Kaizen Financial Strategies

CIK

1842013

Location

CAMPBELL, CA

Portfolio Value

Small $247,578,734

Diversification

Diversified

Filing Date

Global Rank

#5,144 / 8,818 ▲ 649 · as of Jun 2026

Top Industry

Consumer Electronics 18.7%

Period ended 29 days ago

Filed Oct 9, 2026 · 20d

23 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 57.4%, 18.8 effective positions, active share 66.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

24.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.2 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 66.1%; sector active share 49.4% against the combined 13F book's sector weights.

Over time 22 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

176 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

19.6%

+5.5 pts

Top 5

40.7%

−1.7 pts

Top 10

59.8%

−2.1 pts

HHI

620

Diversified+81

Portfolio Trend

23 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	62.0%	$153,538,439	89
Technology	18.4%	$45,457,402	21
Communication Services	5.3%	$13,184,496	5
Financial Services	3.9%	$9,729,857	17
Consumer Cyclical	2.7%	$6,676,088	4
Industrials	2.5%	$6,168,851	13
Healthcare	2.1%	$5,270,909	9
Energy	0.9%	$2,120,778	6
Basic Materials	0.8%	$1,942,939	4
Utilities	0.6%	$1,535,531	4
Real Estate	0.5%	$1,211,517	3
Consumer Defensive	0.3%	$741,927	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCUS	Schwab Ultra-Short Income ETF	+109,319	152,193	$3,821,566
FNDB	Schwab Fundamental U.S. Broad Market ETF	+45,463	244,801	$7,493,358
FNDA	Schwab Strategic Trust	+37,342	95,512	$3,342,920
FNDF	Schwab Fundamental International Equity ETF	+35,053	104,504	$5,617,090
FALN	iShares Fallen Angels USD Bond ETF	+14,053	37,517	$972,815
EDD	Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.	+13,885	132,501	$696,955
TEI	Templeton Emerging Markets Income Fund	+8,150	186,155	$1,144,853
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+6,241	45,928	$7,128,025
VOO	VANGUARD 500 INDEX FUND	+6,104	12,829	$8,991,332
JIVE	JPMorgan International Value ETF	+4,109	26,069	$2,482,290
SPCX	Space Exploration Technologies Corp	+2,759	3,559	$536,910
QQQ	Invesco Qqq Trust, Series 1	+2,520	8,585	$6,350,925
SCHA	Schwab U.S. Small-Cap ETF	+2,052	17,232	$562,280
DFCA	Dimensional California Municipal Bond ETF	+2,028	7,182	$342,365
VPLS	VANGUARD CORE-PLUS BOND ETF	+1,931	48,952	$3,622,937
GLDM	World Gold Trust	+1,785	4,323	$355,264
KIE	State Street(R) SPDR(R) S&P(R) Insurance ETF	+1,250	8,600	$503,100
VTEC	Vanguard California Tax-Exempt Bond ETF	+998	5,368	$506,095
—		+893	8,886	$0
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+847	3,768	$264,325
—		+821	18,614	$0
NEE	Nextera Energy Inc	+753	7,584	$574,412
PDI	PIMCO Dynamic Income Fund	+676	38,901	$545,781
SCHK	Schwab 1000 Index ETF	+655	24,415	$895,053
XLF	State Street Corp	+362	16,095	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHG	Schwab U.S. Large-Cap Growth ETF	−55,334	464,265	$16,681,041
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	−22,676	56,319	$1,334,760
SCHI	Schwab 5-10 Year Corporate Bond ETF	−21,780	348,950	$7,481,488
CGDV	Capital Group Dividend Value ETF	−20,846	245,374	$11,986,519
JIRE	JPMorgan International Research Enhanced Equity ETF	−19,082	62,803	$5,159,894
VCRB	VANGUARD CORE BOND ETF	−10,275	100,765	$7,418,319
SPYI	NEOS S&P 500(R) High Income ETF	−7,748	16,521	$878,421
QQQI	NEOS Nasdaq-100(R) High Income ETF	−7,541	17,022	$945,572
VNM	VanEck Vietnam ETF	−6,403	19,311	$327,321
SPY	Spdr S&P 500 ETF Trust	−6,264	13,352	$10,182,635
FNDE	Schwab Fundamental Emerging Markets Equity ETF	−5,982	22,360	$936,213
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−3,347	5,202	$299,427
XTL	State Street(R) SPDR(R) S&P(R) Telecom ETF	−3,035	3,010	$610,999
ACHR	Archer Aviation Inc.	−2,831	44,975	$223,525
AAPL	Apple Inc.	−2,680	52,899	$17,616,424
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−2,542	2,286	$381,716
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	−2,435	3,387	$346,083
VIG	Vanguard Specialized Funds	−1,795	14,014	$3,269,606
NVDA	Nvidia Corp	−1,617	48,856	$11,157,733
AMZN	Amazon Com Inc	−1,444	16,393	$4,084,315
KTOS	Kratos Defense & Security Solutions, Inc.	−1,340	12,102	$516,634
SOXL	Direxion Daily Semiconductor Bull 3X Shares	−1,161	6,429	$950,591
KGC	Kinross Gold Corp	−975	21,026	$506,306
VPL	VANGUARD PACIFIC STOCK INDEX FUND	−900	2,295	$265,783
CRM	Salesforce, Inc.	−734	1,809	$415,292
No positions match the current search.

New Positions

Positions the filer opened this quarter

14 positions

Ticker	Company	Shares	Value
TLTW	iShares 20+ Year Treasury Bond BuyWrite Strategy ETF	25,800	$522,966
NMZ	Nuveen Municipal High Income Opportunity Fund	38,832	$347,934
ESTC	Elastic N.V.	2,923	$268,039
BITX	Volatility Shares Trust	12,650	$247,813
HONA	Honeywell Aerospace Inc.	1,536	$238,033
EWS	iShares MSCI Singapore ETF	6,961	$231,522
XPH	State Street(R) SPDR(R) S&P(R) Pharmaceuticals ETF	3,500	$227,500
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	1,270	$213,893
LDOS	Leidos Holdings, Inc.	1,742	$212,227
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	907	$209,544
IBM	International Business Machines Corp	933	$205,194
SCHW	Schwab Charles Corp	2,093	$204,569
SPOT	Spotify Technology S.A.	417	$203,237
LQDW	iShares, Inc.	10,805	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	5,760	$261,158
OCSL	Oaktree Specialty Lending Corp	21,100	$251,934
WMT	Walmart Inc.	2,200	$249,172
FIW	First Trust Water ETF	2,117	$231,853
FLTR	VanEck IG Floating Rate ETF	8,396	$215,021
IYJ	iShares U.S. Industrials ETF	1,246	$207,645
CLF	Cleveland-Cliffs Inc.	10,471	$98,322
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

176 tracked positions · $247,578,734 total · filing declares 177 positions · $254,210,328 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 176 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	52,899	-2,680	$17,616,424	+9.5%	7.12%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	464,265	-55,334	$16,681,041	−5.1%	6.74%
CGDV	Capital Group Dividend Value ETF	Reduced	245,374	-20,846	$11,986,519	−8.6%	4.84%
NVDA	Nvidia Corp Technology	Reduced	48,856	-1,617	$11,157,733	+10.5%	4.51%
SPY	Spdr S&P 500 ETF Trust	Reduced	13,352	-20,964	$10,182,635	−60.3%	4.11%
VOO	VANGUARD 500 INDEX FUND	Added	12,829	+6,104	$8,991,332	+94.7%	3.63%
GOOG	Alphabet Inc. Communication Services	Reduced	22,227	-202	$7,573,627	−4.4%	3.06%
FNDB	Schwab Fundamental U.S. Broad Market ETF	Added	244,801	+45,463	$7,493,358	+23.4%	3.03%
SCHI	Schwab 5-10 Year Corporate Bond ETF	Reduced	348,950	-21,780	$7,481,488	−10.9%	3.02%
VCRB	VANGUARD CORE BOND ETF	Reduced	100,765	-10,275	$7,418,319	−13.5%	3.00%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	45,928	+6,241	$7,128,025	+13.7%	2.88%
QQQ	Invesco Qqq Trust, Series 1	Added	8,585	+2,520	$6,350,925	+42.2%	2.57%
SMH	VanEck Semiconductor ETF	Reduced	10,339	-38,358	$6,296,451	−80.3%	2.54%
FNDF	Schwab Fundamental International Equity ETF	Added	104,504	+35,053	$5,617,090	+53.3%	2.27%
JIRE	JPMorgan International Research Enhanced Equity ETF	Reduced	62,803	-19,082	$5,159,894	−23.6%	2.08%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	16,393	-1,444	$4,084,315	−3.9%	1.65%
GOOGL	Alphabet Inc. Communication Services	Reduced	11,268	-57	$3,877,093	−4.2%	1.57%
SCUS	Schwab Ultra-Short Income ETF	Added	152,193	+109,319	$3,821,566	+254.1%	1.54%
VPLS	VANGUARD CORE-PLUS BOND ETF	Added	48,952	+1,931	$3,622,937	−0.7%	1.46%
FNDA	Schwab Strategic Trust	Added	95,512	+37,342	$3,342,920	+51.0%	1.35%
MSFT	Microsoft Corp Technology	Reduced	6,499	-202	$3,333,337	+33.4%	1.35%
VIG	Vanguard Specialized Funds	Reduced	14,014	-1,795	$3,269,606	−12.6%	1.32%
AMD	Advanced Micro Devices Inc Technology	Reduced	4,925	-530	$3,012,918	−4.9%	1.22%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	13,980	-215	$2,736,585	+1.2%	1.11%
JIVE	JPMorgan International Value ETF	Added	26,069	+4,109	$2,482,290	+22.9%	1.00%
BX	Blackstone Inc. Financial Services	Added	21,490	+220	$2,408,814	−3.8%	0.97%
SNDK	Sandisk Corp Technology	Reduced	1,200	-15	$2,087,868	−24.4%	0.84%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	5,430	-223	$1,926,618	−19.0%	0.78%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	3,300	-97	$1,678,215	−5.4%	0.68%
LLY	ELI LILLY & Co Healthcare	Reduced	1,328	-136	$1,536,602	−12.5%	0.62%
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	Reduced	56,319	-22,676	$1,334,760	−31.5%	0.54%
META	Meta Platforms, Inc. Communication Services	Reduced	1,719	-485	$1,246,584	+0.4%	0.50%
BLOK	Amplify Blockchain Technology ETF	Held	19,130	0	$1,171,329	−2.2%	0.47%
TEI	Templeton Emerging Markets Income Fund Financial Services	Added	186,155	+8,150	$1,144,853	−4.6%	0.46%
XSD	State Street(R) SPDR(R) S&P(R) Semiconductor ETF	Added	2,140	+100	$1,133,386	−10.9%	0.46%
LRCX	Lam Research Corp Technology	Added	3,173	+68	$1,042,362	−22.5%	0.42%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	17,542	-21	$1,040,416	−0.8%	0.42%
PLTR	Palantir Technologies Inc. Technology	Reduced	5,390	-125	$1,008,199	+56.7%	0.41%
AMAT	Applied Materials Inc Technology	Reduced	1,964	-96	$1,004,350	−32.6%	0.41%
ABBV	AbbVie Inc. Healthcare	Reduced	3,828	-264	$1,001,366	−2.8%	0.40%
FALN	iShares Fallen Angels USD Bond ETF	Added	37,517	+14,053	$972,815	+52.2%	0.39%
GEV	GE Vernova Inc. Industrials	Added	1,020	+17	$969,499	−17.7%	0.39%
AGX	Argan Inc Industrials	Reduced	2,544	-27	$961,504	−53.2%	0.39%
SOXL	Direxion Daily Semiconductor Bull 3X Shares	Reduced	6,429	-1,161	$950,591	−53.0%	0.38%
QQQI	NEOS Nasdaq-100(R) High Income ETF	Reduced	17,022	-7,541	$945,572	−32.2%	0.38%
FNDE	Schwab Fundamental Emerging Markets Equity ETF	Reduced	22,360	-5,982	$936,213	−16.8%	0.38%
IUSG	iShares Core S&P U.S. Growth ETF	Added	4,652	+5	$901,325	+3.1%	0.36%
SCHK	Schwab 1000 Index ETF	Added	24,415	+655	$895,053	+4.5%	0.36%
WDC	Western Digital Corp Technology	Reduced	1,947	-204	$884,833	−35.6%	0.36%
SPYI	NEOS S&P 500(R) High Income ETF	Reduced	16,521	-7,748	$878,421	−31.8%	0.35%

Showing the top 50 of 176 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.