CNX · CNX Resources Corp · Holdings

$33.24 +1.00 (+3.10%) At close · Oct 6

S&P 400 member Russell 2000 member Rebalance outlook locked

Market Cap

$4.64B

147.94M

Volume · Oct 6 2.27M Avg daily vol (3M) 1.72M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 391

Total Value: $4,576,806,711

Total Shares: 134,924,018

Showing 1–100 of 397 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Superinvestors Holding CNX

All superinvestors →

Joel Greenblatt $9,822,056 Mario Gabelli $6,721,024 Ray Dalio $6,384,879

Holder Concentration

Across 391 13F filers

Top Holder

14.2%

of institutional value

Top 5

37.1%

of institutional value

Top 10

54.6%

of institutional value

HHI

446

Broadly held

Showing 100 of 397

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$650,688,835

14.22%

19,177,390

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	596,310	$20,232,798	3.1%	Sole
BlackRock Investment Management (Australia) Ltd	407	$13,809	0.0%	Sole
BlackRock Asset Management Canada Ltd	36,219	$1,228,910	0.2%	Sole
BlackRock Investment Management, LLC	651,938	$22,120,256	3.4%	Sole
BLACKROCK ADVISORS LLC	412,055	$13,981,026	2.1%	Sole
BlackRock Fund Advisors	11,471,134	$389,215,576	59.8%	Sole
BlackRock Institutional Trust Company, N.A.	4,998,345	$169,593,845	26.1%	Sole
BlackRock Japan Co. Ltd	6,378	$216,405	0.0%	Sole
BlackRock Investment Management (UK) Ltd.	203,490	$6,904,415	1.1%	Sole
BlackRock (Netherlands) B.V.	35,729	$1,212,284	0.2%	Sole
BlackRock Asset Management Ireland Ltd	193,882	$6,578,416	1.0%	Sole
BlackRock Life Ltd	4,260	$144,541	0.0%	Sole
Aperio Group, LLC	567,243	$19,246,554	3.0%	Sole

DIMENSIONAL FUND ADVISORS LP

$301,486,437

6.59%

8,885,542

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	12,693	$430,673	0.1%	Defined
DFA Australia Ltd.	52,487	$1,780,883	0.6%	Defined
Dimensional Fund Advisors Pte. Ltd.	1,355	$45,975	0.0%	Defined
Dimensional Ireland Ltd	305,578	$10,368,261	3.4%	Defined
Held directly	8,513,429	$288,860,645	95.8%	Sole

STATE STREET CORP

$259,826,303

5.68%

7,657,716

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	7,657,716	$259,826,303	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$252,130,131

5.51%

7,430,891

NEUBERGER BERMAN GROUP LLC

$235,714,457

5.15%

6,947,081

VANGUARD CAPITAL MANAGEMENT LLC

$207,758,479

4.54%

6,123,150

AMERICAN CENTURY COMPANIES INC

$161,229,286

3.52%

4,751,821

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	4,751,821	$161,229,286	100.0%	Defined

SOUTHEASTERN ASSET MANAGEMENT INC/TN/

$158,217,387

3.46%

4,663,053

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LONGLEAF PARTNERS FUNDS TRUST	4,251,333	$144,247,728	91.2%	Defined
Held directly	411,720	$13,969,659	8.8%	Sole

GEODE CAPITAL MANAGEMENT, LLC

$149,732,851

3.27%

4,412,993

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	699,206	$23,724,059	15.8%	Defined
Held directly	3,713,787	$126,008,792	84.2%	Defined

Capital World Investors

$122,042,409

2.67%

3,596,888

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	3,596,888	$122,042,409	100.0%	Defined

D. E. Shaw & Co., Inc.

$119,794,445

2.62%

3,530,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	2,778,368	$94,270,026	78.7%	Defined
D. E. Shaw Investment Management, L.L.C. joint	752,267	$25,524,419	21.3%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$116,291,478

2.54%

3,427,394

CITADEL ADVISORS LLC

$91,771,759

2.01%

2,704,738

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1	$33	0.0%	Defined
Held directly	2,704,737	$91,771,726	100.0%	Defined

BANK OF AMERICA CORP /DE/

$87,949,375

1.92%

2,592,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	2,232,468	$75,747,639	86.1%	Defined
BOFA SECURITIES, INC.	38,985	$1,322,761	1.5%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	320,630	$10,878,975	12.4%	Defined

Invesco Ltd.

$84,336,914

1.84%

2,485,615

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	75,771	$2,570,908	3.0%	Defined
Invesco Trust Co joint	55,076	$1,868,728	2.2%	Defined
Invesco Capital Management LLC	2,354,768	$79,897,278	94.7%	Defined

Southeast Asset Advisors, LLC

$81,776,932

1.79%

2,410,166

GOLDMAN SACHS GROUP INC

$81,316,807

1.78%

2,396,605

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,112,641	$71,681,909	88.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	283,964	$9,634,898	11.8%	Defined

NORTHERN TRUST CORP

$70,062,494

1.53%

2,064,913

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,926,976	$65,382,294	93.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	50,787	$1,723,201	2.5%	Defined
MASON STREET ADVISORS, LLC joint	65,668	$2,228,115	3.2%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	21,482	$728,884	1.0%	Other

MORGAN STANLEY

$64,435,100

1.41%

1,899,060

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	258	$8,753	0.0%	Defined
MORGAN STANLEY & CO. LLC	118,926	$4,035,159	6.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	837,783	$28,425,977	44.1%	Defined
MORGAN STANLEY AIP GP LP	619	$21,002	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	368	$12,486	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	131,004	$4,444,964	6.9%	Defined
Morgan Stanley Strategic Investments, Inc	88	$2,985	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	808,814	$27,443,058	42.6%	Defined
EATON VANCE MANAGEMENT	1,200	$40,716	0.1%	Defined

JPMORGAN CHASE & CO

$53,082,056

1.16%

1,564,458

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	149	$5,055	0.0%	Other
JPMorgan Chase Bank, N.A.	205,196	$6,962,300	13.1%	Defined
J.P. Morgan Investment Management Inc.	890,043	$30,199,158	56.9%	Defined
J.P. Morgan Securities LLC	438,577	$14,880,917	28.0%	Defined
J.P. Morgan Securities plc	487	$16,523	0.0%	Defined
JPMorgan Asset Management (UK) Ltd	29,285	$993,640	1.9%	Defined
55I, LLC	721	$24,463	0.0%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$48,947,078

1.07%

1,442,590

Bank of New York Mellon Corp

$41,431,544

0.91%

1,221,089

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	1,685	$57,172	0.1%	Defined
Mellon Investments Corporation joint	525,126	$17,817,524	43.0%	Other
BNY Mellon Investment Adviser, Inc.	52,296	$1,774,403	4.3%	Defined
The Bank of New York Mellon	418,150	$14,187,829	34.2%	Defined
BNY Mellon, NA joint	75,041	$2,546,140	6.1%	Defined
BNY Mellon Advisors, Inc.	1,543	$52,353	0.1%	Defined
Newton Investment Management North America, LLC joint	147,246	$4,996,056	12.1%	Defined
Held directly	2	$67	0.0%	Defined

UBS Group AG

$37,339,218

0.82%

1,100,478

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	108,157	$3,669,767	9.8%	Defined
UBS AG	992,321	$33,669,451	90.2%	Defined

Point72 Asset Management, L.P.

$35,644,143

0.78%

1,050,520

JUPITER ASSET MANAGEMENT LTD

$35,615,099

0.78%

1,049,664

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jupiter Investment Management Limited	200,339	$6,797,502	19.1%	Defined
Held directly	849,325	$28,817,597	80.9%	Sole

AQR CAPITAL MANAGEMENT LLC

$33,319,494

0.73%

982,007

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	11	$373	0.0%	Other
DOPKINS WEALTH MANAGEMENT, LLC	43	$1,458	0.0%	Other
Arax Advisory Partners	1,732	$58,766	0.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,912	$98,804	0.3%	Other
Stokes Family Office, LLC	21	$712	0.0%	Other
Held directly	977,288	$33,159,381	99.5%	Defined

VANGUARD FIDUCIARY TRUST CO

$31,558,428

0.69%

930,104

WELLINGTON MANAGEMENT GROUP LLP

$31,373,779

0.69%

924,662

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	618,973	$21,001,753	66.9%	Defined
Wellington Management Singapore Pte. Ltd.	34,388	$1,166,784	3.7%	Defined
Wellington Management International Ltd	19,850	$673,510	2.1%	Defined
Wellington Trust Company, NA joint	251,451	$8,531,732	27.2%	Defined

Orbis Allan Gray Ltd

$30,075,076

0.66%

886,386

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ORBIS INVESTMENT MANAGEMENT LTD	875,861	$29,717,963	98.8%	Defined
Held directly	10,525	$357,113	1.2%	Defined

CAPTRUST FINANCIAL ADVISORS

$28,603,227

0.62%

843,007

ALGERT GLOBAL LLC

$24,625,206

0.54%

725,765

FIRST TRUST ADVISORS LP

$24,241,797

0.53%

714,465

Aureus Asset Management, LLC

$24,163,860

0.53%

712,168

RENAISSANCE TECHNOLOGIES LLC

$23,018,654

0.50%

678,416

OSSIAM

$22,814,532

0.50%

672,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers SA	672,400	$22,814,532	100.0%	Defined

FEDERATED HERMES, INC.

$22,182,619

0.48%

653,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	69,741	$2,366,312	10.7%	Defined
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	2,621	$88,930	0.4%	Defined
FEDERATED MDTA LLC	581,414	$19,727,377	88.9%	Defined

Aventail Capital Group, LP

$22,011,341

0.48%

648,728

Pacer Advisors, Inc.

$21,913,826

0.48%

645,854

SEGALL BRYANT & HAMILL, LLC

$21,818,482

0.48%

643,044

Capital Research Global Investors

$21,760,530

0.48%

641,336

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	641,336	$21,760,530	100.0%	Defined

PRINCIPAL FINANCIAL GROUP INC

$20,516,113

0.45%

604,660

Nuveen, LLC

$20,491,376

0.45%

603,931

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	211,112	$7,163,029	35.0%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	87	$2,951	0.0%	Defined
TEACHERS ADVISORS, LLC joint	392,732	$13,325,396	65.0%	Defined

Wallace Capital Management Inc.

$16,850,554

0.37%

496,627

Polar Capital Holdings Plc

$15,458,745

0.34%

455,607

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Polar Capital LLP	455,607	$15,458,745	100.0%	Defined

FRANKLIN RESOURCES INC

$15,298,050

0.33%

450,871

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	418,087	$14,185,691	92.7%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	104	$3,528	0.0%	Defined
Fiduciary Trust International of California	14	$475	0.0%	Defined
Fiduciary Trust International of the South	157	$5,327	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	533	$18,084	0.1%	Defined
FRANKLIN ADVISERS INC	31,976	$1,084,945	7.1%	Defined

RHUMBLINE ADVISERS

$15,032,652

0.33%

443,049

LSV ASSET MANAGEMENT

$14,558,277

0.32%

429,068

EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC

$13,794,920

0.30%

406,570

Public Sector Pension Investment Board

$13,469,836

0.29%

396,989

CONGRESS ASSET MANAGEMENT CO

$11,907,656

0.26%

382,023

CAPITAL MANAGEMENT CORP /VA

$11,802,821

0.26%

347,858

PHOENIX ASSET MANAGEMENT PARTNERS Ltd

$11,250,475

0.25%

331,579

Clark Capital Management Group, Inc.

$10,812,608

0.24%

318,674

Susquehanna Portfolio Strategies, LLC

$10,538,149

0.23%

310,585

GLENMEDE TRUST CO NA

$9,887,337

0.22%

291,404

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Glenmede Investment Management, LP	275,399	$9,344,288	94.5%	Sole
Held directly	16,005	$543,049	5.5%	Sole

Gotham Asset Management, LLC

$9,822,056

0.21%

289,480

ALLIANCEBERNSTEIN L.P.

$9,479,431

0.21%

279,382

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	279,382	$9,479,431	100.0%	Defined

CANADA PENSION PLAN INVESTMENT BOARD

$9,222,174

0.20%

271,800

Swiss National Bank

$9,183,425

0.20%

270,658

XTX Topco Ltd

$8,825,091

0.19%

260,097

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	260,097	$8,825,091	100.0%	Defined

VICTORY CAPITAL MANAGEMENT INC

$8,409,652

0.18%

247,853

SCHRODER INVESTMENT MANAGEMENT GROUP

$8,405,444

0.18%

247,729

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	247,247	$8,389,090	99.8%	Sole
Schroder Investment Management North America Inc.	482	$16,354	0.2%	Sole

TWO SIGMA INVESTMENTS, LP

$8,360,148

0.18%

246,394

BNP PARIBAS ARBITRAGE, SA

$8,054,778

0.18%

237,394

DEUTSCHE BANK AG\

$7,741,873

0.17%

228,172

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	85,078	$2,886,696	37.3%	Defined
DWS Investments UK Ltd	136,601	$4,634,871	59.9%	Defined
DBX Advisors LLC	191	$6,480	0.1%	Defined
DWS International GmbH	6,302	$213,826	2.8%	Defined

AMERIPRISE FINANCIAL INC

$7,734,682

0.17%

227,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	192,967	$6,547,370	84.6%	Defined
Ameriprise Financial Services, LLC	34,993	$1,187,312	15.4%	Defined

RAYMOND JAMES FINANCIAL INC

$7,681,852

0.17%

226,403

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	124,801	$4,234,497	55.1%	Defined
Raymond James Financial Services Advisors, Inc.	5,455	$185,088	2.4%	Defined
ClariVest Asset Management LLC joint	25,080	$850,964	11.1%	Defined
CHARTWELL INVESTMENT PARTNERS, LLC	71,067	$2,411,303	31.4%	Defined

DAVENPORT & Co LLC

$7,158,992

0.16%

210,993

SEI INVESTMENTS CO

$6,793,225

0.15%

200,213

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	120,151	$4,076,722	60.0%	Defined
SEI TRUST CO	80,062	$2,716,503	40.0%	Sole

GAMCO INVESTORS, INC. ET AL

$6,721,024

0.15%

198,085

PRICE T ROWE ASSOCIATES INC /MD/

$6,557,583

0.14%

193,268

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	193,268	$6,557,583	100.0%	Defined

Russell Investments Group, Ltd.

$6,532,302

0.14%

192,523

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	117,375	$3,982,532	61.0%	Defined
Russell Investments Capital, LLC	58,829	$1,996,067	30.6%	Defined
Russell Investments France SAS	5,971	$202,596	3.1%	Defined
Russell Investments Limited joint	2,000	$67,860	1.0%	Other
Russell Investments Trust Company	8,348	$283,247	4.3%	Defined

Bridgewater Associates, LP

$6,384,879

0.14%

188,178

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$6,123,989

0.13%

180,489

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	4,931	$167,308	2.7%	Defined
UBS Asset Management Switzerland AG	142,552	$4,836,789	79.0%	Sole
UBS Asset Management (UK) Ltd.	9,258	$314,123	5.1%	Other
Held directly	23,748	$805,769	13.2%	Defined

Legal & General Group Plc

$6,082,325

0.13%

179,261

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	81,994	$2,782,056	45.7%	Defined
Legal & General Investment Management Ltd	97,267	$3,300,269	54.3%	Defined

INTECH INVESTMENT MANAGEMENT LLC

$5,941,550

0.13%

175,112

ASSETMARK, INC

$5,721,989

0.13%

168,641

Connor, Clark & Lunn Investment Management Ltd.

$5,670,788

0.12%

167,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	167,132	$5,670,788	100.0%	Sole

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$5,325,075

0.12%

156,943

WELLS FARGO & COMPANY/MN

$5,101,171

0.11%

150,344

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	122,407	$4,153,269	81.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	19,495	$661,465	13.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	8,414	$285,487	5.6%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	28	$950	0.0%	Defined

Retirement Systems of Alabama

$4,964,942

0.11%

146,329

MetLife Investment Management, LLC

$4,964,196

0.11%

146,307

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	146,307	$4,964,196	100.0%	Defined

PRUDENTIAL FINANCIAL INC

$4,852,193

0.11%

143,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	136,706	$4,638,434	95.6%	Defined
Prudential Trust Co	6,300	$213,759	4.4%	Defined

Vanguard Global Advisers, LLC

$4,846,459

0.11%

142,837

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$4,688,617

0.10%

138,185

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$4,490,635

0.10%

132,350

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	132,350	$4,490,635	100.0%	Defined

BARCLAYS PLC

$4,442,216

0.10%

130,923

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	117,797	$3,996,852	90.0%	Defined
BARCLAYS CAPITAL INC.	2,782	$94,393	2.1%	Defined
BARCLAYS CAPITAL SECURITIES LTD	10,344	$350,971	7.9%	Defined

Rafferty Asset Management, LLC

$4,107,497

0.09%

121,058

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$4,068,207

0.09%

119,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	119,900	$4,068,207	100.0%	Other

PEREGRINE CAPITAL MANAGEMENT LLC

$4,006,115

0.09%

118,070

CITIGROUP INC

$3,960,512

0.09%

116,726

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	10,235	$347,273	8.8%	Defined
Citigroup Financial Products Inc. joint	106,491	$3,613,239	91.2%	Defined

Carnegie Lake Advisors LLC

$3,914,673

0.09%

115,375

ENVESTNET ASSET MANAGEMENT INC

$3,889,294

0.08%

114,627

VANGUARD ASSET MANAGEMENT, Ltd

$3,823,062

0.08%

112,675

WEDGE CAPITAL MANAGEMENT L L P/NC

$3,577,239

0.08%

105,430

SeaBridge Investment Advisors LLC

$3,531,468

0.08%

104,081

LPL Financial LLC

$3,123,663

0.07%

92,062

NewEdge Advisors, LLC

$3,104,561

0.07%

91,499

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$3,092,074

0.07%

91,131

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	91,131	$3,092,074	100.0%	Defined

GREAT LAKES ADVISORS, LLC

$3,069,918

0.07%

90,478

Key facts CIK 1070412 CUSIP 12653C108 13F (30d) 18 filings 9 filers Visit website Investor relations