Capital Wealth Alliance, LLC

Registered adviser

CIK

1803277

Location

Scottsdale, AZ

Portfolio Value

Small $210,902,719

Diversification

Diversified

Filing Date

Global Rank

#6,282 / 8,818 ▼ 456 · as of Jun 2026

Top Industry

Asset Management 68.6%

Period ended 28 days ago

Filed Oct 20, 2026 · 8d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 298257

Roster of Oct 1, 2026

Regulatory AUM

$300,294,005

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$300,294,005	Individuals and high net worth (100%)
Mar 2025 to Mar 2026	$220,462,774	Individuals and high net worth (100%)
Mar 2024 to Feb 2025	$235,537,132	Individuals and high net worth (100%)
May 2023 to Feb 2024	$218,226,695	Individuals and high net worth (100%)
Apr 2023	$218,226,695	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$266,346,089	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 65.8% of the book (60%+)

Turnover

Low turnover

19.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 16.9 quarters (12+), a floor since 12.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 83.5%; sector active share 65.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

100 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

20.4%

+0.8 pts

Top 5

51.0%

−2.3 pts

Top 10

64.5%

−1.3 pts

HHI

809

Diversified+10

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	43.1%	$90,833,598	10
Unclassified	42.0%	$88,508,470	63
Technology	9.1%	$19,152,580	9
Consumer Cyclical	1.5%	$3,131,031	3
Industrials	1.1%	$2,241,757	4
Utilities	0.9%	$1,797,043	2
Communication Services	0.8%	$1,719,367	1
Energy	0.6%	$1,270,635	3
Healthcare	0.4%	$820,200	3
Basic Materials	0.4%	$788,069	1
Consumer Defensive	0.3%	$639,969	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
URNM		+75,107	118,302	$5,614,612
IBIT	iShares Bitcoin Trust ETF	+34,035	137,916	$6,528,943
EWZ	iShares MSCI Brazil ETF	+18,146	30,768	$1,146,108
PHYS	Sprott Physical Gold Trust	+15,053	982,615	$30,726,371
GSY	Invesco Ultra Short Duration ETF	+10,719	30,687	$1,532,201
VXUS	Vanguard Total International Stock ETF	+10,468	26,901	$2,285,508
NVDA	Nvidia Corp	+7,384	15,533	$3,547,426
INDA	iShares MSCI India ETF	+7,029	22,336	$1,042,644
GOOGL	Alphabet Inc.	+3,513	4,997	$1,719,367
MSTR	Strategy Inc	+3,481	56,628	$8,669,180
AVUV	Avantis U.S. Small Cap Value ETF	+3,337	12,166	$1,432,789
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+3,203	3,726	$1,699,763
AMZN	Amazon Com Inc	+2,663	11,127	$2,772,292
SHV	iShares 0-1 Year Treasury Bond ETF	+2,212	53,851	$5,940,842
CEG	Constellation Energy Corp	+1,710	5,953	$1,512,181
AVGO	Broadcom Inc.	+1,304	4,432	$1,556,474
EWJ	iShares MSCI Japan ETF	+1,174	7,842	$764,281
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+974	11,187	$784,768
MSFT	Microsoft Corp	+461	4,524	$2,320,359
TIP	iShares TIPS Bond ETF	+428	4,324	$449,868
VST	Vistra Corp.	+281	2,059	$284,862
CTVA	Corteva, Inc.	+263	10,149	$788,069
SPYI	NEOS S&P 500(R) High Income ETF	+243	18,123	$963,599
COST	Costco Wholesale Corp	+198	703	$639,969
SPY	Spdr S&P 500 ETF Trust	+196	6,323	$4,822,109
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DBA	Invesco Db Agriculture Fund	−63,187	54,755	$1,540,805
TFLO	iShares Treasury Floating Rate Bond ETF	−62,830	63,654	$3,225,348
PDBA		−31,237	50,445	$1,894,714
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−10,614	13,472	$828,528
PSLV	Sprott Physical Silver Trust	−9,848	2,223,293	$43,065,185
URA	Global X Uranium ETF	−8,140	9,895	$394,315
VDE	VANGUARD ENERGY INDEX FUND	−8,009	6,686	$1,151,061
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	−7,834	9,592	$993,347
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−7,375	3,887	$223,735
—		−7,268	137,688	$0
GGN	GAMCO Global Gold, Natural Resources & Income Trust	−6,862	280,367	$1,480,337
PIO	Invesco Ltd.	−3,727	5,998	$0
ICSH	iShares Ultra Short Duration Bond Active ETF	−3,411	26,257	$1,323,352
ITA	iShares U.S. Aerospace & Defense ETF	−2,136	14,810	$3,068,335
QQQ	Invesco Qqq Trust, Series 1	−2,083	4,581	$3,388,886
VEU	Vanguard International Equity Index Funds	−1,870	3,742	$310,473
GNT	GAMCO Natural Resources, Gold & Income Trust	−1,717	349,306	$3,038,962
VOO	VANGUARD 500 INDEX FUND	−1,513	7,477	$5,240,330
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−1,205	2,242	$374,369
XOM	ExxonMobil Holdings Corp	−1,117	3,153	$513,150
DIA	Spdr Dow Jones Industrial Average ETF Trust	−964	8,474	$4,309,452
SLVP	iShares Trust	−831	69,040	$0
FTGC	First Trust Global Tactical Commodity Strategy Fund	−816	13,849	$423,640
ACTG	Acacia Research Corp	−775	103,195	$444,770
INTC	Intel Corp	−640	3,000	$360,690
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	15,288	$2,707,657
COPX	Global X Copper Miners ETF	11,823	$1,001,408
QUAL	iShares MSCI USA Quality Factor ETF	2,312	$513,818
EMXC	iShares MSCI Emerging Markets ex China ETF	5,001	$495,499
IHE	iShares U.S. Pharmaceuticals ETF	4,285	$430,728
EEM	iShares MSCI Emerging Markets ETF	5,358	$357,860
ETHA	iShares Ethereum Trust ETF	16,781	$337,633
SIVR	abrdn Silver ETF Trust	3,518	$201,616
SPMO	Invesco Ltd.	4,624	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
RSPG	Victory Portfolios II	4,508	$441,603
UGA	United States Gasoline Fund, LP	4,239	$436,489
RKLB	Rocket Lab Corp	3,138	$318,977
TSLA	Tesla, Inc.	655	$275,493
JEPI	JPMorgan Equity Premium Income ETF	4,180	$236,086
FPX	First Trust US Equity Opportunities ETF	1,105	$227,828
GS	Goldman Sachs Group Inc	211	$213,399
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

100 tracked positions · $210,902,719 total · filing declares 100 positions · $228,997,674 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 100 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
PSLV	Sprott Physical Silver Trust Financial Services	Reduced	2,223,293	-9,848	$43,065,185	+2.2%	20.42%
PHYS	Sprott Physical Gold Trust Financial Services	Added	982,615	+15,053	$30,726,371	+5.3%	14.57%
MSTR	Strategy Inc Technology	Added	56,628	+3,081	$8,669,180	+86.2%	4.11%
IBIT	iShares Bitcoin Trust ETF	Added	137,916	+34,035	$6,528,943	+88.8%	3.10%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	12,391	+15	$6,170,098	−0.4%	2.93%
SHV	iShares 0-1 Year Treasury Bond ETF	Added	53,851	+2,212	$5,940,842	+4.3%	2.82%
OUNZ	VanEck Merk Gold ETF	Reduced	146,258	-469	$5,835,694	+3.1%	2.77%
URNM		Added	118,302	+75,107	$5,614,612	+147.2%	2.66%
CEF	Sprott Physical Gold & Silver Trust Financial Services	Reduced	129,375	-342	$5,374,237	+3.0%	2.55%
VOO	VANGUARD 500 INDEX FUND	Reduced	7,477	-1,513	$5,240,330	−15.1%	2.48%
SPY	Spdr S&P 500 ETF Trust	Added	6,323	+196	$4,822,109	+5.4%	2.29%
GDX	VanEck Gold Miners ETF	Reduced	52,840	-304	$4,639,352	+15.7%	2.20%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	8,474	-964	$4,309,452	−12.6%	2.04%
NVDA	Nvidia Corp Technology	Added	15,533	+7,384	$3,547,426	+117.6%	1.68%
QQQ	Invesco Qqq Trust, Series 1	Reduced	4,581	-2,083	$3,388,886	−30.9%	1.61%
TFLO	iShares Treasury Floating Rate Bond ETF	Reduced	63,654	-62,830	$3,225,348	−49.6%	1.53%
ITA	iShares U.S. Aerospace & Defense ETF	Reduced	14,810	-2,136	$3,068,335	−25.3%	1.45%
GNT	GAMCO Natural Resources, Gold & Income Trust Financial Services	Reduced	349,306	-1,717	$3,038,962	+6.2%	1.44%
AMZN	Amazon Com Inc Consumer Cyclical	Added	11,127	+2,663	$2,772,292	+37.4%	1.31%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	NEW	15,288	NEW	$2,707,657	NEW	1.28%
MSFT	Microsoft Corp Technology	Added	4,524	+461	$2,320,359	+53.1%	1.10%
VXUS	Vanguard Total International Stock ETF	Added	26,901	+10,468	$2,285,508	+62.7%	1.08%
PDBA		Reduced	50,445	-31,237	$1,894,714	−34.9%	0.90%
GOOGL	Alphabet Inc. Communication Services	Added	4,997	+3,513	$1,719,367	+224.2%	0.82%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	3,726	+3,203	$1,699,763	+580.5%	0.81%
AVGO	Broadcom Inc. Technology	Added	4,432	+1,304	$1,556,474	+31.7%	0.74%
DBA	Invesco Db Agriculture Fund	Reduced	54,755	-63,187	$1,540,805	−51.0%	0.73%
GSY	Invesco Ultra Short Duration ETF	Added	30,687	+10,719	$1,532,201	+53.0%	0.73%
CEG	Constellation Energy Corp Utilities	Added	5,953	+1,710	$1,512,181	+43.5%	0.72%
GGN	GAMCO Global Gold, Natural Resources & Income Trust Financial Services	Reduced	280,367	-6,862	$1,480,337	+6.5%	0.70%
AVUV	Avantis U.S. Small Cap Value ETF	Added	12,166	+3,337	$1,432,789	+30.1%	0.68%
ICSH	iShares Ultra Short Duration Bond Active ETF	Reduced	26,257	-3,411	$1,323,352	−11.8%	0.63%
IDV	iShares International Select Dividend ETF	Reduced	28,699	-437	$1,210,810	+0.3%	0.57%
BITB	Bitwise Bitcoin ETF	Reduced	25,402	-159	$1,152,234	+41.5%	0.55%
VDE	VANGUARD ENERGY INDEX FUND	Reduced	6,686	-8,009	$1,151,061	−47.8%	0.55%
EWZ	iShares MSCI Brazil ETF	Added	30,768	+18,146	$1,146,108	+163.2%	0.54%
INDA	iShares MSCI India ETF	Added	22,336	+7,029	$1,042,644	+37.9%	0.49%
COPX	Global X Copper Miners ETF	NEW	11,823	NEW	$1,001,408	NEW	0.47%
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	Reduced	9,592	-7,834	$993,347	−46.7%	0.47%
SPYI	NEOS S&P 500(R) High Income ETF	Added	18,123	+243	$963,599	+1.5%	0.46%
LII	Lennox International Inc Industrials	Held	2,550	0	$905,301	−38.0%	0.43%
EWT	iShares MSCI Taiwan ETF	Reduced	7,592	-222	$857,136	+1.0%	0.41%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	13,472	-10,614	$828,528	−35.2%	0.39%
CTVA	Corteva, Inc. Basic Materials	Added	10,149	+263	$788,069	−5.9%	0.37%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	11,187	+974	$784,768	+4.7%	0.37%
EWJ	iShares MSCI Japan ETF	Added	7,842	+1,174	$764,281	+22.9%	0.36%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	1	0	$747,005	−0.2%	0.35%
AIRR	First Trust Exchange-Traded Fund VI	Reduced	7,033	-510	$726,086	−27.8%	0.34%
IGM	iShares Expanded Tech Sector ETF	Reduced	4,165	-394	$704,051	−5.6%	0.33%
GE	General Electric Co Industrials	Reduced	2,127	-277	$664,240	−26.1%	0.31%

Showing the top 50 of 100 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.