TTI · Tetra Technologies Inc · Holdings

$5.35 -0.01 (-0.19%) At close · Oct 21

Russell 2000 member Rebalance outlook locked

Market Cap

$812.18M

148.07M

Volume · Oct 21 2.07M Avg daily vol (3M) 2.12M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of TTI: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 246

Total Value: $1,533,091,117

Total Shares: 136,330,505

Showing 1–100 of 250 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 247 13F filers

Top Holder

9.0%

of institutional value

Top 5

28.4%

of institutional value

Top 10

44.4%

of institutional value

HHI

295

Broadly held

Who Holds TTI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 246 filers, like-for-like change +17.8%; actively managed books +21.2%; index-like books +8.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	50.6%	134	+20.7%	27	18
Exempt adviser	0.2%	5	-69.3%	2	2
Adviser	6.4%	3	+36.5%	0	0
Bank	6.2%	13	+4.2%	0	0
Insurer	0.2%	2	-30.1%	0	0
Broker-dealer	0.0%	1	+80.1%	0	0
Benefit plan	0.5%	5	-13.8%	1	0
Non-US	0.5%	5	+95.5%	0	0
Holding company	19.0%	9	+12.3%	0	0
Unknown	16.4%	69	+19.3%	5	8

Style	Share	Filers	Change	New	Exited
Index-like	25.0%	31	+8.6%	0	0
Systematic-like	4.3%	22	-27.3%	9	7
Concentrated	5.2%	24	+85.2%	4	5
Diversified active	65.5%	169	+23.3%	22	16
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	51.7%	131	+16.3%	10	8
Medium turnover	30.3%	62	+27.5%	8	4
High turnover	10.5%	43	+5.8%	16	15
Unknown	7.4%	10	+10.8%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	8.4%	24	+18.9%	10	8
Medium horizon	13.2%	43	-2.6%	5	3
Long horizon	58.8%	155	+14.6%	15	10
Unknown	19.6%	24	+50.9%	5	7
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.3%	42	+7.9%	8	7
$1B to $10B	21.9%	71	+52.6%	15	10
$10B to $100B	15.2%	68	+5.0%	10	10
$100B or more	57.5%	65	+12.6%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.8%	52	+10.9%	10	5
Pooled investment vehicles	6.6%	25	-3.7%	14	7
Registered funds and BDCs	23.6%	25	+20.8%	1	2
Pension and profit sharing plans	0.0%	2	+6.4%	0	0
Insurance companies	0.2%	3	-21.8%	0	0
Charitable organizations	0.0%	1	0.0%	0	0
Governments and sovereign funds	3.3%	5	-1.8%	0	3
Corporations	2.9%	2	+664.7%	1	0
Other investment advisers	0.0%	3	+14.4%	0	0
Diversified	10.1%	15	+25.5%	1	1
Unknown	49.5%	113	+15.0%	8	10

Private funds	Share	Filers	Change	New	Exited
Hedge funds	19.0%	43	+32.5%	17	11
Private equity funds	0.2%	8	+8.2%	3	1
Venture capital funds	0.0%	1	+6.8%	0	0
Real estate funds	0.0%	3	+235.5%	1	1
Securitized asset funds	0.2%	1	+17.6%	0	0
Other private funds	9.7%	15	+9.1%	2	2
Mixed private funds	0.5%	3	+43.5%	1	0
Private funds, type not stated	0.0%	2	-10.6%	0	0
No private funds	21.1%	63	+14.3%	5	4
Liquidity funds	0.0%	0	-100.0%	0	1
Unknown	49.3%	107	+16.0%	6	8

Location	Share	Filers	Change	New	Exited
United States	97.8%	210	+18.6%	29	23
Outside the US	2.2%	36	-10.3%	6	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

246 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.22% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.002%

Mar 31, 2026: 0

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Mar 31, 2026: 27.0%

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

44.5%

of 13F shares, Herfindahl 0.030

Active holders

+21.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 12.5 quarters

Under 1 year 31.0% 1 to 3 years 26.0% 3 years or more 43.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $1,959,516 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$7.20

estimated per share

Mar 31, 2026: $6.30

Quarter-end price

$11.33

implied by 13F values

Estimated gain or loss

+57.3%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 60.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies TTI's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	WTTR Select Water Solutions, Inc.	8	0.208
2	EE Excelerate Energy, Inc.	5	0.196
3	CECO Ceco Environmental Corp	9	0.186
4	PDFS Pdf Solutions Inc	7	0.182
5	RXO RXO, Inc.	5	0.182
6	LQDT Liquidity Services Inc	4	0.178
7	BJRI BJs RESTAURANTS INC	3	0.177
8	NBR Nabors Industries Ltd	4	0.172
9	TBN Tamboran Resources Corp	4	0.162
10	RDNT RadNet, Inc.	6	0.158

Shareholder Targets

13F filers that own its peers but not TTI, quarter ended Jun 30, 2026

Found through its holder-overlap peers: WTTR, EE, CECO, PDFS, RXO, LQDT, BJRI, NBR, TBN, RDNT, SCL, LTRX, CVLG, CDNL, NPKI, AMSC, ATEC, CON, ANIP, ASUR. 925 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Orbis Allan Gray Ltd Unknown, Diversified active	$1,004,220,101 1 held	3.45%	RXO
2	MFN Partners Management, LP Registered adviser, Concentrated	$775,553,299 1 held	16.0%	RXO
3	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$355,415,979 6 held	0.230%	CECO, CON, CVLG
4	RTW INVESTMENTS, LP Registered adviser, Diversified active	$298,911,899 1 held	2.55%	RDNT
5	George Kaiser Family Foundation Unknown, Concentrated	$298,379,804 1 held	28.6%	EE
6	Hood River Capital Management LLC Registered adviser, Diversified active	$268,547,246 2 held	1.95%	RXO, RDNT
7	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$248,487,287 12 held	0.110%	CECO, ANIP, BJRI
8	BARROW HANLEY MEWHINNEY & STRAUSS LLC Registered adviser, Diversified active	$244,579,685 6 held	0.740%	PDFS, CON, AMSC
9	BECK MACK & OLIVER LLC Registered adviser, Diversified active	$195,098,718 1 held	3.78%	RDNT
10	LOOMIS SAYLES & CO L P Registered adviser, Diversified active	$186,739,718 7 held	0.240%	PDFS, RDNT, CON

Fund Ownership of TTI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 14.97% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.00%	+0.38 pp	4,440,461	55
Index ETFs	11.97%	+0.99 pp	17,721,940	40
Active ETFs	1.92%	-2.38 pp	2,847,507	23
Active funds	16.49%	+5.77 pp	24,416,504	92
Unclassified	3.74%	+3.62 pp	5,530,602	16
All registered funds	37.11%	+8.39 pp	54,957,014	226

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 133 Exempt adviser 5 Adviser 3 Bank 13 Insurer 2 Broker-dealer 1 Benefit plan 5 Non-US 5 Holding company 9 Unknown 70

Showing 100 of 250

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$138,491,265

9.03%

12,223,413

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	102,745	$1,164,100	0.8%	Sole
BlackRock Asset Management Canada Ltd	119,454	$1,353,413	1.0%	Sole
BlackRock Investment Management, LLC	384,776	$4,359,512	3.1%	Sole
BLACKROCK ADVISORS LLC	295,264	$3,345,341	2.4%	Sole
BlackRock Fund Advisors	5,764,973	$65,317,144	47.2%	Sole
BlackRock Institutional Trust Company, N.A.	3,886,489	$44,033,920	31.8%	Sole
BlackRock Fund Managers Ltd.	26,569	$301,026	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	30,381	$344,216	0.2%	Sole
BlackRock (Netherlands) B.V.	68,582	$777,034	0.6%	Sole
BlackRock Asset Management Ireland Ltd	1,395,755	$15,813,904	11.4%	Sole
BlackRock Asset Management Schweiz AG	19,870	$225,127	0.2%	Sole
Aperio Group, LLC	128,555	$1,456,528	1.1%	Sole

NEUBERGER BERMAN GROUP LLC

$98,205,346

6.41%

8,667,727

VANGUARD CAPITAL MANAGEMENT LLC

$69,312,702

4.52%

6,117,626

AMERIPRISE FINANCIAL INC

$68,718,737

4.48%

6,065,202

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	1,922,610	$21,783,171	31.7%	Defined
Threadneedle Asset Management Holdings LTD	4,136,586	$46,867,519	68.2%	Defined
Ameriprise Financial Services, LLC	6,006	$68,047	0.1%	Defined

NEEDHAM INVESTMENT MANAGEMENT LLC

$64,031,495

4.18%

5,651,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Needham Small Cap Growth Fund	560,600	$6,351,598	9.9%	Defined
Needham Aggressive Growth Fund	5,090,900	$57,679,897	90.1%	Defined

CRAMER ROSENTHAL MCGLYNN LLC

$57,447,847

3.75%

5,070,419

AMERICAN CENTURY COMPANIES INC

$51,305,049

3.35%

4,528,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	4,528,248	$51,305,049	100.0%	Defined

Driehaus Capital Management LLC

$49,555,641

3.23%

4,373,843

STATE STREET CORP

$44,810,331

2.92%

3,955,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,955,016	$44,810,331	100.0%	Defined

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.

$43,970,493

2.87%

3,880,891

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, LLC (also a manager on 2 through 13)	1,557,266	$17,643,823	40.1%	Defined
Natixis Advisors, LLC	1,341,825	$15,202,877	34.6%	Defined
Principal Management Corporation	590,160	$6,686,512	15.2%	Defined
Mason Street Advisors, LLC	391,640	$4,437,281	10.1%	Defined

Broad Bay Capital Management, LP

$39,638,480

2.59%

3,498,542

GEODE CAPITAL MANAGEMENT, LLC

$37,809,025

2.47%

3,337,072

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	497,002	$5,631,032	14.9%	Defined
Held directly	2,840,070	$32,177,993	85.1%	Defined

DIMENSIONAL FUND ADVISORS LP

$37,616,471

2.45%

3,320,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	15,670	$177,541	0.5%	Defined
DFA Australia Ltd.	60,442	$684,807	1.8%	Defined
Dimensional Fund Advisors Pte. Ltd.	2,022	$22,909	0.1%	Defined
Dimensional Ireland Ltd	134,379	$1,522,514	4.0%	Defined
Held directly	3,107,564	$35,208,700	93.6%	Sole

EMERALD ADVISERS, LLC

$35,047,984

2.29%

3,093,379

GENDELL JEFFREY L

$28,714,978

1.87%

2,534,420

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tontine Asset Management, LLC	2,034,420	$23,049,978	80.3%	Defined
Tontine Associates, LLC	500,000	$5,665,000	19.7%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$28,415,209

1.85%

2,507,962

WELLINGTON MANAGEMENT GROUP LLP

$26,551,752

1.73%

2,343,491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	2,247,201	$25,460,787	95.9%	Defined
Wellington Management International Ltd	1,891	$21,425	0.1%	Defined
Wellington Trust Company, NA joint	94,399	$1,069,540	4.0%	Defined

D. E. Shaw & Co., Inc.

$24,207,076

1.58%

2,136,547

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	1,922,341	$21,780,123	90.0%	Defined
D. E. Shaw Investment Management, L.L.C. joint	214,206	$2,426,953	10.0%	Defined

MILLENNIUM MANAGEMENT LLC

$22,687,520

1.48%

2,002,429

EMERALD MUTUAL FUND ADVISERS TRUST

$22,324,371

1.46%

1,970,377

ROYCE & ASSOCIATES LP

$22,151,713

1.44%

1,955,138

Encompass Capital Advisors LLC

$21,527,000

1.40%

1,900,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Encompass Capital Master Fund LP joint	1,900,000	$21,527,000	100.0%	Defined

FRANKLIN RESOURCES INC

$20,631,771

1.35%

1,820,986

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	123,546	$1,399,776	6.8%	Defined
FRANKLIN MUTUAL ADVISERS LLC	1,697,440	$19,231,995	93.2%	Defined

FRONTIER CAPITAL MANAGEMENT CO LLC

$20,349,246

1.33%

1,796,050

BANK OF AMERICA CORP /DE/

$20,102,533

1.31%

1,774,275

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	578,118	$6,550,076	32.6%	Defined
BOFA SECURITIES, INC.	18,906	$214,204	1.1%	Defined
MANAGED ACCOUNT ADVISORS LLC	1,177,251	$13,338,253	66.4%	Defined

Nuveen, LLC

$19,303,384

1.26%

1,703,741

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	40,563	$459,578	2.4%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	384,680	$4,358,424	22.6%	Defined
TEACHERS ADVISORS, LLC joint	1,278,498	$14,485,382	75.0%	Defined

FIRST TRUST ADVISORS LP

$16,691,605

1.09%

1,473,222

GOLDMAN SACHS GROUP INC

$14,042,241

0.92%

1,239,386

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	842,208	$9,542,216	68.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	381,739	$4,325,102	30.8%	Defined
Goldman Sachs Trust Company, N.A.	15,439	$174,923	1.2%	Defined

MORGAN STANLEY

$13,213,540

0.86%

1,166,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	4,663	$52,831	0.4%	Defined
MORGAN STANLEY & CO. LLC	41,908	$474,817	3.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	966,962	$10,955,679	82.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	47,033	$532,883	4.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	105,678	$1,197,330	9.1%	Defined

NORTHERN TRUST CORP

$13,191,437

0.86%

1,164,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,098,708	$12,448,360	94.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	45,584	$516,466	3.9%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	20,001	$226,611	1.7%	Other

WealthTrust Axiom LLC

$12,831,191

0.84%

1,132,497

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$12,678,632

0.83%

1,119,032

Huber Capital Management LLC

$12,260,736

0.80%

1,082,148

RICE HALL JAMES & ASSOCIATES, LLC

$12,099,374

0.79%

1,067,906

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$12,057,544

0.79%

1,064,214

Russell Investments Group, Ltd.

$11,443,796

0.75%

1,010,044

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	467,095	$5,292,186	46.2%	Defined
Russell Investments Canada Limited	4,613	$52,265	0.5%	Defined
Russell Investments Capital, LLC	211,074	$2,391,468	20.9%	Defined
Russell Investments France SAS	130,813	$1,482,111	13.0%	Defined
Russell Investments Limited	6,390	$72,398	0.6%	Defined
Russell Investments Trust Company	190,059	$2,153,368	18.8%	Defined

HEARTLAND ADVISORS INC

$11,331,133

0.74%

1,000,100

VANGUARD FIDUCIARY TRUST CO

$10,954,399

0.71%

966,849

MARATHON CAPITAL MANAGEMENT

$10,901,397

0.71%

962,171

Aperture Investors, LLC

$10,263,858

0.67%

905,901

Cinctive Capital Management LP

$10,152,586

0.66%

896,080

Invesco Ltd.

$9,668,442

0.63%

853,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	20,289	$229,873	2.4%	Defined
Invesco Trust Co joint	52,011	$589,284	6.1%	Defined
Invesco Capital Management LLC	781,049	$8,849,285	91.5%	Defined

EVERETT HARRIS & CO /CA/

$9,107,790

0.59%

803,865

PANAGORA ASSET MANAGEMENT INC

$8,790,335

0.57%

775,846

AQR CAPITAL MANAGEMENT LLC

$8,584,749

0.56%

757,701

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prism Planning Partners LLC	115	$1,302	0.0%	Other
Arax Advisory Partners	15,660	$177,427	2.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,406	$27,259	0.3%	Other
Stokes Family Office, LLC	2,886	$32,698	0.4%	Other
Held directly	736,634	$8,346,063	97.2%	Defined

Empowered Funds, LLC

$7,525,544

0.49%

664,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	664,214	$7,525,544	100.0%	Other

NATIXIS ADVISORS, LLC

$7,478,445

0.49%

660,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vaughn Nelson Investment Management, L.P.	403,925	$4,576,470	61.2%	Other
Natixis Investment Managers, L.P.	256,132	$2,901,975	38.8%	Defined

CITADEL ADVISORS LLC

$7,112,656

0.46%

627,772

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	216,710	$2,455,324	34.5%	Defined
Held directly	411,062	$4,657,332	65.5%	Defined

DEUTSCHE BANK AG\

$6,084,866

0.40%

537,058

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	13,419	$152,037	2.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	384,829	$4,360,112	71.7%	Defined
DWS Investments UK Ltd	138,810	$1,572,717	25.8%	Defined

HITE Hedge Asset Management LLC

$6,016,535

0.39%

531,027

UBS Group AG

$5,978,884

0.39%

527,704

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	85,599	$969,836	16.2%	Defined
UBS AG	433,939	$4,916,528	82.2%	Defined
UBS Switzerland AG	8,166	$92,520	1.5%	Defined

Ranger Investment Management, L.P.

$5,190,488

0.34%

458,119

Stanley-Laman Group, Ltd.

$5,113,726

0.33%

871,163

Balyasny Asset Management L.P.

$4,755,280

0.31%

419,707

Bank of New York Mellon Corp

$4,732,708

0.31%

417,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	176,748	$2,002,554	42.3%	Defined
The Bank of New York Mellon	231,093	$2,618,283	55.3%	Defined
BNY Mellon, NA joint	2,884	$32,675	0.7%	Defined
BNY Mellon Advisors, Inc.	6,988	$79,174	1.7%	Defined
Held directly	2	$22	0.0%	Defined

BRANT POINT INVESTMENT MANAGEMENT LLC

$4,532,000

0.30%

400,000

Hilton Capital Management, LLC

$4,413,012

0.29%

389,498

ESSEX INVESTMENT MANAGEMENT CO LLC

$4,214,254

0.27%

717,931

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 394869	717,931	$4,214,254	100.0%	Sole

BERKSHIRE ASSET MANAGEMENT LLC/PA

$4,163,775

0.27%

367,500

&PARTNERS

$4,130,963

0.27%

364,604

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

$3,682,250

0.24%

325,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UNION ASSET MANAGEMENT HOLDING AG joint	325,000	$3,682,250	100.0%	Defined

Pullen Investment Management, LLC

$3,561,426

0.23%

314,336

RENAISSANCE TECHNOLOGIES LLC

$3,325,638

0.22%

293,525

SEI INVESTMENTS CO

$3,152,537

0.21%

278,247

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	68,975	$781,486	24.8%	Sole
SEI TRUST CO	209,272	$2,371,051	75.2%	Sole

PRINCIPAL FINANCIAL GROUP INC

$2,941,244

0.19%

259,598

Swiss National Bank

$2,898,214

0.19%

255,800

Legato Capital Management LLC

$2,830,120

0.18%

249,790

Vestmark Advisory Solutions, Inc.

$2,699,643

0.18%

238,274

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NewEdge Wealth, LLC	10,129	$114,761	4.3%	Other
Held directly	228,145	$2,584,882	95.7%	Sole

CREDIT AGRICOLE S A

$2,699,247

0.18%

238,239

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank joint	238,239	$2,699,247	100.0%	Defined

Tidal Investments LLC

$2,371,335

0.15%

209,297

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,356,115

0.15%

207,954

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	3,988	$45,184	1.9%	Defined
UBS Asset Management Switzerland AG	177,104	$2,006,587	85.2%	Defined
UBS Asset Management (UK) Ltd.	13,808	$156,444	6.6%	Sole
Held directly	13,054	$147,900	6.3%	Defined

WELLS FARGO & COMPANY/MN

$2,287,377

0.15%

201,887

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	118,929	$1,347,465	58.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	7,202	$81,598	3.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	75,648	$857,091	37.5%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	108	$1,223	0.1%	Defined

SEVEN GRAND MANAGERS, LLC

$2,266,000

0.15%

200,000

PRICE T ROWE ASSOCIATES INC /MD/

$2,263,801

0.15%

199,806

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	199,806	$2,263,801	100.0%	Defined

JACOBS LEVY EQUITY MANAGEMENT, INC

$2,234,049

0.15%

197,180

CITIGROUP INC

$2,225,120

0.15%

196,392

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	196,392	$2,225,120	100.0%	Defined

RHUMBLINE ADVISERS

$2,202,166

0.14%

194,366

STRS OHIO

$2,135,705

0.14%

188,500

Penn Capital Management Company, LLC

$2,049,223

0.13%

180,867

TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY

$2,047,036

0.13%

180,674

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLINGTON SMALL CAP EQUITY	180,674	$2,047,036	100.0%	Sole

VOYA INVESTMENT MANAGEMENT LLC

$2,033,915

0.13%

179,516

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	179,516	$2,033,915	100.0%	Defined

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$2,017,623

0.13%

178,078

Cerity Partners LLC

$1,926,111

0.13%

170,001

SIR Capital Management, L.P.

$1,810,148

0.12%

159,766

Rubric Capital Management LP

$1,699,500

0.11%

150,000

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,654,191

0.11%

146,001

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,622,456

0.11%

143,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	143,200	$1,622,456	100.0%	Other

F/m Investments LLC

$1,601,982

0.10%

141,393

ALLIANCEBERNSTEIN L.P.

$1,569,760

0.10%

138,549

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	138,549	$1,569,760	100.0%	Defined

OP Asset Management Ltd

$1,538,738

0.10%

135,811

JPMORGAN CHASE & CO

$1,523,498

0.10%

134,466

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	54,049	$612,375	40.2%	Defined
J.P. Morgan Investment Management Inc.	72,132	$817,255	53.6%	Defined
J.P. Morgan Securities LLC	45	$509	0.0%	Defined
J.P. Morgan SE	8,240	$93,359	6.1%	Defined

Legal & General Group Plc

$1,423,704

0.09%

125,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	12,665	$143,494	10.1%	Defined
Legal & General Investment Management Ltd joint	112,993	$1,280,210	89.9%	Defined

FMR LLC

$1,399,627

0.09%

123,533

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	110,372	$1,250,514	89.3%	Defined
STRATEGIC ADVISERS LLC	3,797	$43,020	3.1%	Defined
FIAM LLC	765	$8,667	0.6%	Defined
Fidelity Diversifying Solutions LLC	8,599	$97,426	7.0%	Defined

Creative Planning

$1,146,198

0.07%

101,165

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	4,811	$54,508	4.8%	Defined
Held directly	96,354	$1,091,690	95.2%	Sole

GSA CAPITAL PARTNERS LLP

$1,128,524

0.07%

99,605

MARSHALL WACE, LLP

$1,116,673

0.07%

98,559

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	57,679	$653,503	58.5%	Other
Marshall Wace Middle East Ltd	40,880	$463,170	41.5%	Other

CHAPIN DAVIS, INC.

$1,097,860

0.07%

187,029

FIFTH THIRD BANCORP

$1,071,387

0.07%

94,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	94,562	$1,071,387	100.0%	Defined

Vanguard Global Advisers, LLC

$1,021,512

0.07%

90,160

Squarepoint Ops LLC

$978,526

0.06%

86,366

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	86,366	$978,526	100.0%	Defined

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Key facts CIK 844965 CUSIP 88162F105 13F (30d) 26 filings 26 filers Visit website Investor relations