Pullen Investment Management, LLC

Registered adviser

CIK

2011668

Location

BRADENTON, FL

Portfolio Value

Small $209,254,093

Diversification

Diversified

Filing Date

Global Rank

#6,259 / 8,818 ▼ 181 · as of Jun 2026

Top Industry

Credit Services 4.4%

Period ended 28 days ago

Filed Oct 23, 2026 · 5d

11 quarters · since Mar 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 310149

Roster of Oct 1, 2026

Regulatory AUM

$220,954,261

Main clients

Individuals and high net worth (62% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$220,954,261	Individuals and high net worth (62%)
Apr 2025 to Feb 2026	$184,095,709	Individuals and high net worth (66%)
Apr 2024 to Mar 2025	$140,525,863	Individuals and high net worth (77%)
May 2023 to Mar 2024	$131,743,472	Individuals and high net worth (78%)
Apr 2023	$131,743,472	Individuals and high net worth (78%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 30.3%, 40.4 effective positions, active share 87.7% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

35.7% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 7.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 87.7%; sector active share 32.9% against the combined 13F book's sector weights.

Over time 10 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

101 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

11.5%

+0.1 pts

Top 5

20.8%

+0.3 pts

Top 10

30.9%

+0.6 pts

HHI

247

Diversified−1

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Industrials	20.1%	$42,110,568	20
Unclassified	19.6%	$41,049,230	14
Financial Services	12.9%	$26,994,953	14
Consumer Cyclical	10.1%	$21,072,230	11
Technology	9.4%	$19,691,958	10
Energy	6.9%	$14,514,561	8
Consumer Defensive	6.7%	$14,019,839	9
Basic Materials	4.6%	$9,631,161	4
Healthcare	4.1%	$8,503,091	5
Communication Services	3.0%	$6,243,309	2
Utilities	2.1%	$4,412,446	3
Real Estate	0.5%	$1,010,747	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
HTLD	Heartland Express Inc	+94,048	163,250	$1,895,332
TBCH	Turtle Beach Corp	+33,013	193,581	$2,472,029
WNC	WABASH NATIONAL Corp	+22,318	239,480	$2,952,788
LINC	Lincoln Educational Services Corp	+9,138	53,986	$1,180,673
JBBB	Janus Henderson B-BBB CLO ETF	+8,067	16,521	$779,956
BINC		+7,184	14,962	$759,919
AZZ	Azz Inc	+2,985	26,247	$3,527,334
TTI	Tetra Technologies Inc	+1,522	315,858	$1,854,086
VZ	Verizon Communications Inc	+1,429	23,362	$1,071,614
DNOW	DNOW Inc.	+1,344	230,772	$3,576,966
CRD-A	Crawford & Co	+1,294	255,616	$3,190,087
FOXF	Fox Factory Holding Corp	+900	137,422	$2,524,442
INGM	Ingram Micro Holding Corp	+859	134,161	$3,596,856
SSTI	Soundthinking, Inc.	+765	193,972	$1,611,907
BBSI	Barrett Business Services Inc	+550	87,922	$2,660,519
HONA	Honeywell Aerospace Inc.	+547	3,839	$594,929
TITN	Titan Machinery Inc.	+514	72,301	$1,668,707
SO	Southern Co	+457	30,014	$2,487,860
AMZN	Amazon Com Inc	+439	3,434	$855,581
SHEL	Shell plc	+436	8,787	$835,204
CNX	CNX Resources Corp	+428	69,350	$2,161,639
OLLI	Ollie's Bargain Outlet Holdings, Inc.	+302	46,698	$3,999,683
FTDR	Frontdoor, Inc.	+283	48,078	$3,515,463
SCL	Stepan Co	+275	41,270	$2,574,422
B	Barrick Mining Corp	+261	83,509	$3,396,311
No positions match the current search.

Trimmed

Positions the filer reduced

22 positions

Ticker	Company	Δ Shares	Shares	Value
NEM	NEWMONT Corp	−13,036	26,057	$3,005,414
CVX	Chevron Corp	−11,728	11,064	$2,259,379
THG	Hanover Insurance Group, Inc.	−7,930	6,641	$1,421,970
FCFS	FirstCash Holdings, Inc.	−7,379	13,127	$2,772,816
SCHB	Schwab U.S. Broad Market ETF	−5,962	168,866	$4,949,462
ALL	Allstate Corp	−5,502	5,104	$1,132,373
AVD	American Vanguard Corp	−4,723	374,294	$655,014
DRVN	Driven Brands Holdings Inc.	−3,959	285,707	$3,374,199
GPK	Graphic Packaging Holding Co	−2,117	172,353	$1,559,794
JAAA	Janus Henderson AAA CLO ETF	−1,874	26,438	$1,334,325
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−1,505	27,883	$10,434,933
ASO	Academy Sports & Outdoors, Inc.	−940	67,108	$3,227,223
VOO	VANGUARD 500 INDEX FUND	−683	18,253	$12,792,797
LKQ	Lkq Corp	−362	55,836	$1,274,735
JPM	Jpmorgan Chase & Co	−111	3,004	$993,813
MSGS	Madison Square Garden Sports Corp.	−90	12,763	$5,171,695
HD	Home Depot, Inc.	−70	7,048	$2,005,085
COST	Costco Wholesale Corp	−68	1,606	$1,462,006
AVGO	Broadcom Inc.	−37	2,944	$1,033,903
FDXF	FedEx Freight Holding Company, Inc.	−36	6,878	$752,315
DKS	Dick's Sporting Goods, Inc.	−25	6,225	$835,955
SPY	Spdr S&P 500 ETF Trust	−9	6,134	$4,677,972
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
FTRE	Fortrea Holdings Inc.	111,271	$2,219,856
MIDD	MIDDLEBY Corp	16,949	$1,755,577
ESAB	ESAB Corp	24,528	$1,615,904
WBI	WaterBridge Infrastructure LLC	49,657	$1,396,354
LECO	Lincoln Electric Holdings Inc	4,982	$1,318,137
BR	Broadridge Financial Solutions, Inc.	7,597	$1,223,876
ICLR	Icon PLC	5,336	$907,066
MCD	Mcdonalds Corp	3,120	$720,532
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
LPX	Louisiana-Pacific Corp	49,424	$3,887,691
PSN	Parsons Corp	38,436	$2,013,662
MNRO	Monro, Inc.	100,090	$1,712,539
NPK	National Presto Industries Inc	11,013	$1,376,514
MA	Mastercard Inc	814	$418,070
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

101 tracked positions · $209,254,093 total · filing declares 101 positions · $209,254,460 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 101 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Reduced	18,253	-683	$12,792,797	−1.6%	6.11%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	27,883	-1,505	$10,434,933	−4.0%	4.99%
MSGS	Madison Square Garden Sports Corp. Communication Services	Reduced	12,763	-90	$5,171,695	+0.1%	2.47%
SCHB	Schwab U.S. Broad Market ETF	Reduced	168,866	-5,962	$4,949,462	−2.2%	2.37%
SPY	Spdr S&P 500 ETF Trust	Reduced	6,134	-9	$4,677,972	+2.0%	2.24%
KEX	Kirby Corp Industrials	Added	35,525	+73	$4,662,656	−3.3%	2.23%
MSFT	Microsoft Corp Technology	Held	8,951	0	$4,590,967	+37.5%	2.19%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	8,117	+184	$4,041,860	+1.8%	1.93%
OLLI	Ollie's Bargain Outlet Holdings, Inc. Consumer Defensive	Added	46,698	+302	$3,999,683	+12.1%	1.91%
AGM	Federal Agricultural Mortgage Corp Financial Services	Added	19,110	+116	$3,954,241	+4.5%	1.89%
MPC	Marathon Petroleum Corp Energy	Added	9,809	+24	$3,878,674	+55.0%	1.85%
ARCB	Arcbest Corp Industrials	Added	29,030	+162	$3,699,583	−10.7%	1.77%
SENEA	Seneca Foods Corp Consumer Defensive	Added	20,242	+136	$3,603,076	+3.0%	1.72%
INGM	Ingram Micro Holding Corp Technology	Added	134,161	+859	$3,596,856	−1.6%	1.72%
DNOW	DNOW Inc. Industrials	Added	230,772	+1,344	$3,576,966	+20.2%	1.71%
AZZ	Azz Inc Industrials	Added	26,247	+2,985	$3,527,334	−2.2%	1.69%
FTDR	Frontdoor, Inc. Consumer Cyclical	Added	48,078	+283	$3,515,463	−5.2%	1.68%
B	Barrick Mining Corp Basic Materials	Added	83,509	+261	$3,396,311	+11.1%	1.62%
DRVN	Driven Brands Holdings Inc. Consumer Cyclical	Reduced	285,707	-3,959	$3,374,199	−16.4%	1.61%
ASO	Academy Sports & Outdoors, Inc. Consumer Cyclical	Reduced	67,108	-940	$3,227,223	+0.6%	1.54%
CRD-A	Crawford & Co Financial Services	Added	255,616	+1,294	$3,190,087	+11.3%	1.52%
NEM	NEWMONT Corp Basic Materials	Reduced	26,057	-13,036	$3,005,414	−17.7%	1.44%
MSA	MSA Safety Inc Industrials	Added	16,613	+101	$2,955,120	+2.5%	1.41%
WNC	WABASH NATIONAL Corp Industrials	Added	239,480	+22,318	$2,952,788	+0.7%	1.41%
FCFS	FirstCash Holdings, Inc. Financial Services	Reduced	13,127	-7,379	$2,772,816	−37.5%	1.33%
GLD	Spdr Gold Trust	Added	7,196	+33	$2,740,524	+3.9%	1.31%
BBSI	Barrett Business Services Inc Industrials	Added	87,922	+550	$2,660,519	−14.3%	1.27%
CSCO	Cisco Systems, Inc. Technology	Added	24,601	+84	$2,647,805	−8.1%	1.27%
SCL	Stepan Co Basic Materials	Added	41,270	+275	$2,574,422	+12.7%	1.23%
FOXF	Fox Factory Holding Corp Consumer Cyclical	Added	137,422	+900	$2,524,442	+9.1%	1.21%
SO	Southern Co Utilities	Added	30,014	+457	$2,487,860	−12.1%	1.19%
TBCH	Turtle Beach Corp Technology	Added	193,581	+33,013	$2,472,029	+23.7%	1.18%
ALG	Alamo Group Inc Industrials	Added	15,188	+100	$2,350,646	−5.3%	1.12%
CVX	Chevron Corp Energy	Reduced	11,064	-11,728	$2,259,379	−40.2%	1.08%
FTRE	Fortrea Holdings Inc. Healthcare	NEW	111,271	NEW	$2,219,856	NEW	1.06%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	9,739	+33	$2,164,590	−9.4%	1.03%
CNX	CNX Resources Corp Energy	Added	69,350	+428	$2,161,639	−7.6%	1.03%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	7,048	-70	$2,005,085	−20.1%	0.96%
LH	Labcorp Holdings Inc. Healthcare	Held	6,259	0	$1,928,460	+10.0%	0.92%
HTLD	Heartland Express Inc Industrials	Added	163,250	+94,048	$1,895,332	+80.0%	0.91%
TTI	Tetra Technologies Inc Energy	Added	315,858	+1,522	$1,854,086	−47.9%	0.89%
JNJ	Johnson & Johnson Healthcare	Added	6,959	+46	$1,842,325	+4.9%	0.88%
MIDD	MIDDLEBY Corp Industrials	NEW	16,949	NEW	$1,755,577	NEW	0.84%
CME	Cme Group Inc. Financial Services	Added	6,613	+22	$1,732,473	+19.0%	0.83%
ODFL	Old Dominion Freight Line, Inc. Industrials	Added	9,726	+28	$1,690,767	−19.5%	0.81%
TITN	Titan Machinery Inc. Industrials	Added	72,301	+514	$1,668,707	+10.1%	0.80%
ESAB	ESAB Corp Industrials	NEW	24,528	NEW	$1,615,904	NEW	0.77%
SSTI	Soundthinking, Inc. Technology	Added	193,972	+765	$1,611,907	−7.8%	0.77%
MRK	Merck & Co., Inc. Healthcare	Added	11,048	+66	$1,605,384	+13.8%	0.77%
IBKR	Interactive Brokers Group, Inc. Financial Services	Held	18,788	0	$1,604,870	−1.9%	0.77%

Showing the top 50 of 101 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.