Lehman & Derafelo Financial Resources LLC
Filing Date
Global Rank
#3,192
/ 7,091
▲ 21
· as of Dec 2022
Top Industry
Utilities - Regulated Electric
41.0%
Period ended 3 years ago
Filed Jan 20, 2023 · 3y
12 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Dec 31, 2022, never from the firm's own description.
Style
Concentrated
The top 10 positions are 72.6% of the book (60%+)
Turnover
Low turnover
9.3% over the last four quarters (under 30%)
Horizon
Horizon unknown
The value-weighted holding period is at least 11.4 quarters, but 83.6% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 78.0%; sector active share 49.4% against the combined 13F book's sector weights.
Over time 12 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
106 tracked positions · as of Dec 31, 2022 · Δ vs Sep 30, 2022Top Position
29.1%
−1.1 pts
Top 5
57.0%
−0.8 pts
Top 10
72.6%
−2.4 pts
HHI
1,121
Diversified−68
Portfolio Trend
12 quarters · across all stocks
Sector Breakdown
As of Dec 31, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Utilities | 37.4% | $124,677,978 |
| Unclassified | 27.5% | $91,793,996 |
| Financial Services | 11.7% | $39,095,842 |
| Healthcare | 9.7% | $32,410,612 |
| Consumer Cyclical | 4.4% | $14,795,793 |
| Technology | 2.7% | $8,837,183 |
| Energy | 1.9% | $6,227,155 |
| Industrials | 1.5% | $5,106,767 |
| Consumer Defensive | 1.4% | $4,546,011 |
| Communication Services | 1.2% | $3,925,183 |
| Basic Materials | 0.4% | $1,327,758 |
| Real Estate | 0.2% | $606,327 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | +46,502 | 1,025,944 | $30,121,715 | ||
| SPY | Spdr S&P 500 ETF Trust | +12,111 | 18,697 | $7,150,293 | |
| GOOG | Alphabet Inc. | +7,390 | 14,045 | $1,246,212 | |
| SABR | Sabre Corp | +5,000 | 74,752 | $461,967 | |
| EEM | iShares MSCI Emerging Markets ETF | +2,996 | 6,713 | $254,422 | |
| SPEM | State Street(R) SPDR(R) Portfolio Emerging Markets ETF | +2,850 | 9,698 | $319,646 | |
| BRK-B | Berkshire Hathaway Inc | +2,672 | 63,582 | $19,640,479 | |
| VTRS | Viatris Inc | +2,548 | 115,534 | $1,285,893 | |
| — | +2,450 | 18,605 | $387,877 | ||
| JPM | Jpmorgan Chase & Co | +2,209 | 4,763 | $638,718 | |
| BAC | Bank Of America Corp | +1,790 | 275,085 | $9,110,815 | |
| GM | General Motors Co | +1,313 | 42,170 | $1,418,598 | |
| AMZN | Amazon Com Inc | +936 | 131,737 | $11,065,908 | |
| SCHD | Schwab U.S. Dividend Equity ETF | +700 | 20,884 | $1,577,577 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | +600 | 1,948 | $372,438 | |
| XLC | State Street(R) Communication Services Select Sector SPDR(R) ETF | +499 | 54,450 | $2,613,055 | |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | +456 | 1,972 | $213,390 | |
| IJR | iShares Core S&P Small-Cap ETF | +455 | 17,304 | $1,637,650 | |
| IBM | International Business Machines Corp | +435 | 2,328 | $327,991 | |
| KO | Coca Cola Co | +400 | 5,642 | $358,887 | |
| MSFT | Microsoft Corp | +374 | 10,404 | $2,495,087 | |
| GOOGL | Alphabet Inc. | +320 | 6,020 | $531,144 | |
| V | Visa Inc. | +261 | 5,709 | $1,186,101 | |
| CAT | Caterpillar Inc | +172 | 2,197 | $526,313 | |
| DUK | Duke Energy CORP | +166 | 11,112 | $1,144,424 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SPCB | SuperCom Ltd | −124,141 | 12,607 | $22,440 | |
| FDRR | Fidelity Dividend ETF for Rising Rates | −37,044 | 263,357 | $10,494,776 | |
| IVV | iShares Core S&P 500 ETF | −11,745 | 12,336 | $4,739,614 | |
| GBDC | GOLUB CAPITAL BDC, Inc. | −8,542 | 189,042 | $2,487,792 | |
| NEE | Nextera Energy Inc | −8,030 | 1,160,606 | $97,026,661 | |
| PDI | PIMCO Dynamic Income Fund | −5,565 | 46,606 | $861,278 | |
| EPD | Enterprise Products Partners L.P. | −5,507 | 103,770 | $2,502,932 | |
| BTT | BlackRock Municipal 2030 Target Term Trust | −4,696 | 40,304 | $858,072 | |
| BTZ | Blackrock Credit Allocation Income Trust | −4,474 | 180,378 | $1,821,817 | |
| JMST | JPMorgan Ultra-Short Municipal Income ETF | −2,500 | 51,325 | $2,593,708 | |
| — | −2,415 | 109,054 | $5,475,577 | ||
| IHI | iShares U.S. Medical Devices ETF | −2,067 | 119,317 | $6,272,494 | |
| CVS | CVS HEALTH Corp | −1,609 | 108,233 | $10,086,233 | |
| XIFR | XPLR Infrastructure, LP | −1,567 | 359,102 | $25,169,459 | |
| T | At&T Inc. | −1,543 | 19,430 | $357,706 | |
| XOM | ExxonMobil Holdings Corp | −1,396 | 19,098 | $2,106,509 | |
| PFE | Pfizer Inc | −1,115 | 211,824 | $10,853,861 | |
| GILD | Gilead Sciences, Inc. | −800 | 26,777 | $2,298,805 | |
| — | −702 | 7,318 | $960,780 | ||
| FTEC | Fidelity MSCI Information Technology Index ETF | −650 | 2,805 | $265,100 | |
| PG | PROCTER & GAMBLE Co | −523 | 9,236 | $1,399,808 | |
| VZ | Verizon Communications Inc | −520 | 9,076 | $357,594 | |
| MRK | Merck & Co., Inc. | −509 | 42,190 | $4,680,980 | |
| GE | General Electric Co | −500 | 3,825 | $320,496 | |
| HD | Home Depot, Inc. | −482 | 3,192 | $1,008,225 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
11 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| DGRO | iShares Core Dividend Growth ETF | 44,066 | $2,203,300 | |
| BRK-A | Berkshire Hathaway Inc | 2 | $937,422 | |
| MA | Mastercard Inc | 2,521 | $876,627 | |
| PM | Philip Morris International Inc. | 6,500 | $657,865 | |
| NFLX | Netflix Inc | 1,289 | $380,100 | |
| MLM | Martin Marietta Materials Inc | 901 | $304,510 | |
| UL | Unilever PLC | 6,019 | $303,360 | |
| CMCSA | Comcast Corp | 7,308 | $255,560 | |
| SBUX | Starbucks Corp | 2,451 | $243,139 | |
| NSC | Norfolk Southern Corp | 933 | $229,909 | |
| BF-A | Brown Forman Corp | 3,250 | $213,720 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SRPT | Sarepta Therapeutics, Inc. | 5,060 | $559,332 | |
| TSLA | Tesla, Inc. | 1,558 | $413,259 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | 727 | $223,457 | |
| INTF | iShares International Equity Factor ETF | 8,000 | $167,520 | |
| EFA | iShares MSCI EAFE ETF | 2,472 | $138,456 | |
| TLT | iShares 20+ Year Treasury Bond ETF | 980 | $100,401 | |
| VIGI | Vanguard Whitehall Funds | 1,600 | $99,184 | |
| SDY | State Street(R) SPDR(R) S&P(R) Dividend ETF | 820 | $91,430 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | 1,390 | $91,058 | |
| JEPI | JPMorgan Equity Premium Income ETF | 1,747 | $89,498 | |
| ACWX | iShares MSCI ACWI ex U.S. ETF | 2,200 | $88,022 | |
| OPK | Opko Health, Inc. | 45,700 | $86,373 | |
| IWF | iShares Russell 1000 Growth ETF | 399 | $83,949 | |
| VUG | VANGUARD GROWTH INDEX FUND | 379 | $81,086 | |
| EFAV | iShares MSCI EAFE Min Vol Factor ETF | 1,375 | $78,388 | |
| IVW | iShares S&P 500 Growth ETF | 1,316 | $76,130 | |
| VOX | VANGUARD COMMUNICATION SERVICES INDEX FUND | 860 | $70,838 | |
| KBE | State Street(R) SPDR(R) S&P(R) Bank ETF | 1,534 | $67,940 | |
| VTV | VANGUARD VALUE INDEX FUND | 519 | $64,086 | |
| IYG | iShares U.S. Financial Services ETF | 429 | $60,591 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | 1,600 | $58,384 | |
| XBI | State Street(R) SPDR(R) S&P(R) Biotech ETF | 730 | $57,903 | |
| ITA | iShares U.S. Aerospace & Defense ETF | 590 | $53,802 | |
| IWO | iShares Russell 2000 Growth ETF | 251 | $51,854 | |
| IWD | iShares Russell 1000 Value ETF | 348 | $47,324 | |
| No positions match the current search. | ||||
106 tracked positions ·
$333,350,605 total
· filing declares
110 positions · $337,109,041
· as of Dec 31, 2022
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 106 positions by value
· page 1 of 3
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| NEE |
Nextera Energy Inc
Utilities
|
Reduced | 1,160,606 | $97,026,661 | 29.11% | |
|
|
Added | 1,025,944 | $30,121,715 | 9.04% | ||
| XIFR |
XPLR Infrastructure, LP
Utilities
|
Reduced | 359,102 | $25,169,459 | 7.55% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 63,582 | $19,640,479 | 5.89% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 131,737 | $11,065,908 | 3.32% | |
| PFE |
Pfizer Inc
Healthcare
|
Reduced | 211,824 | $10,853,861 | 3.26% | |
| FDRR |
Fidelity Dividend ETF for Rising Rates
|
Reduced | 263,357 | $10,494,776 | 3.15% | |
| CVS |
CVS HEALTH Corp
Healthcare
|
Reduced | 108,233 | $10,086,233 | 3.03% | |
| BAC |
Bank Of America Corp
Financial Services
|
Added | 275,085 | $9,110,815 | 2.73% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 18,697 | $7,150,293 | 2.14% | |
| IHI |
iShares U.S. Medical Devices ETF
|
Reduced | 119,317 | $6,272,494 | 1.88% | |
|
|
Reduced | 109,054 | $5,475,577 | 1.64% | ||
| AAPL |
Apple Inc.
Technology
|
Added | 40,450 | $5,255,668 | 1.58% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 12,336 | $4,739,614 | 1.42% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 42,190 | $4,680,980 | 1.40% | |
| LHX |
L3harris Technologies, Inc.
Industrials
|
Held | 14,203 | $2,957,206 | 0.89% | |
| XLC |
State Street(R) Communication Services Select Sector SPDR(R) ETF
|
Added | 54,450 | $2,613,055 | 0.78% | |
| JMST |
JPMorgan Ultra-Short Municipal Income ETF
|
Reduced | 51,325 | $2,593,708 | 0.78% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 14,592 | $2,577,676 | 0.77% | |
| EPD |
Enterprise Products Partners L.P.
Energy
|
Reduced | 103,770 | $2,502,932 | 0.75% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 10,404 | $2,495,087 | 0.75% | |
| GBDC |
GOLUB CAPITAL BDC, Inc.
Financial Services
|
Reduced | 189,042 | $2,487,792 | 0.75% | |
| GILD |
Gilead Sciences, Inc.
Healthcare
|
Reduced | 26,777 | $2,298,805 | 0.69% | |
| DGRO |
iShares Core Dividend Growth ETF
|
NEW | 44,066 | $2,203,300 | 0.66% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 19,098 | $2,106,509 | 0.63% | |
| BTZ |
Blackrock Credit Allocation Income Trust
Financial Services
|
Reduced | 180,378 | $1,821,817 | 0.55% | |
| XLE |
State Street(R) Energy Select Sector SPDR(R) ETF
|
Reduced | 20,441 | $1,787,974 | 0.54% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Added | 17,304 | $1,637,650 | 0.49% | |
| SLV |
iShares Silver Trust
|
Held | 73,820 | $1,625,516 | 0.49% | |
| IXUS |
iShares Core MSCI Total International Stock ETF
|
Reduced | 27,538 | $1,593,899 | 0.48% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Added | 20,884 | $1,577,577 | 0.47% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Reduced | 5,446 | $1,450,160 | 0.44% | |
| GM |
General Motors Co
Consumer Cyclical
|
Added | 42,170 | $1,418,598 | 0.43% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Reduced | 9,236 | $1,399,808 | 0.42% | |
| GDX |
VanEck Gold Miners ETF
|
Held | 48,053 | $1,377,198 | 0.41% | |
| VTRS |
Viatris Inc
Healthcare
|
Added | 115,534 | $1,285,893 | 0.39% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 14,045 | $1,246,212 | 0.37% | |
| GLD |
Spdr Gold Trust
|
Held | 7,247 | $1,229,381 | 0.37% | |
| V |
Visa Inc.
Financial Services
|
Added | 5,709 | $1,186,101 | 0.36% | |
| DUK |
Duke Energy CORP
Utilities
|
Added | 11,112 | $1,144,424 | 0.34% | |
| VT |
VANGUARD TOTAL WORLD STOCK INDEX FUND
|
Held | 12,300 | $1,060,137 | 0.32% | |
| NEM |
NEWMONT Corp
Basic Materials
|
Reduced | 21,679 | $1,023,248 | 0.31% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 3,192 | $1,008,225 | 0.30% | |
|
|
Reduced | 7,318 | $960,780 | 0.29% | ||
| BRK-A |
Berkshire Hathaway Inc
Financial Services
|
NEW | 2 | $937,422 | 0.28% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 4,953 | $889,013 | 0.27% | |
| MA |
Mastercard Inc
Financial Services
|
NEW | 2,521 | $876,627 | 0.26% | |
| PDI |
PIMCO Dynamic Income Fund
Financial Services
|
Reduced | 46,606 | $861,278 | 0.26% | |
| BTT |
BlackRock Municipal 2030 Target Term Trust
Financial Services
|
Reduced | 40,304 | $858,072 | 0.26% | |
| DIA |
Spdr Dow Jones Industrial Average ETF Trust
|
Held | 2,347 | $777,631 | 0.23% |
Showing the top 50 of 106 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.