Ruggaard & Associates LLC

Registered adviser

CIK

1971230

Location

HUDSON, OH

Portfolio Value

Small $278,687,922

Diversification

Diversified

Filing Date

Global Rank

#5,317 / 8,811 ▲ 268

Top Industry

Consumer Electronics 14.7%

Period ended 4 months ago

Filed Aug 17, 2026 · 2mo

14 quarters · since Mar 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 107489

Roster of Oct 1, 2026

Regulatory AUM

$368,561,588

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$368,561,588	Individuals and high net worth (96%)
Apr 2025 to Mar 2026	$346,919,733	Individuals and high net worth (96%)
Apr 2024 to Mar 2025	$312,221,509	Individuals and high net worth (96%)
May 2023 to Mar 2024	$210,516,139	Individuals and high net worth (96%)
Apr 2023	$210,516,139	Individuals and high net worth (96%)
Apr 2022 to Mar 2023	$238,639,739	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 65.7% of the book (60%+)

Turnover

Low turnover

11.0% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 10.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 83.6%; sector active share 72.5% against the combined 13F book's sector weights.

Over time 14 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

128 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

16.3%

+1.6 pts

Top 5

46.1%

+6.8 pts

Top 10

65.7%

+4.3 pts

HHI

636

Diversified+107

Portfolio Trend

14 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	81.8%	$228,069,843	53
Technology	6.0%	$16,784,099	11
Financial Services	3.2%	$8,981,244	14
Energy	2.4%	$6,648,306	12
Healthcare	1.5%	$4,047,376	8
Consumer Defensive	1.2%	$3,402,437	8
Basic Materials	1.2%	$3,294,510	4
Industrials	1.0%	$2,920,736	9
Consumer Cyclical	0.8%	$2,316,947	4
Communication Services	0.4%	$1,151,055	2
Utilities	0.2%	$616,087	2
Real Estate	0.2%	$455,282	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VO	VANGUARD MID-CAP INDEX FUND	+114,147	152,542	$12,290,308
IWF	iShares Russell 1000 Growth ETF	+49,962	67,592	$8,392,898
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	+16,888	528,717	$12,245,085
VUG	VANGUARD GROWTH INDEX FUND	+15,992	19,101	$1,645,360
CGGO	Capital Group Global Growth Equity ETF	+10,306	266,143	$11,265,833
VXUS	Vanguard Total International Stock ETF	+8,536	68,237	$5,833,581
PYLD		+7,380	49,472	$1,311,997
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	+5,904	155,517	$8,495,893
JAAA	Janus Henderson AAA CLO ETF	+4,924	25,960	$1,310,720
JBND	JPMorgan Active Bond ETF	+4,385	213,405	$11,417,167
IBHI	iShares iBonds 2029 Term High Yield and Income ETF	+4,253	17,947	$419,780
DGRO	iShares Core Dividend Growth ETF	+3,634	34,276	$2,597,778
QGRO	American Century U.S. Quality Growth ETF	+3,031	84,069	$9,924,345
WTV	WisdomTree U.S. Value Fund	+2,807	82,878	$8,430,350
KRP	Kimbell Royalty Partners, LP	+2,650	16,665	$242,142
LADR	Ladder Capital Corp	+2,400	45,757	$455,282
JPST	JPMorgan Ultra-Short Income ETF	+2,043	295,794	$14,958,302
JIRE	JPMorgan International Research Enhanced Equity ETF	+2,018	16,630	$1,371,808
JMST	JPMorgan Ultra-Short Municipal Income ETF	+2,000	14,870	$758,370
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+1,920	25,352	$2,555,735
REVS	Columbia Research Enhanced Value ETF	+939	53,364	$1,677,764
AMZN	Amazon Com Inc	+747	6,412	$1,528,235
CNQ	CANADIAN NATURAL RESOURCES Ltd	+675	12,567	$496,396
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	+647	17,718	$1,694,195
IVV	iShares Core S&P 500 ETF	+632	6,406	$4,797,389
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGCP	Capital Group Core Plus Income ETF	−21,480	613,503	$13,674,981
RSP	Victory Portfolios II	−3,001	42,329	$9,006,341
IBHF	iShares iBonds 2026 Term High Yield and Income ETF	−2,401	525,863	$11,910,796
CGDV	Capital Group Dividend Value ETF	−2,268	333,808	$16,450,058
SPHQ	Invesco S&P 500 Quality ETF	−1,990	138,254	$12,456,685
DFAS	Dimensional U.S. Small Cap ETF	−1,604	102,255	$8,419,676
AAPL	Apple Inc.	−1,237	25,759	$7,453,623
JMEE	JPMorgan Small & Mid Cap Enhanced Equity ETF	−784	26,476	$2,065,922
ABT	Abbott Laboratories	−730	2,489	$225,851
AVGO	Broadcom Inc.	−541	1,046	$395,126
VB	Vanguard Index Funds	−378	24,486	$7,422,196
COP	Conocophillips	−374	12,827	$1,333,494
TJX	Tjx Companies Inc /De/	−330	1,455	$220,432
GOOGL	Alphabet Inc.	−320	2,601	$929,518
VLO	Valero Energy Corp/Tx	−310	3,703	$964,409
PSX	Phillips 66	−278	2,254	$381,038
HD	Home Depot, Inc.	−258	769	$271,210
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−240	2,189	$810,017
AEM	Agnico Eagle Mines Ltd	−222	14,088	$2,185,471
MCD	Mcdonalds Corp	−177	1,099	$297,070
EXP	Eagle Materials Inc	−166	2,563	$576,675
IWS	iShares Russell Mid-Cap Value ETF	−163	1,894	$311,752
BKDV	BNY Mellon Dynamic Value ETF	−162	264,134	$8,845,847
BNS	Bank Of Nova Scotia	−150	8,530	$740,745
IJK	iShares S&P Mid-Cap 400 Growth ETF	−133	8,598	$1,010,265
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
FIGR	Figure Technology Solutions, Inc.	48,762	$1,497,481
SYK	Stryker Corp	1,230	$387,253
ENB	Enbridge Inc	5,405	$293,005
LMT	Lockheed Martin Corp	467	$237,917
MBWM	Mercantile Bank Corp	3,970	$227,957
GOOG	Alphabet Inc.	627	$221,537
SOXX	iShares Semiconductor ETF	345	$221,062
FCX	Freeport-Mcmoran Inc	3,205	$201,562
BAER	Bridger Aerospace Group Holdings, Inc.	29,955	$57,513
ZVIA	Zevia PBC	17,000	$27,710
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
TMO	Thermo Fisher Scientific Inc.	854	$419,766
DHI	Horton D R Inc /De/	1,754	$240,683
CHRD	Chord Energy Corp	1,550	$220,379
SPGI	S&P Global Inc.	496	$210,968
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

128 tracked positions · $278,687,922 total · filing declares 147 positions · $278,688,845 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 128 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
CGDV	Capital Group Dividend Value ETF	Reduced	333,808	-2,268	$16,450,058	+15.1%	12	$28.35	5.90%
JPST	JPMorgan Ultra-Short Income ETF	Added	295,794	+2,043	$14,958,302	+0.6%	14	before history	5.37%
CGCP	Capital Group Core Plus Income ETF	Reduced	613,503	-21,480	$13,674,981	−3.6%	14	before history	4.91%
SPHQ	Invesco S&P 500 Quality ETF	Reduced	138,254	-1,990	$12,456,685	+18.1%	5	$67.66	4.47%
VO	VANGUARD MID-CAP INDEX FUND	Added	152,542	+114,147	$12,290,308	+345.9%	14	before history	4.41%
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	Added	528,717	+16,888	$12,245,085	—	3	unpriced	4.39%
IBHF	iShares iBonds 2026 Term High Yield and Income ETF	Reduced	525,863	-2,401	$11,910,796	—	11	unpriced	4.27%
JBND	JPMorgan Active Bond ETF	Added	213,405	+4,385	$11,417,167	+1.6%	9	$51.89	4.10%
CGGO	Capital Group Global Growth Equity ETF	Added	266,143	+10,306	$11,265,833	+32.0%	11	$29.77	4.04%
QGRO	American Century U.S. Quality Growth ETF	Added	84,069	+3,031	$9,924,345	+16.6%	14	before history	3.56%
RSP	Victory Portfolios II	Reduced	42,329	-3,001	$9,006,341	+3.5%	14	before history	3.23%
BKDV	BNY Mellon Dynamic Value ETF	Reduced	264,134	-162	$8,845,847	+12.8%	3	$28.33	3.17%
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	Added	155,517	+5,904	$8,495,893	+15.0%	5	$43.99	3.05%
WTV	WisdomTree U.S. Value Fund	Added	82,878	+2,807	$8,430,350	+11.1%	6	unpriced	3.03%
DFAS	Dimensional U.S. Small Cap ETF	Reduced	102,255	-1,604	$8,419,676	+14.0%	10	$59.89	3.02%
IWF	iShares Russell 1000 Growth ETF	Added	67,592	+49,962	$8,392,898	—	14	before history	3.01%
AAPL	Apple Inc. Technology	Reduced	25,759	-1,237	$7,453,623	+8.8%	14	before history	2.67%
VB	Vanguard Index Funds	Reduced	24,486	-378	$7,422,196	+14.0%	14	before history	2.66%
VXUS	Vanguard Total International Stock ETF	Added	68,237	+8,536	$5,833,581	+26.7%	2	$79.94	2.09%
IVV	iShares Core S&P 500 ETF	Added	6,406	+632	$4,797,389	—	14	before history	1.72%
DGRO	iShares Core Dividend Growth ETF	Added	34,276	+3,634	$2,597,778	—	10	unpriced	0.93%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	25,352	+1,920	$2,555,735	+8.5%	10	$100.45	0.92%
AEM	Agnico Eagle Mines Ltd Basic Materials	Reduced	14,088	-222	$2,185,471	−24.8%	14	before history	0.78%
JMEE	JPMorgan Small & Mid Cap Enhanced Equity ETF	Reduced	26,476	-784	$2,065,922	+13.5%	14	before history	0.74%
MSFT	Microsoft Corp Technology	Reduced	5,326	-33	$1,986,704	+0.1%	14	before history	0.71%
AVLV	Avantis U.S. Large Cap Value ETF	Added	20,344	+95	$1,855,576	+13.7%	6	$67.99	0.67%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	17,718	+647	$1,694,195	+13.0%	14	before history	0.61%
REVS	Columbia Research Enhanced Value ETF	Added	53,364	+939	$1,677,764	+11.8%	9	$23.95	0.60%
TXN	Texas Instruments Inc Technology	Added	5,539	+103	$1,651,009	+56.4%	14	before history	0.59%
VUG	VANGUARD GROWTH INDEX FUND	Added	19,101	+15,992	$1,645,360	+627.0%	14	before history	0.59%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	3,214	-1	$1,534,909	+41.3%	14	before history	0.55%
AMZN	Amazon Com Inc Consumer Cyclical	Added	6,412	+747	$1,528,235	+29.5%	14	before history	0.55%
FIGR	Figure Technology Solutions, Inc. Financial Services	NEW	48,762	NEW	$1,497,481	NEW	1	$33.43	0.54%
IJT	iShares S&P Small-Cap 600 Growth ETF	Held	8,212	0	$1,466,663	—	14	before history	0.53%
JIRE	JPMorgan International Research Enhanced Equity ETF	Added	16,630	+2,018	$1,371,808	+24.0%	4	$72.99	0.49%
COP	Conocophillips Energy	Reduced	12,827	-374	$1,333,494	−23.5%	14	before history	0.48%
PYLD		Added	49,472	+7,380	$1,311,997	+19.0%	10	$26.14	0.47%
JAAA	Janus Henderson AAA CLO ETF	Added	25,960	+4,924	$1,310,720	+23.7%	9	$50.70	0.47%
NVS	Novartis AG Healthcare	Added	7,643	+101	$1,197,810	+4.0%	14	before history	0.43%
NVDA	Nvidia Corp Technology	Added	5,227	+120	$1,045,870	+17.4%	11	unpriced	0.38%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Reduced	8,598	-133	$1,010,265	—	14	before history	0.36%
VLO	Valero Energy Corp/Tx Energy	Reduced	3,703	-310	$964,409	−2.7%	14	before history	0.35%
JPM	Jpmorgan Chase & Co Financial Services	Held	2,908	0	$951,875	+11.3%	14	before history	0.34%
RY	Royal Bank Of Canada Financial Services	Held	4,520	0	$935,504	+27.9%	14	before history	0.34%
AFL	Aflac Inc Financial Services	Held	7,949	0	$932,020	+6.9%	14	before history	0.33%
GOOGL	Alphabet Inc. Communication Services	Reduced	2,601	-320	$929,518	+10.7%	14	before history	0.33%
WMT	Walmart Inc. Consumer Defensive	Reduced	7,795	-120	$882,861	−10.2%	14	before history	0.32%
ORI	Old Republic International Corp Financial Services	Added	21,064	+26	$861,938	+2.7%	14	before history	0.31%
CSCO	Cisco Systems, Inc. Technology	Held	7,332	0	$861,216	+51.4%	14	before history	0.31%
SCHG	Schwab U.S. Large-Cap Growth ETF	Held	25,318	0	$856,761	+16.2%	14	before history	0.31%

Showing the top 50 of 128 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.