Penn Capital Management Company, LLC

Registered adviser

CIK

1158202

Location

PHILADELPHIA, PA

Portfolio Value

Mid $1,371,561,530

Diversification

Diversified

Filing Date

Global Rank

#1,897 / 8,826 ▲ 72 · as of Jun 2026

Top Industry

Banks - Regional 10.8%

Period ended 36 days ago

Filed Nov 4, 2026 · 1d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 105081

Roster of Nov 1, 2026

Regulatory AUM

$1,939,685,119

Main clients

Governments and sovereign funds (51% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Aug 13, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,939,685,119	Governments and sovereign funds (51%)
Apr 2025 to Mar 2026	$1,600,166,422	Governments and sovereign funds (54%)
Apr 2024 to Mar 2025	$1,696,319,712	Governments and sovereign funds (52%)
May 2023 to Mar 2024	$1,771,615,685	Diversified
Apr 2023	$1,771,615,685	Diversified
Apr 2022 to Mar 2023	$2,114,506,881	Diversified

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 19.2%, 80.7 effective positions, active share 90.6% against the Russell 2000 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

86.0% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 8.5 quarters, but 8.1% of the book was already held when coverage starts

Closest benchmark: the Russell 2000 as of 2026-06-30, active share 90.6%; sector active share 30.2% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

172 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

2.2%

−0.4 pts

Top 5

9.9%

−1.1 pts

Top 10

18.0%

−1.2 pts

HHI

122

Diversified−2

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Healthcare	17.5%	$240,531,496	22
Industrials	15.0%	$205,370,967	30
Technology	14.3%	$196,571,251	25
Consumer Cyclical	13.7%	$187,573,323	29
Financial Services	13.1%	$179,340,705	25
Energy	10.6%	$145,976,156	14
Communication Services	6.8%	$93,355,313	9
Real Estate	4.1%	$56,694,914	5
Basic Materials	2.9%	$39,356,489	5
Consumer Defensive	1.3%	$17,901,902	5
Utilities	0.6%	$8,889,014	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
HLLY	Holley Inc.	+331,067	577,427	$1,362,727
ATEC	Alphatec Holdings, Inc.	+281,911	1,769,971	$18,266,100
DNOW	DNOW Inc.	+256,557	926,310	$14,357,805
TVTX	Travere Therapeutics, Inc.	+245,499	260,467	$15,336,296
GOOS	Canada Goose Holdings Inc.	+237,001	262,988	$2,046,046
CPRI	Capri Holdings Ltd	+226,159	1,177,562	$16,627,175
RIG	Transocean Ltd.	+212,118	3,778,762	$19,800,712
LUMN	Lumen Technologies, Inc.	+172,254	2,719,257	$15,227,839
GILT	Gilat Satellite Networks Ltd	+138,238	277,511	$2,739,033
SSP	E.W. SCRIPPS Co	+137,349	4,768,823	$12,398,939
OPRA	Opera Ltd	+128,776	894,543	$15,761,847
EGHT	8X8 Inc	+108,818	482,338	$1,085,260
CAL	Caleres Inc	+97,880	163,542	$1,991,941
RAIL	FreightCar America, Inc.	+96,447	435,647	$2,940,617
SEI	Solaris Energy Infrastructure, Inc.	+93,514	317,999	$22,635,168
LGN	Legence Corp.	+79,153	390,983	$20,987,967
PDFS	Pdf Solutions Inc	+70,453	273,589	$13,966,718
WOLF	Wolfspeed, Inc.	+63,500	577,475	$16,244,371
RXO	RXO, Inc.	+62,339	1,037,302	$21,223,198
PEB	Pebblebrook Hotel Trust	+59,576	120,487	$2,260,336
BV	BrightView Holdings, Inc.	+58,892	261,586	$2,615,860
TATT	Tat Technologies Ltd	+58,376	415,767	$14,568,475
DOLE	Dole plc	+51,859	163,858	$2,082,635
EPAC	Enerpac Tool Group Corp	+43,572	71,726	$2,502,520
CVLG	Covenant Logistics Group, Inc.	+39,958	60,971	$1,970,582
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SABR	Sabre Corp	−887,798	198,897	$421,661
STGW	Stagwell Inc	−375,268	1,987,023	$16,174,367
ZETA	Zeta Global Holdings Corp.	−366,931	666,331	$21,036,069
COMP	Compass, Inc.	−148,121	1,855,816	$16,479,646
NMRK	Newmark Group, Inc.	−114,372	1,281,563	$15,711,962
WTTR	Select Water Solutions, Inc.	−84,296	1,137,794	$22,516,943
TTI	Tetra Technologies Inc	−71,145	109,722	$644,068
GTES	Gates Industrial Corp Ltd.	−64,682	774,993	$20,304,816
ACMR	ACM Research, Inc.	−57,905	227,885	$18,440,454
PTEN	Patterson Uti Energy Inc	−57,107	1,933,118	$21,109,648
TGTX	Tg Therapeutics, Inc.	−55,186	480,881	$26,823,542
AGYS	Agilysys Inc	−41,432	189,805	$18,426,269
CVU	Cpi Aerostructures Inc	−39,016	13,976	$72,395
PRKS	United Parks & Resorts Inc.	−35,635	497,919	$16,132,575
EYE	National Vision Holdings, Inc.	−33,062	113,191	$1,854,068
HLF	Herbalife Ltd.	−31,637	1,113,387	$13,505,384
CVEO	Civeo Corp	−28,876	38,696	$1,268,841
FBK	FB Financial Corp	−27,217	360,036	$18,613,861
CALX	Calix, Inc	−25,605	362,634	$12,460,104
BPOP	Popular, Inc.	−23,360	68,679	$10,676,150
CC	Chemours Co	−22,697	767,894	$10,420,321
GENI	Genius Sports Ltd	−22,240	90,359	$517,757
RDNT	RadNet, Inc.	−21,128	250,224	$17,250,442
KNSA	Kiniksa Pharmaceuticals International, plc	−20,450	347,664	$25,939,211
DKNG	DraftKings Inc.	−19,572	52,388	$995,372
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FTRE	Fortrea Holdings Inc.	1,140,647	$22,755,907
NTSK	Netskope Inc	925,535	$16,141,330
ACHC	Acadia Healthcare Company, Inc.	560,252	$15,406,930
SFNC	Simmons First National Corp	661,760	$14,942,540
CENX	Century Aluminum Co	249,058	$8,961,106
SHAK	Shake Shack Inc.	143,640	$8,428,795
VIA	Via Transportation, Inc.	206,275	$6,239,818
HRMY	Harmony Biosciences Holdings, Inc.	149,366	$5,864,109
REAX	Real REMAX Group Inc.	161,460	$2,641,485
WWW	Wolverine World Wide Inc	111,330	$2,127,516
BKKT	Bakkt, Inc.	226,112	$1,765,934
LXFR	Luxfer Holdings PLC	97,387	$1,681,873
ENR	Energizer Holdings, Inc.	61,253	$1,310,201
BLMN	Bloomin' Brands, Inc.	158,473	$1,228,165
NNBR	Nn Inc	320,062	$1,174,627
NOMD	Nomad Foods Ltd	110,075	$1,137,074
VRNS	Varonis Systems Inc	22,659	$1,075,169
JAZZ	Jazz Pharmaceuticals plc	4,297	$994,841
BTGO	Bitgo Holdings, Inc.	131,830	$975,542
STRL	Sterling Infrastructure, Inc.	1,906	$937,332
TNC	Tennant Co	12,647	$850,131
PGEN	Precigen, Inc.	79,286	$678,688
DMC	Del Monte Corp	20,844	$624,486
SVCO	Silvaco Group, Inc.	67,821	$594,111
SHIM	Shimmick Corp	166,831	$495,488
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AMRX	Amneal Pharmaceuticals, Inc.	1,181,176	$20,446,156
LNTH	Lantheus Holdings, Inc.	153,877	$17,071,114
LIND	Lindblad Expeditions Holdings, Inc.	595,133	$16,806,555
CTRI	Centuri Holdings, Inc.	548,938	$16,599,885
GXO	GXO Logistics, Inc.	316,639	$16,053,597
SSRM	Ssr Mining Inc.	548,429	$15,509,572
CHEF	Chefs' Warehouse, Inc.	137,839	$13,246,327
CE	Celanese Corp	200,758	$9,234,868
NBHC	National Bank Holdings Corp	162,446	$7,217,475
SGRY	Surgery Partners, Inc.	175,083	$2,941,394
SCL	Stepan Co	51,552	$2,872,477
ONT	Onterris, Inc.	138,744	$2,804,016
ADUS	Addus HomeCare Corp	25,830	$2,595,140
RLJ	RLJ Lodging Trust	205,159	$2,431,134
—		6,315	$1,554,816
GSM	Ferroglobe PLC	475,726	$1,512,808
MDGL	Madrigal Pharmaceuticals, Inc.	2,811	$1,509,366
KWR	Quaker Chemical Corp	9,137	$1,451,595
GWRS	Global Water Resources, Inc.	177,236	$1,283,188
MNRO	Monro, Inc.	62,577	$1,070,692
SMG	Scotts Miracle-Gro Co	15,149	$1,031,798
LFMD	LifeMD, Inc.	224,235	$926,090
ASH	Ashland Inc.	13,947	$918,967
IWM	iShares Russell 2000 ETF	3,036	$912,166
IA	Innovative Solutions & Support Inc	43,398	$781,164
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

172 tracked positions · $1,371,561,530 total · filing declares 173 positions · $1,374,346,882 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 172 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
LGND	Ligand Pharmaceuticals Inc Healthcare	Reduced	98,747	-1,590	$30,845,600	−2.7%	2.25%
OUST	Ouster, Inc. Technology	Added	689,989	+33,901	$27,834,156	−32.1%	2.03%
TGTX	Tg Therapeutics, Inc. Healthcare	Reduced	480,881	-55,186	$26,823,542	−8.9%	1.96%
KNSA	Kiniksa Pharmaceuticals International, plc Healthcare	Reduced	347,664	-20,450	$25,939,211	+10.2%	1.89%
MIRM	Mirum Pharmaceuticals, Inc. Healthcare	Reduced	286,281	-12,633	$24,471,299	−30.1%	1.78%
FTRE	Fortrea Holdings Inc. Healthcare	NEW	1,140,647	NEW	$22,755,907	NEW	1.66%
SEI	Solaris Energy Infrastructure, Inc. Energy	Added	317,999	+93,514	$22,635,168	+25.3%	1.65%
WTTR	Select Water Solutions, Inc. Energy	Reduced	1,137,794	-84,296	$22,516,943	−7.8%	1.64%
DCOM	Dime Commercial Bancshares, Inc. Financial Services	Reduced	553,272	-9,239	$21,809,982	−4.6%	1.59%
RXO	RXO, Inc. Industrials	Added	1,037,302	+62,339	$21,223,198	−21.1%	1.55%
PTEN	Patterson Uti Energy Inc Energy	Reduced	1,933,118	-57,107	$21,109,648	+15.5%	1.54%
ZETA	Zeta Global Holdings Corp. Technology	Reduced	666,331	-366,931	$21,036,069	+3.4%	1.53%
LGN	Legence Corp. Industrials	Added	390,983	+79,153	$20,987,967	−21.0%	1.53%
VAC	MARRIOTT VACATIONS WORLDWIDE Corp Consumer Cyclical	Added	200,801	+38,061	$20,537,926	+23.9%	1.50%
LTH	Life Time Group Holdings, Inc. Consumer Cyclical	Reduced	511,105	-3,685	$20,382,867	−3.0%	1.49%
BANC	Banc Of California, Inc. Financial Services	Reduced	1,182,732	-16,329	$20,378,472	−16.8%	1.49%
ABCB	Ameris Bancorp Financial Services	Reduced	255,810	-4,327	$20,342,011	−13.4%	1.48%
GTES	Gates Industrial Corp Ltd. Industrials	Reduced	774,993	-64,682	$20,304,816	−13.5%	1.48%
RIG	Transocean Ltd. Energy	Added	3,778,762	+212,118	$19,800,712	+13.5%	1.44%
RHP	Ryman Hospitality Properties, Inc. Real Estate	Reduced	163,988	-4,307	$19,601,485	−9.4%	1.43%
HWC	Hancock Whitney Corp Financial Services	Reduced	268,029	-4,443	$19,308,809	−5.2%	1.41%
HRI	Herc Holdings Inc Industrials	Added	153,511	+6,788	$19,158,172	−8.9%	1.40%
CSTM	Constellium SE Basic Materials	Added	782,628	+32,983	$18,931,771	−20.8%	1.38%
FBK	FB Financial Corp Financial Services	Reduced	360,036	-27,217	$18,613,861	−13.2%	1.36%
ACMR	ACM Research, Inc. Technology	Reduced	227,885	-57,905	$18,440,454	−49.1%	1.34%
AGYS	Agilysys Inc Technology	Reduced	189,805	-41,432	$18,426,269	−23.7%	1.34%
WFRD	Weatherford International plc Energy	Added	233,086	+6,085	$18,339,206	−0.9%	1.34%
ATEC	Alphatec Holdings, Inc. Healthcare	Added	1,769,971	+281,911	$18,266,100	+41.9%	1.33%
RDNT	RadNet, Inc. Healthcare	Reduced	250,224	-21,128	$17,250,442	+3.1%	1.26%
PENN	PENN Entertainment, Inc. Consumer Cyclical	Reduced	1,167,106	-19,381	$17,098,102	−32.5%	1.25%
CECO	Ceco Environmental Corp Industrials	Added	245,011	+7,892	$17,062,566	−20.7%	1.24%
PRSU	Pursuit Attractions & Hospitality, Inc. Consumer Cyclical	Reduced	335,839	-1,142	$16,701,273	−11.4%	1.22%
CPRI	Capri Holdings Ltd Consumer Cyclical	Added	1,177,562	+226,159	$16,627,175	−5.9%	1.21%
COMP	Compass, Inc. Real Estate	Reduced	1,855,816	-148,121	$16,479,646	−33.3%	1.20%
NXST	Nexstar Media Group, Inc. Communication Services	Added	101,941	+13,264	$16,470,607	+4.0%	1.20%
WERN	Werner Enterprises Inc Industrials	Reduced	483,283	-8,258	$16,421,956	−23.4%	1.20%
CAMT	Camtek Ltd Technology	Reduced	105,320	-11,694	$16,350,930	−14.3%	1.19%
WOLF	Wolfspeed, Inc. Technology	Added	577,475	+63,500	$16,244,371	−34.5%	1.18%
STGW	Stagwell Inc Communication Services	Reduced	1,987,023	-375,268	$16,174,367	−7.8%	1.18%
NTSK	Netskope Inc Technology	NEW	925,535	NEW	$16,141,330	NEW	1.18%
PRKS	United Parks & Resorts Inc. Consumer Cyclical	Reduced	497,919	-35,635	$16,132,575	−36.7%	1.18%
GTN	Gray Media, Inc Communication Services	Added	3,514,204	+10,230	$15,813,918	+13.7%	1.15%
OPRA	Opera Ltd Communication Services	Added	894,543	+128,776	$15,761,847	+3.8%	1.15%
NMRK	Newmark Group, Inc. Real Estate	Reduced	1,281,563	-114,372	$15,711,962	−25.5%	1.15%
ANIP	Ani Pharmaceuticals Inc Healthcare	Added	213,246	+5,884	$15,492,321	−9.7%	1.13%
GPOR	Gulfport Energy Corp Energy	Reduced	102,492	-1,144	$15,422,996	−12.3%	1.12%
ACHC	Acadia Healthcare Company, Inc. Healthcare	NEW	560,252	NEW	$15,406,930	NEW	1.12%
TVTX	Travere Therapeutics, Inc. Healthcare	Added	260,467	+245,499	$15,336,296	+1703.6%	1.12%
LUMN	Lumen Technologies, Inc. Communication Services	Added	2,719,257	+172,254	$15,227,839	−22.2%	1.11%
FWRG	First Watch Restaurant Group, Inc. Consumer Cyclical	Added	1,486,865	+14,114	$15,121,417	−20.3%	1.10%

Showing the top 50 of 172 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.