Carroll Investors, Inc

Registered adviser

CIK

1911400

Location

Mt Pleasant, SC

Portfolio Value

Small $234,228,611

Diversification

Diversified

Filing Date

Global Rank

#5,962 / 8,816 ▲ 275

Top Industry

Software - Infrastructure 27.0%

Period ended 4 months ago

Filed Aug 3, 2026 · 3mo

19 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 311180

Roster of Oct 1, 2026

Regulatory AUM

$221,449,186

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$221,449,186	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$213,328,684	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$150,351,147	Individuals and high net worth (100%)
May 2023 to Mar 2024	$102,908,170	Individuals and high net worth (100%)
Apr 2023	$102,908,170	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$188,011,859	Individuals and high net worth (100%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 84.6% of the book (60%+)

Turnover

Low turnover

15.5% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.4 quarters (12+)

Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 63.5%; sector active share 42.9% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

31 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

13.4%

−5.3 pts

Top 5

56.5%

−1.2 pts

Top 10

84.6%

+0.8 pts

HHI

848

Diversified−85

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	65.8%	$154,202,945	10
Consumer Cyclical	13.9%	$32,480,187	3
Industrials	8.2%	$19,104,585	5
Financial Services	4.8%	$11,310,210	3
Consumer Defensive	3.2%	$7,398,002	2
Communication Services	2.5%	$5,838,242	3
Healthcare	1.1%	$2,484,295	3
Utilities	0.3%	$756,535	1
Unclassified	0.3%	$653,610	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

9 positions

Ticker	Company	Δ Shares	Shares	Value
SOFI	SoFi Technologies, Inc.	+12,912	381,363	$6,837,838
CRWV	CoreWeave, Inc.	+12,463	35,876	$3,571,097
GOOGL	Alphabet Inc.	+1,020	3,411	$1,218,989
META	Meta Platforms, Inc.	+369	7,614	$4,288,890
AMZN	Amazon Com Inc	+157	28,255	$6,734,296
GE	General Electric Co	+146	6,755	$2,524,546
PANW	Palo Alto Networks Inc	+121	58,955	$20,104,834
MSFT	Microsoft Corp	+60	31,356	$11,696,415
VRT	Vertiv Holdings Co	+25	47,176	$15,795,468
No positions match the current search.

Trimmed

Positions the filer reduced

11 positions

Ticker	Company	Δ Shares	Shares	Value
RXRX	Recursion Pharmaceuticals, Inc.	−9,076	500,349	$1,836,280
AAPL	Apple Inc.	−1,624	54,556	$15,786,324
PGR	Progressive Corp	−794	19,249	$4,204,944
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	−233	7,435	$653,610
PLTR	Palantir Technologies Inc.	−149	237,548	$27,714,725
SNOW	Snowflake Inc.	−133	60,956	$15,513,302
NVDA	Nvidia Corp	−131	139,757	$27,963,978
JPM	Jpmorgan Chase & Co	−92	817	$267,428
TSLA	Tesla, Inc.	−50	60,013	$25,241,467
COST	Costco Wholesale Corp	−25	7,587	$7,097,410
AMD	Advanced Micro Devices Inc	−4	53,841	$31,276,775
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
APH	Amphenol Corp	1,565	$275,940
HIMS	Hims & Hers Health, Inc.	6,842	$237,212
CAT	Caterpillar Inc	220	$234,278
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
QBTS	D-Wave Quantum Inc.	30,485	$439,898
SPOT	Spotify Technology S.A.	620	$300,644
NEE	Nextera Energy Inc	2,728	$253,376
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

31 tracked positions · $234,228,611 total · filing declares 31 positions · $234,016,470 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AMD	Advanced Micro Devices Inc Technology	Reduced	53,841	-4	$31,276,775	+185.5%	19	before history	13.35%
NVDA	Nvidia Corp Technology	Reduced	139,757	-131	$27,963,978	+14.6%	19	before history	11.94%
PLTR	Palantir Technologies Inc. Technology	Reduced	237,548	-149	$27,714,725	−20.3%	9	$33.42	11.83%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	60,013	-50	$25,241,467	+13.0%	19	before history	10.78%
PANW	Palo Alto Networks Inc Technology	Added	58,955	+121	$20,104,834	+113.1%	16	unpriced	8.58%
VRT	Vertiv Holdings Co Industrials	Added	47,176	+25	$15,795,468	+33.7%	8	$151.69	6.74%
AAPL	Apple Inc. Technology	Reduced	54,556	-1,624	$15,786,324	+10.7%	19	before history	6.74%
SNOW	Snowflake Inc. Technology	Reduced	60,956	-133	$15,513,302	+68.4%	19	before history	6.62%
MSFT	Microsoft Corp Technology	Added	31,356	+60	$11,696,415	+1.0%	19	before history	4.99%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	7,587	-25	$7,097,410	−6.4%	18	$665.22	3.03%
SOFI	SoFi Technologies, Inc. Financial Services	Added	381,363	+12,912	$6,837,838	+16.9%	4	$22.41	2.92%
AMZN	Amazon Com Inc Consumer Cyclical	Added	28,255	+157	$6,734,296	+15.1%	19	before history	2.88%
META	Meta Platforms, Inc. Communication Services	Added	7,614	+369	$4,288,890	+3.5%	8	$613.90	1.83%
PGR	Progressive Corp Financial Services	Reduced	19,249	-794	$4,204,944	+5.8%	14	$184.05	1.80%
CRWV	CoreWeave, Inc. Technology	Added	35,876	+12,463	$3,571,097	+96.9%	2	$94.14	1.52%
GE	General Electric Co Industrials	Added	6,755	+146	$2,524,546	+34.6%	11	$175.86	1.08%
RXRX	Recursion Pharmaceuticals, Inc. Healthcare	Reduced	500,349	-9,076	$1,836,280	+17.4%	10	$6.48	0.78%
GOOGL	Alphabet Inc. Communication Services	Added	3,411	+1,020	$1,218,989	+77.3%	11	$231.89	0.52%
CEG	Constellation Energy Corp Utilities	Held	3,046	0	$756,535	−11.1%	6	$277.74	0.32%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Reduced	7,435	-233	$653,610	—	19	before history	0.28%
CMG	Chipotle Mexican Grill Inc Consumer Cyclical	Held	14,836	0	$504,424	+6.2%	19	before history	0.22%
ISRG	Intuitive Surgical Inc Healthcare	Held	1,033	0	$410,803	−13.7%	6	$537.32	0.18%
GOOG	Alphabet Inc. Communication Services	Held	935	0	$330,363	+23.2%	5	$165.25	0.14%
WMT	Walmart Inc. Consumer Defensive	Held	2,654	0	$300,592	−8.9%	8	$90.93	0.13%
AVGO	Broadcom Inc. Technology	Held	793	0	$299,555	+22.0%	5	$217.15	0.13%
PH	Parker-Hannifin Corp Industrials	Held	299	0	$292,457	+9.3%	5	$631.83	0.12%
APH	Amphenol Corp Technology	NEW	1,565	NEW	$275,940	NEW	1	$144.16	0.12%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	817	-92	$267,428	+0.0%	2	$303.48	0.11%
HWM	Howmet Aerospace Inc. Industrials	Held	959	0	$257,836	+16.7%	2	$233.06	0.11%
HIMS	Hims & Hers Health, Inc. Healthcare	NEW	6,842	NEW	$237,212	NEW	1	$26.84	0.10%
CAT	Caterpillar Inc Industrials	NEW	220	NEW	$234,278	NEW	1	$878.47	0.10%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.