KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

CIK

1907480

Location

IRVINE, CA

Portfolio Value

Small $174,084,469

Diversification

Diversified

Filing Date

Global Rank

#4,500 / 8,603 ▲ 316 · as of Mar 2026

Top Industry

Gold 16.4%

3Y Alpha vs SPY

+2.5%

Period ended 3 months ago

Filed Apr 23, 2026 · 3mo

10 quarters · since Dec 2023

Clone Performance

Feb 2024–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+59.8%

SPY

+54.1%

Annualised alpha

+1.8%

Max drawdown

−19.9%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

88 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

6.3%

+0.3 pts

Top 5

22.3%

−0.4 pts

Top 10

36.4%

−0.8 pts

HHI

221

Diversified−6

Portfolio Trend

10 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Basic Materials	20.1%	$34,922,662	9
Industrials	15.4%	$26,797,145	14
Financial Services	14.3%	$24,871,857	15
Technology	13.7%	$23,895,842	12
Energy	9.3%	$16,212,805	7
Consumer Defensive	9.1%	$15,865,173	5
Healthcare	6.2%	$10,721,369	5
Consumer Cyclical	4.1%	$7,161,139	8
Utilities	3.6%	$6,339,080	5
Communication Services	2.9%	$5,071,137	6
Real Estate	1.3%	$2,226,260	2

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
OPRA	Opera Ltd	+46,496	146,851	$2,094,095
SONY	Sony Group Corp	+22,182	106,101	$2,196,290
TOST	Toast, Inc.	+18,816	67,806	$1,797,537
LDOS	Leidos Holdings, Inc.	+12,669	15,902	$2,473,079
IBN	Icici Bank Ltd	+9,158	132,985	$3,444,311
CSCO	Cisco Systems, Inc.	+6,833	46,434	$3,602,814
AMX	America Movil Sab De Cv/	+5,958	59,618	$1,519,066
TSLX	Sixth Street Specialty Lending, Inc.	+5,596	24,325	$447,093
UL	Unilever PLC	+4,278	38,836	$2,212,486
ABT	Abbott Laboratories	+3,425	25,841	$2,653,095
SCHW	Schwab Charles Corp	+2,994	55,819	$5,245,869
RTO	Rentokil Initial PLC /Fi	+2,691	43,466	$1,368,309
MDT	Medtronic plc	+2,555	46,923	$4,065,877
TSCO	Tractor Supply Co /De/	+2,393	42,200	$1,911,660
RBA	Rb Global Inc.	+2,318	48,035	$4,604,154
MAS	Masco Corp /De/	+2,277	29,622	$1,788,280
AVB	Avalonbay Communities Inc	+2,196	10,700	$1,747,845
B	Barrick Mining Corp	+2,067	58,120	$2,370,714
ACT	Enact Holdings, Inc.	+1,677	20,547	$838,523
HIG	Hartford Insurance Group, Inc.	+1,613	29,013	$3,923,427
CINF	Cincinnati Financial Corp	+1,568	12,255	$1,928,324
TLK	Perusahaan Perseroan Persero Pt Telekomunikasi Indonesia Tbk	+1,536	25,537	$477,031
PEG	Public Service Enterprise Group Inc	+1,408	15,706	$1,271,400
ZM	Zoom Communications, Inc.	+1,260	18,914	$1,520,496
PM	Philip Morris International Inc.	+1,230	43,753	$7,234,121
No positions match the current search.

Trimmed

Positions the filer reduced

22 positions

Ticker	Company	Δ Shares	Shares	Value
SCCO	Southern Copper Corp/	−13,978	28,233	$4,809,672
CCJ	Cameco Corp	−11,254	68,421	$7,431,204
AGI	Alamos Gold Inc	−9,917	97,661	$4,339,078
EQNR	Equinor ASA	−8,850	16,561	$698,874
KMT	Kennametal Inc	−7,313	25,243	$912,029
SD	Sandridge Energy Inc	−4,670	63,109	$1,029,307
INTC	Intel Corp	−3,348	21,038	$928,406
AEM	Agnico Eagle Mines Ltd	−3,185	53,817	$10,923,774
FSM	Fortuna Mining Corp.	−2,680	116,582	$1,157,659
WPM	Wheaton Precious Metals Corp.	−2,577	54,940	$7,197,689
TER	Teradyne, Inc	−1,716	20,136	$5,969,518
AMAT	Applied Materials Inc /De	−1,662	3,005	$1,027,078
FMX	Mexican Economic Development Inc	−951	40,031	$4,445,842
QCOM	Qualcomm Inc/De	−691	14,564	$1,875,551
IMO	Imperial Oil Ltd	−618	9,251	$1,210,215
JBL	Jabil Inc	−421	6,235	$1,656,203
COP	Conocophillips	−394	29,933	$3,951,156
BBVA	Banco Bilbao Vizcaya Argentaria, S.A.	−235	84,053	$1,820,587
BRK-B	Berkshire Hathaway Inc	−103	513	$245,829
FNV	FRANCO NEVADA Corp	−44	10,091	$2,492,981
TJX	Tjx Companies Inc /De/	−12	1,692	$270,212
EQT	EQT Corp	−1	4,324	$275,179
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
AZN	Astrazeneca PLC	7,116	$1,403,417
SYF	Synchrony Financial	14,691	$999,281
TMUS	T-Mobile US, Inc.	1,925	$404,307
GOOGL	Alphabet Inc.	987	$283,821
EME	EMCOR Group, Inc.	356	$262,838
NVDA	Nvidia Corp	1,484	$258,809
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
CSGS	Csg Systems International Inc	4,095	$314,045
MA	Mastercard Inc	549	$313,413
META	Meta Platforms, Inc.	361	$238,292
SSNC	SS&C Technologies Holdings Inc	2,552	$223,095
SLM	SLM Corp	7,841	$212,177
MSFT	Microsoft Corp	416	$201,185
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

88 positions · $174,084,469 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 88 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AEM	Agnico Eagle Mines Ltd Basic Materials	Reduced	53,817	-3,185	$10,923,774	+13.0%	6.27%
CCJ	Cameco Corp Energy	Reduced	68,421	-11,254	$7,431,204	+1.9%	4.27%
PM	Philip Morris International Inc. Consumer Defensive	Added	43,753	+1,230	$7,234,121	+6.1%	4.16%
WPM	Wheaton Precious Metals Corp. Basic Materials	Reduced	54,940	-2,577	$7,197,689	+6.5%	4.13%
TER	Teradyne, Inc Technology	Reduced	20,136	-1,716	$5,969,518	+41.1%	3.43%
JCI	Johnson Controls International plc Industrials	Added	41,994	+401	$5,499,114	+10.4%	3.16%
SCHW	Schwab Charles Corp Financial Services	Added	55,819	+2,994	$5,245,869	−0.6%	3.01%
SCCO	Southern Copper Corp/ Basic Materials	Reduced	28,233	-13,978	$4,809,672	−19.1%	2.76%
RBA	Rb Global Inc. Industrials	Added	48,035	+2,318	$4,604,154	−2.1%	2.64%
FMX	Mexican Economic Development Inc Consumer Defensive	Reduced	40,031	-951	$4,445,842	+7.3%	2.55%
AGI	Alamos Gold Inc Basic Materials	Reduced	97,661	-9,917	$4,339,078	+4.5%	2.49%
MDT	Medtronic plc Healthcare	Added	46,923	+2,555	$4,065,877	−4.6%	2.34%
COP	Conocophillips Energy	Reduced	29,933	-394	$3,951,156	+39.2%	2.27%
HIG	Hartford Insurance Group, Inc. Financial Services	Added	29,013	+1,613	$3,923,427	+3.9%	2.25%
CSCO	Cisco Systems, Inc. Technology	Added	46,434	+6,833	$3,602,814	+18.1%	2.07%
IBN	Icici Bank Ltd Financial Services	Added	132,985	+9,158	$3,444,311	−6.7%	1.98%
EMBJ	Embraer S.A. Industrials	Added	50,700	+693	$3,008,538	−6.5%	1.73%
ROK	Rockwell Automation, Inc Industrials	Added	7,684	+483	$2,757,633	−1.6%	1.58%
ABT	Abbott Laboratories Healthcare	Added	25,841	+3,425	$2,653,095	−5.5%	1.52%
FNV	FRANCO NEVADA Corp Basic Materials	Reduced	10,091	-44	$2,492,981	+18.7%	1.43%
LDOS	Leidos Holdings, Inc. Technology	Added	15,902	+12,669	$2,473,079	+324.0%	1.42%
B	Barrick Mining Corp Basic Materials	Added	58,120	+2,067	$2,370,714	−2.9%	1.36%
SO	Southern Co Utilities	Added	23,654	+935	$2,283,084	+15.2%	1.31%
UL	Unilever PLC Consumer Defensive	Added	38,836	+4,278	$2,212,486	−2.1%	1.27%
SONY	Sony Group Corp Technology	Added	106,101	+22,182	$2,196,290	+2.2%	1.26%
UNM	Unum Group Financial Services	Added	29,600	+746	$2,161,688	−3.3%	1.24%
OPRA	Opera Ltd Communication Services	Added	146,851	+46,496	$2,094,095	+47.4%	1.20%
CINF	Cincinnati Financial Corp Financial Services	Added	12,255	+1,568	$1,928,324	+10.5%	1.11%
TSCO	Tractor Supply Co /De/ Consumer Cyclical	Added	42,200	+2,393	$1,911,660	−4.0%	1.10%
QCOM	Qualcomm Inc/De Technology	Reduced	14,564	-691	$1,875,551	−28.1%	1.08%
BBVA	Banco Bilbao Vizcaya Argentaria, S.A. Financial Services	Reduced	84,053	-235	$1,820,587	−7.3%	1.05%
TOST	Toast, Inc. Technology	Added	67,806	+18,816	$1,797,537	+3.3%	1.03%
MAS	Masco Corp /De/ Industrials	Added	29,622	+2,277	$1,788,280	+3.1%	1.03%
AVB	Avalonbay Communities Inc Real Estate	Added	10,700	+2,196	$1,747,845	+13.4%	1.00%
HUBB	Hubbell Inc Industrials	Added	3,385	+196	$1,661,154	+17.3%	0.95%
JBL	Jabil Inc Technology	Reduced	6,235	-421	$1,656,203	+9.1%	0.95%
EOG	Eog Resources Inc Energy	Added	11,184	+4	$1,616,870	+37.7%	0.93%
AEP	American Electric Power Co Inc Utilities	Added	11,811	+520	$1,548,185	+18.9%	0.89%
ZM	Zoom Communications, Inc. Technology	Added	18,914	+1,260	$1,520,496	−0.2%	0.87%
AMX	America Movil Sab De Cv/ Communication Services	Added	59,618	+5,958	$1,519,066	+37.0%	0.87%
CMG	Chipotle Mexican Grill Inc Consumer Cyclical	Added	44,130	+957	$1,412,601	−11.6%	0.81%
AZN	Astrazeneca PLC Healthcare	NEW	7,116	NEW	$1,403,417	NEW	0.81%
RTO	Rentokil Initial PLC /Fi Industrials	Added	43,466	+2,691	$1,368,309	+13.9%	0.79%
MCK	Mckesson Corp Healthcare	Added	1,534	+58	$1,327,462	+9.6%	0.76%
HSY	Hershey Co Consumer Defensive	Added	6,309	+145	$1,311,578	+16.9%	0.75%
DGX	Quest Diagnostics Inc Healthcare	Added	6,488	+897	$1,271,518	+31.1%	0.73%
PEG	Public Service Enterprise Group Inc Utilities	Added	15,706	+1,408	$1,271,400	+10.7%	0.73%
IMO	Imperial Oil Ltd Energy	Reduced	9,251	-618	$1,210,215	+42.1%	0.70%
AME	Ametek Inc/ Industrials	Added	5,552	+33	$1,190,126	+5.0%	0.68%
BKE	Buckle Inc Consumer Cyclical	Added	23,100	+900	$1,163,316	−1.9%	0.67%