab U.S. Small-Cap ETF | +25,575 | 1,313,951 | $57,551,053 | |
| MBB | iShares MBS ETF | +19,471 | 145,978 | $13,615,368 | |
| — | +15,347 | 682,188 | $67,850,418 | ||
| VIG | Vanguard Specialized Funds | +14,500 | 155,143 | $25,199,877 | |
| DASH | DoorDash, Inc. | +9,027 | 14,485 | $1,106,943 | |
| BIVI | Biovie Inc. | +8,046 | 23,474 | $101,172 | |
| TOST | Toast, Inc. | +7,295 | 21,369 | $482,298 | |
| JEF | Jefferies Financial Group Inc. | +6,785 | 31,337 | $1,039,448 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | −958,331 | 113,534 | $10,424,691 | ||
| FTSM | First Trust Enhanced Short Maturity ETF | −744,085 | 299,599 | $17,799,176 | |
| SCHF | Schwab International Equity ETF | −637,907 | 1,723,880 | $61,456,322 | |
| USMV | iShares MSCI USA Min Vol Factor ETF | −278,060 | 750,182 | $55,761,028 | |
| ACEL | Accel Entertainment, Inc. | −250,474 | 235,242 | $2,484,155 | |
| VXUS | Vanguard Total International Stock ETF | −204,907 | 622,663 | $34,918,941 | |
| SPLV | Invesco S&P 500 Low Volatility ETF | −158,886 | 207,395 | $13,026,479 | |
| OMFL | Invesco Russell 1000 Dynamic Multifactor ETF | −149,589 | 1,505,239 | $73,726,606 | |
| TFLO | iShares Treasury Floating Rate Bond ETF | −135,968 | 650,880 | $32,980,089 | |
| — | −29,755 | 292,752 | $2,570,363 | ||
| PGX | Invesco Ltd. | −25,000 | 75,000 | $852,750 | |
| IEFA | iShares Core MSCI EAFE ETF | −24,497 | 13,703 | $924,952 | |
| ET | Energy Transfer LP | −11,576 | 51,439 | $653,275 | |
| KRP | Kimbell Royalty Partners, LP | −7,710 | 51,359 | $755,490 | |
| SCHV | Schwab U.S. Large-Cap Value ETF | −6,188 | 14,269 | $957,305 | |
| BIZD | VanEck BDC Income ETF | −5,899 | 25,967 | $398,853 | |
| MUB | iShares National Muni Bond ETF | −5,035 | 465,142 | $49,644,605 | |
| VEA | Vanguard FTSE Developed Markets ETF | −4,923 | 27,998 | $1,292,947 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | −4,660 | 34,245 | $1,393,086 | |
| VO | VANGUARD MID-CAP INDEX FUND | −4,452 | 88,300 | $19,440,128 | |
| SDY | State Street(R) SPDR(R) S&P(R) Dividend ETF | −4,415 | 36,688 | $4,497,215 | |
| SCHG | Schwab U.S. Large-Cap Growth ETF | −3,344 | 323,545 | $24,249,697 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | −3,080 | 22,986 | $1,504,203 | |
| GS | Goldman Sachs Group Inc | −2,663 | 4,728 | $1,524,969 | |
| GLD | Spdr Gold Trust | −2,634 | 34,625 | $6,172,598 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
24 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| IAU | Ishares Gold Trust | 867,947 | $31,584,591 | |
| SLV | iShares Silver Trust | 718,736 | $15,014,395 | |
| FXC | Invesco CurrencyShares Canadian Dollar Trust | 51,472 | $3,804,295 | |
| — | 79,500 | $1,840,425 | ||
| GLTR | abrdn Precious Metals Basket ETF Trust | 19,420 | $1,684,879 | |
| VGLT | VANGUARD LONG-TERM TREASURY INDEX FUND | 19,283 | $1,225,048 | |
| — | 21,004 | $815,795 | ||
| — | 8,896 | $617,143 | ||
| U | Unity Software Inc. | 10,126 | $439,670 | |
| DKNG | DraftKings Inc. | 11,787 | $313,180 | |
| LLY | ELI LILLY & Co | 620 | $290,767 | |
| GH | Guardant Health, Inc. | 8,048 | $288,118 | |
| SNOW | Snowflake Inc. | 1,531 | $269,425 | |
| SHV | iShares 0-1 Year Treasury Bond ETF | 2,220 | $245,199 | |
| LULU | lululemon athletica inc. | 640 | $242,240 | |
| APO | Apollo Global Management, Inc. | 3,080 | $236,574 | |
| MRK | Merck & Co., Inc. | 2,023 | $233,433 | |
| GE | General Electric Co | 1,994 | $219,040 | |
| EQT | EQT Corp | 5,263 | $216,467 | |
| UNH | Unitedhealth Group Inc | 449 | $215,807 | |
| HDB | Hdfc Bank Ltd | 2,969 | $206,939 | |
| C | Citigroup Inc | 4,362 | $200,826 | |
| FIGS | FIGS, Inc. | 18,007 | $148,917 | |
| — | 11,410 | $0 | ||
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
8 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CNYA | iShares MSCI China A ETF | 63,165 | $2,063,600 | |
| TLT | iShares 20+ Year Treasury Bond ETF | 19,131 | $2,034,964 | |
| SPYV | State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF | 20,384 | $830,036 | |
| USRT | iShares Core U.S. REIT ETF | 11,212 | $565,084 | |
| — | 31,738 | $444,015 | ||
| UP | Wheels Up Experience Inc. | 32,000 | $20,256 | |
| VSTM | Verastem, Inc. | 34,166 | $14,349 | |
| — | 34,570 | $0 | ||
| No positions match the current search. | ||||
291 tracked positions ·
$2,061,179,491 total
· filing declares
297 positions · $2,070,307,627
· as of Jun 30, 2023
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 291 positions by value
· page 1 of 6
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SCHX |
Schwab U.S. Large-Cap ETF
|
Added | 3,792,444 | $198,610,671 | 9.64% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 376,933 | $153,517,272 | 7.45% | |
| SGOV |
iShares 0-3 Month Treasury Bond ETF
|
Added | 1,323,537 | $133,187,528 | 6.46% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 218,352 | $80,663,595 | 3.91% | |
| USFR |
WisdomTree Floating Rate Treasury Fund
|
Added | 1,529,063 | $76,942,450 | 3.73% | |
| OMFL |
Invesco Russell 1000 Dynamic Multifactor ETF
|
Reduced | 1,505,239 | $73,726,606 | 3.58% | |
|
|
Added | 682,188 | $67,850,418 | 3.29% | ||
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 672,957 | $65,916,138 | 3.20% | |
| SCHF |
Schwab International Equity ETF
|
Reduced | 1,723,880 | $61,456,322 | 2.98% | |
| SCHM |
Schwab U.S. Mid-Cap ETF
|
Added | 862,311 | $61,250,036 | 2.97% | |
| SCHA |
Schwab U.S. Small-Cap ETF
|
Added | 1,313,951 | $57,551,053 | 2.79% | |
| USMV |
iShares MSCI USA Min Vol Factor ETF
|
Reduced | 750,182 | $55,761,028 | 2.71% | |
| MUB |
iShares National Muni Bond ETF
|
Reduced | 465,142 | $49,644,605 | 2.41% | |
| RSP |
Victory Portfolios II
|
Added | 302,943 | $45,332,390 | 2.20% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 88,385 | $39,179,302 | 1.90% | |
| VXUS |
Vanguard Total International Stock ETF
|
Reduced | 622,663 | $34,918,941 | 1.69% | |
| GDX |
VanEck Gold Miners ETF
|
Added | 1,157,833 | $34,862,351 | 1.69% | |
| STIP |
iShares 0-5 Year TIPS Bond ETF
|
Reduced | 346,606 | $33,828,745 | 1.64% | |
| TFLO |
iShares Treasury Floating Rate Bond ETF
|
Reduced | 650,880 | $32,980,089 | 1.60% | |
| IAU |
Ishares Gold Trust
|
NEW | 867,947 | $31,584,591 | 1.53% | |
| XLE |
State Street(R) Energy Select Sector SPDR(R) ETF
|
Added | 380,509 | $30,885,915 | 1.50% | |
| VIG |
Vanguard Specialized Funds
|
Added | 155,143 | $25,199,877 | 1.22% | |
| VTIP |
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND
|
Added | 531,106 | $25,185,046 | 1.22% | |
| SCHG |
Schwab U.S. Large-Cap Growth ETF
|
Reduced | 323,545 | $24,249,697 | 1.18% | |
| SPTM |
State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF
|
Added | 409,619 | $22,299,658 | 1.08% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
Reduced | 88,300 | $19,440,128 | 0.94% | |
| FTSM |
First Trust Enhanced Short Maturity ETF
|
Reduced | 299,599 | $17,799,176 | 0.86% | |
| GTM |
ZoomInfo Technologies Inc.
Technology
|
Added | 669,646 | $17,002,311 | 0.82% | |
| VB |
Vanguard Index Funds
|
Reduced | 77,214 | $15,357,092 | 0.75% | |
| SLV |
iShares Silver Trust
|
NEW | 718,736 | $15,014,395 | 0.73% | |
| AAPL |
Apple Inc.
Technology
|
Added | 70,804 | $13,733,851 | 0.67% | |
| MBB |
iShares MBS ETF
|
Added | 145,978 | $13,615,368 | 0.66% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 39,713 | $13,523,865 | 0.66% | |
| SPLV |
Invesco S&P 500 Low Volatility ETF
|
Reduced | 207,395 | $13,026,479 | 0.63% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 97,939 | $12,767,328 | 0.62% | |
| CORT |
Corcept Therapeutics Inc
Healthcare
|
Held | 509,934 | $11,346,031 | 0.55% | |
| TDTT |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
|
Added | 476,748 | $11,217,880 | 0.54% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 92,074 | $11,138,191 | 0.54% | |
|
|
Reduced | 113,534 | $10,424,691 | 0.51% | ||
| VDE |
VANGUARD ENERGY INDEX FUND
|
Added | 90,463 | $10,212,368 | 0.50% | |
| SGHC |
Super Group (SGHC) Ltd
Consumer Cyclical
|
Held | 3,340,857 | $9,688,485 | 0.47% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 40,627 | $8,949,315 | 0.43% | |
| ABNB |
Airbnb, Inc.
Consumer Cyclical
|
Added | 69,188 | $8,867,134 | 0.43% | |
| VV |
VANGUARD LARGE-CAP INDEX FUND
|
Reduced | 43,645 | $8,847,714 | 0.43% | |
| VMBS |
VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND
|
Reduced | 189,780 | $8,727,982 | 0.42% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 18,342 | $8,175,212 | 0.40% | |
| STPZ |
PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
|
Reduced | 149,082 | $7,498,824 | 0.36% | |
| TSLX |
Sixth Street Specialty Lending, Inc.
Financial Services
|
Added | 363,087 | $6,786,096 | 0.33% | |
| ITM |
VanEck Intermediate Muni ETF
|
Reduced | 136,353 | $6,281,782 | 0.30% | |
| GLD |
Spdr Gold Trust
|
Reduced | 34,625 | $6,172,598 | 0.30% |
Showing the top 50 of 291 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.