Halter Ferguson Financial Inc.

Registered adviser

CIK

1842665

Location

CARMEL, IN

Portfolio Value

Small $609,920,319

Diversification

Moderately concentrated

Filing Date

Global Rank

#3,301 / 8,807 ▲ 144

Top Industry

Auto Manufacturers 50.6%

Period ended 4 months ago

Filed Aug 3, 2026 · 3mo

11 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 109563

Roster of Oct 1, 2026

Regulatory AUM

$704,950,608

Main clients

Individuals and high net worth (99% of AUM)

Private funds

1 fund · Other private funds

Focus by fund count, roster of Oct 1, 2026

$3,834,000 gross assets

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$704,950,608	Individuals and high net worth (99%)
Mar 2025 to Mar 2026	$487,810,150	Individuals and high net worth (99%)
Apr 2024 to Feb 2025	$378,241,750	Individuals and high net worth (99%)
May 2023 to Mar 2024	$266,706,879	Individuals and high net worth (99%)
Mar 2023 to Apr 2023	$266,706,879	Individuals and high net worth (99%)
Mar 2022 to Feb 2023	$343,082,183	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 92.0% of the book (60%+)

Turnover

Medium turnover

42.3% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 8.9 quarters (4 to under 12)

Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 90.1%; sector active share 51.4% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

34 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

43.9%

−4.3 pts

Top 5

78.0%

−0.1 pts

Top 10

92.1%

+1.2 pts

HHI

2,287

Moderately concentrated−314

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Consumer Cyclical	45.5%	$277,373,460	2
Financial Services	22.0%	$134,079,138	6
Unclassified	13.2%	$80,530,142	7
Technology	11.5%	$70,159,477	8
Healthcare	7.1%	$43,607,323	4
Industrials	0.4%	$2,248,037	4
Communication Services	0.3%	$1,922,742	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

8 positions

Ticker	Company	Δ Shares	Shares	Value
LMND	Lemonade, Inc.	+459,491	1,005,815	$65,428,265
UPST	Upstart Holdings, Inc.	+280,759	1,748,119	$61,935,856
OSCR	Oscar Health, Inc.	+221,275	627,007	$17,882,239
TSLA	Tesla, Inc.	+48,832	629,194	$264,638,996
SPY	Spdr S&P 500 ETF Trust	+10,513	36,400	$27,182,428
AMZN	Amazon Com Inc	+2,444	40,371	$9,622,024
AGG	iShares Core U.S. Aggregate Bond ETF	+735	18,298	$1,811,136
LLY	ELI LILLY & Co	+601	8,287	$9,939,677
No positions match the current search.

Trimmed

Positions the filer reduced

14 positions

Ticker	Company	Δ Shares	Shares	Value
CADL	Candel Therapeutics, Inc.	−131,590	772,461	$7,956,348
MU	Micron Technology Inc	−46,545	18,140	$20,938,820
NVDA	Nvidia Corp	−39,228	13,537	$2,708,618
QQQ	Invesco Qqq Trust, Series 1	−9,304	63,482	$46,748,144
RSPT	Victory Portfolios II	−5,651	24,648	$1,589,796
PLTR	Palantir Technologies Inc.	−3,724	2,177	$253,990
GOOGL	Alphabet Inc.	−3,430	2,274	$812,659
AAPL	Apple Inc.	−460	12,060	$3,489,681
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−309	2,698	$998,367
META	Meta Platforms, Inc.	−201	767	$432,043
MSFT	Microsoft Corp	−132	2,276	$848,993
AVGO	Broadcom Inc.	−117	1,292	$488,053
GOOG	Alphabet Inc.	−82	1,919	$678,040
CAT	Caterpillar Inc	−37	542	$577,175
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
UMAC	Unusual Machines, Inc.	1,532,348	$34,171,360
—		1,485,590	$7,829,059
BLZE	Backblaze, Inc.	457,753	$7,259,962
SPCX	Space Exploration Technologies Corp	2,047	$349,750
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
ORCL	Oracle Corp	105,795	$15,563,502
BMNR	Bitmine Immersion Technologies, Inc.	369,082	$7,300,441
ODD	Oddity Tech Ltd	208,439	$2,788,913
SATL	Satellogic Inc.	487,443	$2,651,689
AEHR	Aehr Test Systems	14,631	$542,517
WMT	Walmart Inc.	1,742	$216,495
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

34 tracked positions · $609,920,319 total · filing declares 36 positions · $617,393,722 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
TSLA	Tesla, Inc. CALL + SHARES Consumer Cyclical	Added	636,594	+49,132	$267,751,436	+22.6%	11	before history	43.90%
LMND	Lemonade, Inc. Financial Services	Added	1,005,815	+459,491	$65,428,265	+91.1%	11	before history	10.73%
UPST	Upstart Holdings, Inc. Financial Services	Added	1,748,119	+280,759	$61,935,856	+64.6%	4	$39.92	10.15%
QQQ	Invesco Qqq Trust, Series 1	Reduced	63,482	-9,304	$46,748,144	+11.3%	11	before history	7.66%
UMAC	Unusual Machines, Inc. Technology	NEW	1,532,348	NEW	$34,171,360	NEW	1	$18.52	5.60%
SPY	Spdr S&P 500 ETF Trust	Added	36,400	+10,513	$27,182,428	+61.5%	11	before history	4.46%
MU	Micron Technology Inc Technology	Reduced	18,140	-46,545	$20,938,820	−4.2%	3	$287.88	3.43%
OSCR	Oscar Health, Inc. Healthcare	Added	627,007	+221,275	$17,882,239	+284.3%	5	$17.66	2.93%
LLY	ELI LILLY & Co Healthcare	Added	8,287	+601	$9,939,677	+40.6%	11	before history	1.63%
AMZN	Amazon Com Inc Consumer Cyclical	Added	40,371	+2,444	$9,622,024	+21.8%	11	before history	1.58%
CADL	Candel Therapeutics, Inc. Healthcare	Reduced	772,461	-131,590	$7,956,348	+79.6%	8	$5.85	1.30%
		NEW	1,485,590	NEW	$7,829,059	NEW	1	$4.21	1.28%
BLZE	Backblaze, Inc. Technology	NEW	457,753	NEW	$7,259,962	NEW	1	$6.92	1.19%
HBAN	Huntington Bancshares Inc /Md/ Financial Services	Held	253,026	0	$4,486,150	+13.3%	2	$17.08	0.74%
AAPL	Apple Inc. Technology	Reduced	12,060	-460	$3,489,681	+9.8%	11	before history	0.57%
NVDA	Nvidia Corp Technology	Reduced	13,537	-43,328	$2,708,618	−72.7%	11	before history	0.44%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	18,298	+735	$1,811,136	—	11	before history	0.30%
RSPT	Victory Portfolios II	Reduced	24,648	-5,651	$1,589,796	+15.9%	11	before history	0.26%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	2	0	$1,497,700	+4.3%	2	$736,358.80	0.25%
VEA	Vanguard FTSE Developed Markets ETF	Held	17,953	0	$1,279,151	+11.2%	11	before history	0.21%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	2,698	-309	$998,367	+3.5%	11	before history	0.16%
DSI	iShares ESG MSCI KLD 400 ETF	Held	6,469	0	$921,120	—	11	before history	0.15%
MSFT	Microsoft Corp Technology	Reduced	2,276	-132	$848,993	−4.8%	11	before history	0.14%
GOOGL	Alphabet Inc. Communication Services	Reduced	2,274	-3,430	$812,659	−50.5%	11	before history	0.13%
CMI	Cummins Inc Industrials	Held	1,070	0	$763,134	+32.6%	9	$285.78	0.13%
GOOG	Alphabet Inc. Communication Services	Reduced	1,919	-82	$678,040	+18.1%	11	before history	0.11%
CAT	Caterpillar Inc Industrials	Reduced	542	-37	$577,175	+40.7%	5	$363.28	0.09%
GE	General Electric Co Industrials	Held	1,493	0	$557,978	+31.7%	11	before history	0.09%
AVGO	Broadcom Inc. Technology	Reduced	1,292	-117	$488,053	+11.9%	5	$247.85	0.08%
META	Meta Platforms, Inc. Communication Services	Reduced	767	-201	$432,043	−22.0%	11	before history	0.07%
JPM	Jpmorgan Chase & Co Financial Services	Held	1,156	0	$378,393	+11.3%	11	before history	0.06%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	705	0	$352,774	+4.4%	7	$472.62	0.06%
SPCX	Space Exploration Technologies Corp Industrials	NEW	2,047	NEW	$349,750	NEW	1	unpriced	0.06%
PLTR	Palantir Technologies Inc. Technology	Reduced	2,177	-3,724	$253,990	−70.6%	3	$173.65	0.04%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.