Harraden Circle Investments, LLC

Registered adviser

CIK

1910592

Location

NEW YORK, NY

Portfolio Value

Small $586,710,910

Diversification

Diversified

Filing Date

Global Rank

#3,470 / 8,817 ▲ 878

Top Industry

Shell Companies 80.9%

Period ended 4 months ago

Filed Aug 14, 2026 · 2mo

7 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 310227

Roster of Oct 1, 2026

Regulatory AUM

$562,901,594

Main clients

Pooled investment vehicles (100% of AUM)

Private funds

4 funds · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$560,346,368 gross assets

Private funds on Schedule D 7.B.(1)

As filed Mar 4, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$113,136,337 gross assets in 5 funds Hedge funds $113,136,337 (5)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$562,901,594	Pooled investment vehicles (100%)
Aug 2025 to Mar 2026	$451,849,853	Pooled investment vehicles (100%)
Apr 2025 to Jun 2025	—	—
Apr 2024 to Mar 2025	—	—
Jun 2023 to Mar 2024	—	—
May 2023	$0	—

1 earlier changes not shown.

Stated strategy

Fundamental active, Fixed income / rates, Long/short hedge, Private markets Form ADV Part 2A, Jul 16, 2026 · original

In the firm's words

Fundamental active: Analysis of the financial condition of the issuer is an important component of determining whether to make any such investment.
Fixed income / rates: The Partnership may invest in “high yield” bonds and preferred securities that are rated in the lower rating categories by the various credit rating agencies (or in comparable non-rated securities).
Long/short hedge: The Partnerships will be permitted to engage in a variety of hedging transactions.
Private markets: The Partnership will often have substantial positions in financings that help support business combinations designed to allow private companies to transition to public market ownership by merging with SPACs.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 44.0%, 32.6 effective positions, active share 100.0% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

High turnover

124.1% over the last four quarters (100%+)

Horizon

Short horizon

Value-weighted holding period 2.5 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 100.0%; sector active share 72.4% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

206 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

6.6%

−2.4 pts

Top 5

25.3%

−12.8 pts

Top 10

44.0%

−19.8 pts

HHI

307

Diversified−209

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	80.8%	$474,128,393	181
Consumer Defensive	5.7%	$33,289,483	1
Consumer Cyclical	4.4%	$25,721,011	3
Technology	3.2%	$18,998,187	6
Basic Materials	3.0%	$17,646,847	1
Unclassified	1.4%	$8,495,180	3
Industrials	1.1%	$6,355,996	5
Utilities	0.3%	$1,686,930	3
Healthcare	0.1%	$388,883	2
Real Estate	0.0%	$0	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GIXXR	GigCapital9 Corp.	+2,034,590	4,803,390	$0
HCACR	Hall Chadwick Acquisition Corp	+1,545,000	2,265,701	$0
FCRS	FutureCrest Acquisition Corp.	+1,540,124	1,809,472	$18,637,561
AXINR	Axiom Intelligence Acquisition Corp 1	+935,780	1,399,039	$0
—		+790,600	1,040,600	$0
GIWWR	GigCapital8 Corp.	+735,028	5,597,779	$0
CEPF	Cantor Equity Partners IV, Inc.	+600,080	3,734,030	$38,833,912
CEPS	Cantor Equity Partners VI, Inc.	+510,750	762,950	$7,911,791
BCAR	D. Boral ARC Acquisition I Corp.	+510,137	2,643,991	$0
SAC	Safeguard Acquisition Corp.	+500,000	1,468,060	$14,768,683
KTWOR	K2 Capital Acquisition Corp	+408,500	1,643,686	$0
DBCAW	D. Boral Acquisition I Corp.	+401,687	601,686	$0
PAII	Pyrophyte Acquisition Corp. II	+300,000	348,923	$3,559,014
SIMAW	SIM Acquisition Corp. I	+278,345	1,047,372	$0
CRANR	Crane Harbor Acquisition Corp. II	+276,320	1,276,320	$0
APXTW	Apex Treasury Corp	+255,754	1,763,975	$0
TACOW	Berto Acquisition Corp.	+226,230	1,341,238	$0
CMIIW	Inflection Point Acquisition Corp. VII	+221,605	454,936	$0
RTAC	Renatus Tactical Acquisition Corp I	+212,305	1,657,888	$17,374,666
BLUWW	Blue Water Acquisition Corp. III	+190,700	2,190,700	$0
HCMAW	Hcm III Acquisition Corp.	+187,343	530,942	$0
—		+182,482	764,479	$0
CRAQR	Cal Redwood Acquisition Corp.	+157,673	612,804	$0
RNGTW	Range Capital Acquisition Corp II	+150,651	525,177	$178,560
TLNC	Talon Capital Corp.	+142,733	1,042,732	$10,750,566
No positions match the current search.

Trimmed

Positions the filer reduced

16 positions

Ticker	Company	Δ Shares	Shares	Value
—		−758,231	904,798	$0
SAAQ	Space Asset Acquisition Corp.	−629,499	248,039	$2,529,997
BLUW	Blue Water Acquisition Corp. III	−571,958	1,050,642	$10,853,131
VLOSW	Velos Acquisition I Corp.	−500,525	1,049,475	$0
ATIIW	Archimedes Tech SPAC Partners II Co.	−478,115	1,131,600	$0
BCARW	D. Boral ARC Acquisition I Corp.	−441,410	2,574,680	$0
GFUZ	General Fusion Group Ltd.	−370,704	563,577	$5,782,300
—		−298,851	138,896	$0
AFJKR	Aimei Health Technology Co., Ltd.	−239,298	758,150	$0
DTSQR	DT Cloud Star Acquisition Corp	−185,817	1,572,927	$0
BEAG	Bold Eagle Acquisition Corp.	−171,600	2,384,139	$25,462,604
SZZLR	Sizzle Acquisition Corp. II	−135,534	136,643	$0
RDACR	Rising Dragon Acquisition Corp.	−133,025	1,075,175	$0
AEXA	American Exceptionalism Acquisition Corp. A	−72,600	813,400	$9,614,388
PBMWW	Psyence Biomedical Ltd.	−1,000	1,149,000	$0
BRRWW	Silvia, Inc.	−400	576,507	$126,831
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AIIR	AIR Global PLC	4,998,421	$33,289,483
TONT	Graf Global Corp.	2,000,000	$21,700,000
IPFX	Inflection Point Acquisition Corp. VI	1,869,092	$19,326,411
BRUN	Boost Run Inc.	466,375	$18,100,013
RMIX	Suncrete, Inc.	783,260	$17,646,847
CUB	Lionheart Holdings	1,297,683	$13,976,045
BACC	Blue Acquisition Corp	1,064,723	$11,286,063
—		986,559	$10,743,627
YICCU	Yorkville International Capital Corp.	1,000,000	$10,040,000
KRSP	Rice Acquisition Corp 3	819,002	$8,599,521
—		780,090	$8,495,180
CCXI	Churchill Capital Corp XI	478,517	$8,350,121
TMTS	Spartacus Acquisition Corp. II	726,100	$7,268,261
TACO	Berto Acquisition Corp.	649,284	$6,810,989
ALPXU	Alpex Acquisition Corp	650,000	$6,513,000
APXT	Apex Treasury Corp	600,000	$6,030,000
CAES	Cantor Equity Partners VII, Inc.	463,544	$4,677,158
IEAG	Infinite Eagle Acquisition Corp.	425,000	$4,301,000
TMS	Teamshares Inc	479,167	$3,938,752
WLII	Willow Lane Acquisition Corp. II	350,000	$3,580,500
GSRF	GSR IV Acquisition Corp.	250,000	$2,540,000
ATII	Archimedes Tech SPAC Partners II Co.	234,661	$2,529,645
PECE	Peace Acquisition Corp.	250,000	$2,480,000
GCGR	General Catalyst Global Resilience Merger Corp.	202,700	$2,045,243
CSHR	CoinShares PLC	528,922	$1,994,035
No positions match the current search.

Sold Out

Positions the filer fully exited

20 positions

Ticker	Company	Shares	Value
TMTSU	Spartacus Acquisition Corp. II	1,500,000	$15,060,000
BHAVU	BHAV Acquisition Corp	758,763	$7,572,454
CTAAU	Clearthink 1 Acquisition Corp.	659,832	$6,598,320
VLOS	Velos Acquisition I Corp.	500,000	$5,370,000
PONOU	Pono Capital Four, Inc.	382,564	$3,817,988
FMACU	Future Money Acquisition Corp	375,000	$3,746,250
XNDU	Xanadu Quantum Technologies Ltd	104,380	$799,550
IPFXU	Inflection Point Acquisition Corp. VI	44,056	$445,846
KIDZ	KIDZ AI Inc.	4,832	$14,882
—		680,699	$0
XRPNW	Armada Acquisition Corp. II	487,579	$0
—		2,034,839	$0
—		2,671,882	$0
—		3,761,795	$0
FERAR	Fifth Era Acquisition Corp I	637,667	$0
SSACW	SPACSphere Acquisition Corp.	789,515	$0
—		417,120	$0
—		3,325,566	$0
—		350,400	$0
MEVOW	M Evo Global Acquisition Corp II	46,410	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

206 tracked positions · $586,710,910 total · filing declares 236 positions · $784,082,543 · as of Jun 30, 2026

All sectors Basic Materials Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 206 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
CEPF	Cantor Equity Partners IV, Inc. Financial Services	Added	3,734,030	+600,080	$38,833,912	+21.6%	4	$10.29	6.62%
AIIR	AIR Global PLC Consumer Defensive	NEW	4,998,421	NEW	$33,289,483	NEW	1	$9.12	5.67%
BEAG	Bold Eagle Acquisition Corp. Financial Services	Reduced	2,384,139	-171,600	$25,462,604	−5.6%	3	$10.64	4.34%
PMTR	Perimeter Acquisition Corp. I Financial Services	Held	2,440,298	0	$25,427,905	+1.6%	5	unpriced	4.33%
NWAX	New America Acquisition I Corp. Financial Services	Held	2,479,304	0	$25,164,935	+1.4%	2	$10.08	4.29%
ALDF	Aldel Financial II Inc. Financial Services	Held	2,351,288	0	$25,123,512	+1.2%	7	before history	4.28%
PLBL	Polibeli Group Ltd Consumer Cyclical	Held	2,876,258	0	$24,160,567	−4.5%	4	$9.81	4.12%
TONT	Graf Global Corp. Financial Services	NEW	2,000,000	NEW	$21,700,000	NEW	1	$10.81	3.70%
IPFX	Inflection Point Acquisition Corp. VI Financial Services	NEW	1,869,092	NEW	$19,326,411	NEW	1	$10.35	3.29%
CCII	Cohen Circle Acquisition Corp. II Financial Services	Held	1,875,436	0	$19,316,990	+0.8%	4	$10.13	3.29%
FCRS	FutureCrest Acquisition Corp. Financial Services	Added	1,809,472	+1,540,124	$18,637,561	+587.8%	3	$10.18	3.18%
BRUN	Boost Run Inc. Technology	NEW	466,375	NEW	$18,100,013	NEW	1	$23.90	3.08%
RMIX	Suncrete, Inc. Basic Materials	NEW	783,260	NEW	$17,646,847	NEW	1	$16.83	3.01%
RTAC	Renatus Tactical Acquisition Corp I Financial Services	Added	1,657,888	+212,305	$17,374,666	+16.9%	3	$10.56	2.96%
CLBR	Colombier Acquisition Corp. III Financial Services	Held	1,448,992	0	$14,852,168	+1.9%	2	unpriced	2.53%
SAC	Safeguard Acquisition Corp. Financial Services	Added	1,468,060	+500,000	$14,768,683	—	2	unpriced	2.52%
CUB	Lionheart Holdings Financial Services	NEW	1,297,683	NEW	$13,976,045	NEW	1	$10.81	2.38%
BACC	Blue Acquisition Corp Financial Services	NEW	1,064,723	NEW	$11,286,063	NEW	1	$10.36	1.92%
BLUW	Blue Water Acquisition Corp. III Financial Services	Reduced	1,050,642	-571,958	$10,853,131	−34.9%	3	$10.14	1.85%
TLNC	Talon Capital Corp. Financial Services	Added	1,042,732	+142,733	$10,750,566	+17.1%	2	$10.15	1.83%
		NEW	986,559	NEW	$10,743,627	NEW	1	$10.78	1.83%
TVA	Texas Ventures Acquisition III Corp Financial Services	Added	1,001,393	+16,393	$10,564,696	+3.2%	4	$10.60	1.80%
UAC	United Acquisition Corp. I Financial Services	Held	1,044,996	0	$10,387,260	+1.4%	2	$9.84	1.77%
YICCU	Yorkville International Capital Corp. Financial Services	NEW	1,000,000	NEW	$10,040,000	NEW	1	unpriced	1.71%
AEXA	American Exceptionalism Acquisition Corp. A Financial Services	Reduced	813,400	-72,600	$9,614,388	+0.2%	4	unpriced	1.64%
KRSP	Rice Acquisition Corp 3 Financial Services	NEW	819,002	NEW	$8,599,521	NEW	1	$10.39	1.47%
		NEW	780,090	NEW	$8,495,180	NEW	1	$10.75	1.45%
CCXI	Churchill Capital Corp XI Financial Services	NEW	478,517	NEW	$8,350,121	NEW	1	$10.65	1.42%
CEPS	Cantor Equity Partners VI, Inc. Financial Services	Added	762,950	+510,750	$7,911,791	+210.6%	2	$10.17	1.35%
CEPV	Cantor Equity Partners V, Inc. Financial Services	Held	750,000	0	$7,734,750	+2.1%	3	$10.25	1.32%
TMTS	Spartacus Acquisition Corp. II Financial Services	NEW	726,100	NEW	$7,268,261	NEW	1	$9.98	1.24%
TACO	Berto Acquisition Corp. Financial Services	NEW	649,284	NEW	$6,810,989	NEW	1	$10.37	1.16%
ALPXU	Alpex Acquisition Corp Financial Services	NEW	650,000	NEW	$6,513,000	NEW	1	unpriced	1.11%
APXT	Apex Treasury Corp Financial Services	NEW	600,000	NEW	$6,030,000	NEW	1	$10.02	1.03%
		Held	557,800	0	$5,940,570	+1.4%	3	$10.32	1.01%
GFUZ	General Fusion Group Ltd. Industrials	Reduced	563,577	-370,704	$5,782,300	−39.1%	2	$10.42	0.99%
CAES	Cantor Equity Partners VII, Inc. Financial Services	NEW	463,544	NEW	$4,677,158	NEW	1	unpriced	0.80%
IEAG	Infinite Eagle Acquisition Corp. Financial Services	NEW	425,000	NEW	$4,301,000	NEW	1	$10.04	0.73%
TMS	Teamshares Inc Financial Services	NEW	479,167	NEW	$3,938,752	NEW	1	$10.43	0.67%
WLII	Willow Lane Acquisition Corp. II Financial Services	NEW	350,000	NEW	$3,580,500	NEW	1	$10.09	0.61%
PAII	Pyrophyte Acquisition Corp. II Financial Services	Added	348,923	+300,000	$3,559,014	+616.7%	3	$10.16	0.61%
GSRF	GSR IV Acquisition Corp. Financial Services	NEW	250,000	NEW	$2,540,000	NEW	1	$10.10	0.43%
SAAQ	Space Asset Acquisition Corp. Financial Services	Reduced	248,039	-629,499	$2,529,997	−71.1%	2	unpriced	0.43%
ATII	Archimedes Tech SPAC Partners II Co. Financial Services	NEW	234,661	NEW	$2,529,645	NEW	1	$10.86	0.43%
PECE	Peace Acquisition Corp. Financial Services	NEW	250,000	NEW	$2,480,000	NEW	1	unpriced	0.42%
CHAR	Charlton Aria Acquisition Corp Financial Services	Held	200,000	0	$2,160,000	+2.1%	2	$10.53	0.37%
GCGR	General Catalyst Global Resilience Merger Corp. Financial Services	NEW	202,700	NEW	$2,045,243	NEW	1	unpriced	0.35%
CSHR	CoinShares PLC Financial Services	NEW	528,922	NEW	$1,994,035	NEW	1	$5.26	0.34%
OTAI	Starlink AI Acquisition Corp Financial Services	NEW	200,000	NEW	$1,980,000	NEW	1	unpriced	0.34%
KBSX	FST Corp. Consumer Cyclical	Held	1,642,573	0	$1,560,444	−28.6%	6	$6.10	0.27%

Showing the top 50 of 206 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.