CALX · Calix, Inc · Holdings

$38.30 +0.62 (+1.65%) At close · Oct 27 Q1 2026 earnings call transcript

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$2.41B

62.96M

Volume · Oct 27 1.13M Avg daily vol (3M) 973.85K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CALX: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 288

Total Value: $2,269,677,550

Total Shares: 60,935,833

Showing 1–100 of 293 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 287 13F filers

Top Holder

19.6%

of institutional value

Top 5

43.5%

of institutional value

Top 10

54.5%

of institutional value

HHI

601

Broadly held

Who Holds CALX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 287 filers, like-for-like change +0.4%; actively managed books -0.6%; index-like books +2.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	50.7%	147	-7.1%	23	40
Exempt adviser	0.7%	4	+52.5%	2	0
Adviser	2.5%	7	+10.3%	1	1
Bank	9.4%	16	+8.9%	0	1
Insurer	0.8%	2	-4.3%	0	1
Broker-dealer	0.1%	2	-2.6%	0	0
Benefit plan	0.2%	5	-21.7%	0	1
Non-US	1.6%	12	+43.5%	2	0
Holding company	22.7%	9	+2.4%	1	0
Registered fund	0.0%	0	—	0	0
Unknown	11.3%	83	+23.1%	7	15

Style	Share	Filers	Change	New	Exited
Index-like	37.7%	34	+2.1%	0	3
Systematic-like	8.0%	29	+4.6%	6	6
Concentrated	3.4%	46	+40.0%	11	13
Diversified active	51.0%	178	-3.2%	19	37
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	55.0%	155	+2.5%	13	26
Medium turnover	17.5%	64	-10.8%	6	13
High turnover	11.6%	51	+11.1%	15	16
Unknown	15.9%	17	0.0%	2	4
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	16.9%	39	-3.5%	10	12
Medium horizon	23.4%	41	+2.5%	9	12
Long horizon	51.0%	186	-1.9%	14	30
Unknown	8.7%	21	+19.7%	3	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.7%	47	+93.9%	12	18
$1B to $10B	7.2%	79	-14.1%	14	21
$10B to $100B	18.6%	91	-15.2%	8	18
$100B or more	71.4%	70	+5.3%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.7%	58	-18.1%	7	17
Pooled investment vehicles	11.4%	36	+7.7%	9	9
Registered funds and BDCs	21.9%	23	+2.7%	3	6
Pension and profit sharing plans	0.7%	2	-28.2%	0	1
Insurance companies	0.1%	3	-77.5%	0	0
Governments and sovereign funds	1.8%	6	-7.5%	2	1
Other investment advisers	0.0%	4	-39.9%	0	2
Other	0.1%	1	-18.9%	0	1
Diversified	11.9%	14	-23.8%	2	3
Unknown	49.3%	140	+9.5%	13	19

Private funds	Share	Filers	Change	New	Exited
Hedge funds	18.5%	50	-0.3%	11	12
Private equity funds	0.2%	7	-68.6%	0	0
Venture capital funds	0.0%	2	-53.5%	0	0
Real estate funds	0.0%	3	+91.6%	1	1
Securitized asset funds	0.2%	1	-8.8%	0	0
Other private funds	6.4%	15	+11.4%	3	4
Mixed private funds	5.4%	1	-0.1%	0	0
Private funds, type not stated	0.1%	3	+167.0%	1	0
No private funds	20.5%	69	-15.7%	9	23
Liquidity funds	0.0%	0	—	0	0
Unknown	48.6%	136	+9.0%	11	19

Location	Share	Filers	Change	New	Exited
United States	92.2%	232	+0.1%	27	54
Outside the US	7.8%	55	+4.7%	9	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

287 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.003%

Mar 31, 2026: 0

Crowding

32.3%

of shares outstanding, 85th percentile

Mar 31, 2026: 29.8%

Private-fund advisers

29.0%

of shares outstanding

Institutional ownership

93.9%

103.9% of the estimated free float above 100%: filers can report lent or client shares more than once

Top 10 holders

54.5%

of 13F shares, Herfindahl 0.060

Active holders

-0.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (4 institutional, 0 passive, 1 exempt)

How long holders have held it value-weighted 12.8 quarters

Under 1 year 21.9% 1 to 3 years 39.1% 3 years or more 39.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$46.03

estimated per share

Mar 31, 2026: $47.92

Quarter-end price

$37.32

implied by 13F values

Estimated gain or loss

-18.9%

price against the estimated cost

Estimated at a loss

94.7%

of costed 13F value

Estimated cost covers 33.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CALX's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	THRM Gentherm Inc	4	0.250
2	MTRX Matrix Service Co	3	0.219
3	ARLO Arlo Technologies, Inc.	4	0.183
4	BV BrightView Holdings, Inc.	3	0.182
5	KRNT Kornit Digital Ltd.	3	0.159
6	VPG Vishay Precision Group, Inc.	3	0.152
7	CECO Ceco Environmental Corp	5	0.152
8	LASR Nlight, Inc.	4	0.136
9	ATEC Alphatec Holdings, Inc.	3	0.135
10	DCO Ducommun Inc	3	0.125

Shareholder Targets

13F filers that own its peers but not CALX, quarter ended Jun 30, 2026

Found through its holder-overlap peers: THRM, MTRX, ARLO, BV, KRNT, VPG, CECO, LASR, ATEC, DCO, AGYS, UCTT, TTI, PDFS, LGN, GENI, VIAV, SXT, NVMI, FN. 1,311 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Blackstone Inc. Adviser, Concentrated	$1,660,480,265 3 held	4.54%	LGN, SXT, FN
2	Capital World Investors Adviser, Diversified active	$1,468,048,368 5 held	0.170%	VIAV, UCTT, NVMI
3	Harel Insurance Investments & Financial Services Ltd. Unknown, Diversified active	$1,154,004,310 1 held	5.63%	NVMI
4	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$1,002,869,424 8 held	0.660%	FN, CECO, VIAV
5	Migdal Insurance & Financial Holdings Ltd. Holding company, Concentrated	$879,919,511 1 held	5.63%	NVMI
6	Whale Rock Capital Management LLC Registered adviser, Diversified active	$746,943,741 2 held	6.00%	FN, VIAV
7	WASATCH ADVISORS LP Registered adviser, Diversified active	$697,384,643 6 held	4.56%	NVMI, FN, AGYS
8	MENORA MIVTACHIM HOLDINGS LTD. Unknown, Diversified active	$654,749,263 1 held	2.55%	NVMI
9	Clal Insurance Enterprises Holdings Ltd Unknown, Concentrated	$654,712,343 1 held	2.97%	NVMI
10	NORGES BANK Non-US, Index-like	$639,447,844 8 held	0.060%	FN, NVMI, VIAV

Fund Ownership of CALX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 32.47% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.58%	+0.36 pp	2,886,081	77
Index ETFs	27.89%	+0.32 pp	17,559,505	74
Active ETFs	1.16%	+0.11 pp	733,099	21
Active funds	13.77%	+3.71 pp	8,670,294	126
Unclassified	0.43%	+0.43 pp	269,919	10
All registered funds	47.84%	+4.93 pp	30,118,898	308

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 146 Exempt adviser 4 Adviser 7 Bank 16 Insurer 2 Broker-dealer 2 Benefit plan 5 Non-US 12 Holding company 9 Unknown 85

Showing 100 of 293

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$439,461,278

19.36%

11,775,490

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	237,029	$8,845,922	2.0%	Sole
BlackRock Investment Management (Australia) Ltd	22,101	$824,809	0.2%	Sole
BlackRock Asset Management Canada Ltd	28,456	$1,061,977	0.2%	Sole
BlackRock Investment Management, LLC	264,580	$9,874,125	2.2%	Sole
BLACKROCK ADVISORS LLC	562,850	$21,005,562	4.8%	Sole
BlackRock Fund Advisors	7,710,499	$287,755,822	65.5%	Sole
BlackRock Institutional Trust Company, N.A.	2,222,542	$82,945,267	18.9%	Sole
BlackRock Japan Co. Ltd	5,128	$191,376	0.0%	Sole
BlackRock Fund Managers Ltd.	10,855	$405,108	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	116,807	$4,359,237	1.0%	Sole
BlackRock (Netherlands) B.V.	9,198	$343,269	0.1%	Sole
BlackRock Asset Management Ireland Ltd	458,717	$17,119,318	3.9%	Sole
BlackRock (Luxembourg) S.A.	45,637	$1,703,172	0.4%	Sole
BlackRock Life Ltd	164	$6,120	0.0%	Sole
BlackRock Asset Management Schweiz AG	10,659	$397,793	0.1%	Sole
Aperio Group, LLC	70,268	$2,622,401	0.6%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$208,545,951

9.19%

5,588,048

ALLIANCEBERNSTEIN L.P.

$121,230,735

5.34%

3,248,412

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	3,248,412	$121,230,735	100.0%	Defined

STATE STREET CORP

$108,808,699

4.79%

2,915,560

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,915,560	$108,808,699	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$96,562,663

4.25%

2,587,424

GEODE CAPITAL MANAGEMENT, LLC

$55,293,124

2.44%

1,481,595

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	216,934	$8,095,976	14.6%	Defined
Held directly	1,264,661	$47,197,148	85.4%	Defined

WESTFIELD CAPITAL MANAGEMENT CO LP

$49,431,608

2.18%

1,324,534

DIMENSIONAL FUND ADVISORS LP

$48,868,148

2.15%

1,309,436

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	9,103	$339,723	0.7%	Defined
DFA Australia Ltd.	18,583	$693,517	1.4%	Defined
Dimensional Fund Advisors Pte. Ltd.	276	$10,300	0.0%	Defined
Dimensional Ireland Ltd	47,893	$1,787,366	3.7%	Defined
Held directly	1,233,581	$46,037,242	94.2%	Sole

ACADIAN ASSET MANAGEMENT LLC

$46,337,333

2.04%

1,241,622

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	1,241,622	$46,337,333	100.0%	Defined

CITADEL ADVISORS LLC

$45,111,072

1.99%

1,208,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	459,482	$17,147,868	38.0%	Defined
Held directly	749,282	$27,963,204	62.0%	Defined

PARADIGM CAPITAL MANAGEMENT INC/NY

$37,213,040

1.64%

997,134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Paradigm Funds Advisor LLC	997,134	$37,213,040	100.0%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$32,686,236

1.44%

875,837

FORT WASHINGTON INVESTMENT ADVISORS INC /OH/

$32,090,075

1.41%

933,937

UBS Group AG

$31,996,674

1.41%

857,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	6,286	$234,593	0.7%	Defined
UBS AG	851,074	$31,762,081	99.3%	Defined

LOOMIS SAYLES & CO L P

$29,288,660

1.29%

784,798

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LOOMIS SAYLES TRUST COMPANY, LLC	132,192	$4,933,405	16.8%	Defined
Held directly	652,606	$24,355,255	83.2%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$28,113,230

1.24%

753,302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	752,267	$28,074,604	99.9%	Defined
Global X Management (AUS) Ltd joint	1,035	$38,626	0.1%	Defined

JANE STREET GROUP, LLC

$26,824,421

1.18%

718,768

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	571,845	$21,341,255	79.6%	Defined
Jane Street Global Trading, LLC	146,923	$5,483,166	20.4%	Defined

TWO SIGMA INVESTMENTS, LP

$26,269,958

1.16%

703,911

MILLENNIUM MANAGEMENT LLC

$26,072,498

1.15%

698,620

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$26,010,808

1.15%

696,967

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$24,614,891

1.08%

659,563

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	659,563	$24,614,891	100.0%	Defined

NORTHERN TRUST CORP

$23,965,071

1.06%

642,151

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	566,912	$21,157,155	88.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	46,509	$1,735,714	7.2%	Defined
MASON STREET ADVISORS, LLC joint	19,556	$729,829	3.0%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	9,174	$342,373	1.4%	Other

GILDER GAGNON HOWE & CO LLC

$21,657,654

0.95%

580,323

BANK OF AMERICA CORP /DE/

$20,900,467

0.92%

560,034

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	324,433	$12,107,839	57.9%	Defined
BOFA SECURITIES, INC.	62,177	$2,320,445	11.1%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	173,424	$6,472,183	31.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$20,455,763

0.90%

548,118

MORGAN STANLEY

$19,588,591

0.86%

524,882

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2,958	$110,392	0.6%	Defined
MORGAN STANLEY & CO. LLC	27,763	$1,036,115	5.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	269,462	$10,056,321	51.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	5,215	$194,623	1.0%	Defined
Morgan Stanley Bank, N.A.	11,628	$433,956	2.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	195,561	$7,298,335	37.3%	Defined
EATON VANCE MANAGEMENT	12,295	$458,849	2.3%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$19,374,789

0.85%

519,153

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	449,623	$16,779,930	86.6%	Defined
Wellington Managment Canada LLC	53,738	$2,005,502	10.4%	Defined
Wellington Management International Ltd	15,792	$589,357	3.0%	Defined

HRT FINANCIAL LP

$19,300,112

0.85%

517,152

Rockefeller Capital Management L.P.

$17,413,286

0.77%

466,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	446,064	$16,647,108	95.6%	Defined
ROCKEFELLER TRUST COMPANY, N.A.	596	$22,242	0.1%	Defined
Rockefeller Trust Co (Delaware)	1,195	$44,597	0.3%	Defined
ROCKEFELLER FINANCIAL LLC	18,739	$699,339	4.0%	Defined

Trigran Investments, Inc.

$16,495,738

0.73%

442,008

Harvey Partners, LLC

$15,693,060

0.69%

420,500

VANGUARD FIDUCIARY TRUST CO

$15,566,694

0.69%

417,114

D. E. Shaw & Co., Inc.

$15,266,939

0.67%

409,082

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	400,595	$14,950,205	97.9%	Defined
D. E. Shaw Investment Management, L.L.C. joint	8,487	$316,734	2.1%	Defined

OBERWEIS ASSET MANAGEMENT INC/

$15,011,223

0.66%

402,230

Alyeska Investment Group, L.P.

$14,931,284

0.66%

400,088

Divisar Capital Management LLC

$14,747,483

0.65%

395,163

PRINCIPAL FINANCIAL GROUP INC

$14,667,468

0.65%

393,019

Penn Capital Management Company, LLC

$14,489,079

0.64%

388,239

Nuveen, LLC

$13,694,684

0.60%

366,953

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	18,186	$678,701	5.0%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	94,740	$3,535,696	25.8%	Defined
TEACHERS ADVISORS, LLC joint	254,027	$9,480,287	69.2%	Defined

MACKENZIE FINANCIAL CORP

$12,073,915

0.53%

323,524

FEDERATED HERMES, INC.

$12,049,843

0.53%

322,879

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	14,923	$556,926	4.6%	Defined
FEDERATED MDTA LLC	307,956	$11,492,917	95.4%	Defined

Bank of New York Mellon Corp

$12,010,580

0.53%

321,827

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	156,424	$5,837,743	48.6%	Defined
BNY Mellon Investment Adviser, Inc.	47,281	$1,764,526	14.7%	Defined
The Bank of New York Mellon	112,051	$4,181,743	34.8%	Defined
BNY Mellon, NA joint	6,069	$226,494	1.9%	Defined
Held directly	2	$74	0.0%	Defined

Man Group plc

$11,866,527

0.52%

317,967

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	70,989	$2,649,309	22.3%	Defined
Numeric Investors LLC	246,978	$9,217,218	77.7%	Defined

Invesco Ltd.

$11,692,764

0.52%

313,311

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	23,414	$873,809	7.5%	Defined
Invesco Trust Co joint	23,740	$885,976	7.6%	Defined
Invesco Capital Management LLC	266,157	$9,932,979	84.9%	Defined

GOLDMAN SACHS GROUP INC

$11,348,488

0.50%

304,086

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	185,130	$6,909,051	60.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	118,956	$4,439,437	39.1%	Defined

Trexquant Investment LP

$11,181,183

0.49%

299,603

NEEDHAM INVESTMENT MANAGEMENT LLC

$10,263,000

0.45%

275,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Needham Small Cap Growth Fund	275,000	$10,263,000	100.0%	Defined

Qube Research & Technologies Ltd

$10,051,358

0.44%

269,329

DEUTSCHE BANK AG\

$9,935,403

0.44%

266,222

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	196,456	$7,331,737	73.8%	Defined
DWS Investments UK Ltd	62,179	$2,320,520	23.4%	Defined
DWS International GmbH	7,587	$283,146	2.8%	Defined

FMR LLC

$9,815,234

0.43%

263,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	158,095	$5,900,105	60.1%	Defined
STRATEGIC ADVISERS LLC	1,807	$67,437	0.7%	Defined
FIAM LLC	103,100	$3,847,692	39.2%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$9,347,241

0.41%

250,462

Russell Investments Group, Ltd.

$8,913,057

0.39%

238,828

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	61,870	$2,308,987	25.9%	Other
Russell Investments Capital, LLC joint	18,589	$693,740	7.8%	Other
Russell Investments France SAS	12,866	$480,159	5.4%	Defined
Russell Investments Limited joint	115,654	$4,316,207	48.4%	Other
Russell Investments Trust Company joint	29,849	$1,113,964	12.5%	Other

LOS ANGELES CAPITAL MANAGEMENT LLC

$8,854,170

0.39%

237,250

BNP PARIBAS ARBITRAGE, SA

$8,587,294

0.38%

230,099

WESTERLY CAPITAL MANAGEMENT, LLC

$7,650,600

0.34%

205,000

Connor, Clark & Lunn Investment Management Ltd.

$7,543,752

0.33%

202,137

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	202,137	$7,543,752	100.0%	Sole

Public Sector Pension Investment Board

$7,440,339

0.33%

199,366

SEI INVESTMENTS CO

$7,086,731

0.31%

189,891

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	2,209	$82,439	1.2%	Sole
SEI TRUST CO	187,682	$7,004,292	98.8%	Sole

JPMORGAN CHASE & CO

$6,868,297

0.30%

184,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	24,569	$916,915	13.3%	Defined
J.P. Morgan Investment Management Inc.	65,441	$2,442,258	35.6%	Defined
J.P. Morgan Securities LLC	93,981	$3,507,370	51.1%	Defined
55I, LLC	47	$1,754	0.0%	Other

PANAGORA ASSET MANAGEMENT INC

$6,408,478

0.28%

171,717

Defiance ETFs, LLC

$6,374,106

0.28%

170,796

Penserra Capital Management LLC

$6,374,106

0.28%

170,796

HighTower Advisors, LLC

$6,128,317

0.27%

164,210

G2 Investment Partners Management LLC

$5,971,200

0.26%

160,000

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$5,364,746

0.24%

143,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	3,536	$131,963	2.5%	Defined
UBS Asset Management Switzerland AG	97,361	$3,633,512	67.7%	Defined
UBS Asset Management (UK) Ltd.	33,424	$1,247,382	23.3%	Defined
Held directly	9,429	$351,889	6.6%	Defined

TUDOR INVESTMENT CORP ET AL

$5,323,586

0.23%

142,647

Legal & General Group Plc

$5,219,126

0.23%

139,848

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	89,075	$3,324,279	63.7%	Defined
Legal & General Investment Management Ltd joint	50,773	$1,894,847	36.3%	Defined

RHUMBLINE ADVISERS

$5,095,560

0.22%

136,537

Y-Intercept (Hong Kong) Ltd

$4,789,337

0.21%

139,387

Swiss National Bank

$4,355,244

0.19%

116,700

FIRST TRUST ADVISORS LP

$4,315,050

0.19%

115,623

FORMULA GROWTH LTD

$4,291,800

0.19%

115,000

NATIXIS

$4,185,363

0.18%

112,148

NORTH STAR ASSET MANAGEMENT INC

$4,163,195

0.18%

111,554

XTX Topco Ltd

$4,132,257

0.18%

110,725

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	110,725	$4,132,257	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$3,959,201

0.17%

106,088

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	7	$261	0.0%	Other
Arax Advisory Partners	190	$7,090	0.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	121	$4,515	0.1%	Other
Stokes Family Office, LLC	17	$634	0.0%	Other
Held directly	105,753	$3,946,701	99.7%	Defined

Squarepoint Ops LLC

$3,573,501

0.16%

95,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	95,753	$3,573,501	100.0%	Defined

AMERIPRISE FINANCIAL INC

$3,536,927

0.16%

94,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	94,605	$3,530,658	99.8%	Defined
Ameriprise Financial Services, LLC	168	$6,269	0.2%	Defined

Holocene Advisors, LP

$3,416,832

0.15%

91,555

THOMPSON INVESTMENT MANAGEMENT, INC.

$3,159,058

0.14%

91,940

Engineers Gate Manager LP

$3,120,026

0.14%

83,602

MARATHON CAPITAL MANAGEMENT

$3,063,537

0.13%

89,160

PRICE T ROWE ASSOCIATES INC /MD/

$2,902,152

0.13%

77,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	77,764	$2,902,152	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,772,764

0.12%

74,297

ENVESTNET ASSET MANAGEMENT INC

$2,713,313

0.12%

72,704

BESSEMER GROUP INC

$2,393,221

0.11%

64,191

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	64,127	$2,393,219	100.0%	Defined
BESSEMER TRUST Co OF FLORIDA	64	$2	0.0%	Defined

ALGERT GLOBAL LLC

$2,252,262

0.10%

60,350

PRUDENTIAL FINANCIAL INC

$2,251,105

0.10%

60,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	60,319	$2,251,105	100.0%	Defined

BOOTHBAY FUND MANAGEMENT, LLC

$2,221,995

0.10%

59,539

JACOBS LEVY EQUITY MANAGEMENT, INC

$2,144,855

0.09%

57,472

WELLS FARGO & COMPANY/MN

$2,111,228

0.09%

56,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	56,243	$2,098,988	99.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	328	$12,240	0.6%	Defined

LAZARD ASSET MANAGEMENT LLC

$2,096,413

0.09%

56,174

Brevan Howard Capital Management LP

$2,054,018

0.09%

55,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	55,038	$2,054,018	100.0%	Defined

Allianz Asset Management GmbH

$1,983,334

0.09%

53,144

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Global Investors GmbH	53,144	$1,983,334	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$1,975,086

0.09%

52,923

Universal- Beteiligungs- und Servicegesellschaft mbH

$1,777,626

0.08%

47,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	47,632	$1,777,626	100.0%	Defined

CONNORS INVESTOR SERVICES INC

$1,777,588

0.08%

47,631

CANADA LIFE ASSURANCE Co

$1,708,285

0.08%

45,774

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$1,691,267

0.07%

45,318

VIRGINIA RETIREMENT SYSTEMS ET Al

$1,641,445

0.07%

43,983

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Key facts CIK 1406666 CUSIP 13100M509 13F (30d) 53 filings 50 filers Visit website Investor relations