CAPITAL & PLANNING, LLC

Registered adviser

CIK

2053750

Location

JONESBORO, GA

Portfolio Value

Small $193,664,161

Diversification

Diversified

Filing Date

Global Rank

#6,488 / 8,811 ▼ 272

Top Industry

Internet Content & Information 16.5%

Period ended 4 months ago

Filed Sep 2, 2026 · 49d

7 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 321104

Roster of Oct 1, 2026

Regulatory AUM

$193,938,755

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$193,938,755	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$165,715,423	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$135,220,136	Individuals and high net worth (100%)
May 2023 to Mar 2024	$109,237,627	Individuals and high net worth (100%)
Apr 2023	$109,237,627	Individuals and high net worth (100%)
Sep 2022 to Mar 2023	$124,175,766	Individuals and high net worth (100%)

1 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 69.8% of the book (60%+)

Turnover

Low turnover

4.0% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 5.0 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 66.0%; sector active share 26.4% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

45 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

13.9%

+0.9 pts

Top 5

47.0%

−1.1 pts

Top 10

69.8%

+0.6 pts

HHI

635

Diversified+10

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	24.1%	$46,592,312	12
Communication Services	16.1%	$31,236,203	3
Consumer Cyclical	14.1%	$27,390,560	6
Utilities	11.5%	$22,200,307	3
Financial Services	9.7%	$18,832,460	5
Healthcare	8.1%	$15,666,654	3
Industrials	7.4%	$14,369,133	4
Consumer Defensive	6.1%	$11,782,729	4
Unclassified	2.2%	$4,277,327	4
Energy	0.7%	$1,316,476	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
UBER	Uber Technologies, Inc	+8,787	57,215	$4,128,634
SO	Southern Co	+7,213	150,547	$14,408,853
DUK	Duke Energy CORP	+6,177	58,318	$7,381,892
CHD	Church & Dwight Co Inc /De/	+4,515	54,772	$5,306,311
IAU	Ishares Gold Trust	+3,913	31,832	$2,403,634
TXN	Texas Instruments Inc	+3,633	24,996	$7,450,557
PG	PROCTER & GAMBLE Co	+3,465	32,762	$4,804,219
NVDA	Nvidia Corp	+3,444	27,853	$5,573,106
AMZN	Amazon Com Inc	+2,908	78,295	$18,660,830
AAPL	Apple Inc.	+2,521	29,050	$8,405,908
MSFT	Microsoft Corp	+2,296	44,584	$16,630,723
WM	Waste Management Inc	+2,242	11,047	$2,462,155
JNJ	Johnson & Johnson	+1,889	2,733	$694,100
MCD	Mcdonalds Corp	+1,724	21,910	$5,922,492
LOW	Lowes Companies Inc	+1,625	4,022	$886,810
GD	General Dynamics Corp	+1,512	10,977	$3,888,492
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+1,340	2,403	$1,147,600
META	Meta Platforms, Inc.	+1,299	7,766	$4,374,510
GOOGL	Alphabet Inc.	+969	74,285	$26,547,230
ORCL	Oracle Corp	+772	1,895	$277,712
KO	Coca Cola Co	+601	3,490	$283,632
LLY	ELI LILLY & Co	+401	11,273	$13,521,175
UNH	Unitedhealth Group Inc	+289	3,492	$1,451,379
HOOD	Robinhood Markets, Inc.	+288	6,824	$684,310
PREF	Principal Spectrum Preferred Securities Active ETF	+220	39,860	$759,731
No positions match the current search.

Trimmed

Positions the filer reduced

12 positions

Ticker	Company	Δ Shares	Shares	Value
XOM	ExxonMobil Holdings Corp	−2,095	9,629	$1,316,476
INTC	Intel Corp	−946	5,075	$708,622
ADBE	Adobe Inc.	−646	2,907	$595,993
PTLC	Pacer Trendpilot US Large Cap ETF	−500	10,778	$627,926
HD	Home Depot, Inc.	−357	3,042	$1,072,852
NEA	Nuveen AMT-Free Quality Municipal Income Fund	−220	132,325	$1,553,495
MA	Mastercard Inc	−183	3,487	$1,790,923
CEG	Constellation Energy Corp	−153	1,649	$409,562
WMT	Walmart Inc.	−142	12,260	$1,388,567
INTU	Intuit Inc.	−89	2,207	$576,027
V	Visa Inc.	−66	42,000	$14,409,780
MU	Micron Technology Inc	−16	605	$698,345
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
SPCX	Space Exploration Technologies Corp	3,408	$582,290
SCHX	Schwab U.S. Large-Cap ETF	16,515	$486,036
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
POST	Post Holdings, Inc.	2,119	$209,484
PLTR	Palantir Technologies Inc.	1,320	$193,089
NZF	Nuveen Municipal Credit Income Fund	9,783	$119,156
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	1,219	$96,374
F	Ford Motor Co	8,260	$95,320
VLO	Valero Energy Corp/Tx	300	$74,124
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	1,228	$72,722
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	502	$66,715
BABA	Alibaba Group Holding Ltd	483	$60,597
GLD	Spdr Gold Trust	130	$55,937
VZ	Verizon Communications Inc	1,045	$52,459
AFL	Aflac Inc	455	$49,918
ALL	Allstate Corp	230	$47,688
MPWR	Monolithic Power Systems, Inc.	40	$43,734
BRK-B	Berkshire Hathaway Inc	91	$43,607
LMT	Lockheed Martin Corp	70	$42,307
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	550	$40,502
KMB	Kimberly Clark Corp	400	$38,588
COWZ	Pacer US Cash Cows 100 ETF	612	$38,286
PFG	Principal Financial Group Inc	424	$38,206
NVG	Nuveen AMT-Free Municipal Credit Income Fund	2,936	$36,200
STZ	Constellation Brands, Inc.	200	$30,000
JPM	Jpmorgan Chase & Co	100	$29,416
MRVL	Marvell Technology, Inc.	294	$29,120
MRK	Merck & Co., Inc.	220	$26,463
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

45 tracked positions · $193,664,161 total · filing declares 45 positions · $193,664,008 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
GOOGL	Alphabet Inc. Communication Services	Added	74,285	+969	$26,547,230	+25.9%	7	before history	13.71%
AMZN	Amazon Com Inc Consumer Cyclical	Added	78,295	+2,908	$18,660,830	+18.9%	7	before history	9.64%
MSFT	Microsoft Corp Technology	Added	44,584	+2,296	$16,630,723	+6.2%	7	before history	8.59%
V	Visa Inc. Financial Services	Reduced	42,000	-66	$14,409,780	+13.3%	7	before history	7.44%
SO	Southern Co Utilities	Added	150,547	+7,213	$14,408,853	+4.2%	7	before history	7.44%
LLY	ELI LILLY & Co Healthcare	Added	11,273	+401	$13,521,175	+35.2%	7	before history	6.98%
AAPL	Apple Inc. Technology	Added	29,050	+2,521	$8,405,908	+24.9%	7	before history	4.34%
TXN	Texas Instruments Inc Technology	Added	24,996	+3,633	$7,450,557	+79.6%	2	$213.36	3.85%
CAT	Caterpillar Inc Industrials	Added	6,983	+36	$7,436,196	+51.1%	2	$693.57	3.84%
DUK	Duke Energy CORP Utilities	Added	58,318	+6,177	$7,381,892	+8.1%	2	$125.14	3.81%
MCD	Mcdonalds Corp Consumer Cyclical	Added	21,910	+1,724	$5,922,492	−5.6%	2	$316.08	3.06%
NVDA	Nvidia Corp Technology	Added	27,853	+3,444	$5,573,106	+30.9%	2	$186.20	2.88%
CHD	Church & Dwight Co Inc /De/ Consumer Defensive	Added	54,772	+4,515	$5,306,311	+13.1%	2	$96.08	2.74%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	32,762	+3,465	$4,804,219	+13.5%	2	$150.96	2.48%
META	Meta Platforms, Inc. Communication Services	Added	7,766	+1,299	$4,374,510	+18.2%	2	$635.95	2.26%
UBER	Uber Technologies, Inc Technology	Added	57,215	+8,787	$4,128,634	+18.5%	2	$76.41	2.13%
GD	General Dynamics Corp Industrials	Added	10,977	+1,512	$3,888,492	+19.7%	2	$353.03	2.01%
WM	Waste Management Inc Industrials	Added	11,047	+2,242	$2,462,155	+21.7%	2	$228.28	1.27%
IAU	Ishares Gold Trust	Added	31,832	+3,913	$2,403,634	−2.3%	2	$90.89	1.24%
MA	Mastercard Inc Financial Services	Reduced	3,487	-183	$1,790,923	−2.3%	2	$526.66	0.92%
NEA	Nuveen AMT-Free Quality Municipal Income Fund Financial Services	Reduced	132,325	-220	$1,553,495	+4.4%	7	before history	0.80%
UNH	Unitedhealth Group Inc Healthcare	Added	3,492	+289	$1,451,379	+67.5%	2	$303.84	0.75%
WMT	Walmart Inc. Consumer Defensive	Reduced	12,260	-142	$1,388,567	−9.9%	2	$122.77	0.72%
XOM	ExxonMobil Holdings Corp Energy	Reduced	9,629	-2,095	$1,316,476	−33.8%	2	$145.93	0.68%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	2,403	+1,340	$1,147,600	+219.5%	2	$378.51	0.59%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	3,042	-357	$1,072,852	−4.0%	2	$364.41	0.55%
LOW	Lowes Companies Inc Consumer Cyclical	Added	4,022	+1,625	$886,810	+56.6%	2	$247.19	0.46%
PREF	Principal Spectrum Preferred Securities Active ETF	Added	39,860	+220	$759,731	+1.8%	2	$19.07	0.39%
INTC	Intel Corp Technology	Reduced	5,075	-946	$708,622	+166.7%	2	$45.84	0.37%
MU	Micron Technology Inc Technology	Reduced	605	-16	$698,345	+232.9%	2	$391.72	0.36%
JNJ	Johnson & Johnson Healthcare	Added	2,733	+1,889	$694,100	+236.4%	2	$233.02	0.36%
HOOD	Robinhood Markets, Inc. Financial Services	Added	6,824	+288	$684,310	+51.1%	2	$87.61	0.35%
PTLC	Pacer Trendpilot US Large Cap ETF	Reduced	10,778	-500	$627,926	+6.1%	2	$55.40	0.32%
ADBE	Adobe Inc. Technology	Reduced	2,907	-646	$595,993	−31.0%	2	$277.01	0.31%
SPCX	Space Exploration Technologies Corp Industrials	NEW	3,408	NEW	$582,290	NEW	1	unpriced	0.30%
INTU	Intuit Inc. Technology	Reduced	2,207	-89	$576,027	−42.0%	2	$476.99	0.30%
TSLA	Tesla, Inc. Consumer Cyclical	Added	1,301	+84	$547,200	+20.9%	2	$411.03	0.28%
SCHX	Schwab U.S. Large-Cap ETF	NEW	16,515	NEW	$486,036	NEW	1	$28.56	0.25%
CEG	Constellation Energy Corp Utilities	Reduced	1,649	-153	$409,562	−18.6%	2	$303.90	0.21%
AMD	Advanced Micro Devices Inc Technology	Added	687	+187	$399,085	+292.4%	2	$267.00	0.21%
PNC	Pnc Financial Services Group, Inc. Financial Services	Held	1,600	0	$393,952	+18.3%	7	before history	0.20%
GOOG	Alphabet Inc. Communication Services	Held	890	0	$314,463	+23.2%	2	$314.16	0.16%
YUM	Yum Brands Inc Consumer Cyclical	Held	1,879	0	$300,376	+2.8%	2	$158.37	0.16%
KO	Coca Cola Co Consumer Defensive	Added	3,490	+601	$283,632	+29.1%	2	$76.18	0.15%
ORCL	Oracle Corp Technology	Added	1,895	+772	$277,712	+68.1%	2	$170.16	0.14%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.