J. Derek Lewis & Associates Inc.
Registered adviserCIK
2077884
Location
NEWPORT BEACH, CA
Portfolio Value
Small
$529,238,302
Diversification
Diversified
Filing Date
Global Rank
#3,700
/ 8,818
▲ 96
Top Industry
Consumer Electronics
13.9%
Period ended 4 months ago
Filed Jul 31, 2026 · 3mo
3 quarters · since Dec 2025
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$2,276,577,707
Main clients
Individuals and high net worth
(83% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $2,276,577,707 | Individuals and high net worth (83%) |
| Dec 2024 to Mar 2026 | $1,782,416,346 | Individuals and high net worth (82%) |
| Dec 2023 to Nov 2024 | $1,464,497,399 | Individuals and high net worth (83%) |
| May 2023 to Nov 2023 | $1,255,568,234 | Individuals and high net worth (81%) |
| Jan 2023 to Apr 2023 | $1,255,568,234 | Individuals and high net worth (81%) |
| Dec 2021 to Dec 2022 | $1,379,174,504 | Individuals and high net worth (78%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Concentrated
The top 10 positions are 63.7% of the book (60%+)
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 3.0 quarters (under 4)
Closest benchmark: every 13F filer's combined book, active share 76.4%; sector active share 59.6% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
216 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
17.4%
−2.2 pts
Top 5
45.7%
−1.1 pts
Top 10
63.7%
−0.7 pts
HHI
610
Diversified−62
Portfolio Trend
3 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 72.5% | $383,508,506 |
| Technology | 9.0% | $47,669,589 |
| Consumer Cyclical | 4.5% | $23,953,269 |
| Industrials | 3.3% | $17,310,704 |
| Financial Services | 2.9% | $15,222,298 |
| Healthcare | 2.6% | $13,980,360 |
| Communication Services | 1.7% | $9,105,065 |
| Consumer Defensive | 1.4% | $7,620,688 |
| Energy | 1.1% | $6,006,882 |
| Basic Materials | 0.6% | $3,226,331 |
| Utilities | 0.2% | $1,112,004 |
| Real Estate | 0.1% | $522,606 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CLNE | Clean Energy Fuels Corp. | +463,800 | 1,714,158 | $3,514,023 | |
| GEVO | Gevo, Inc. | +243,000 | 778,000 | $1,167,000 | |
| STKE | SOL Strategies Inc. | +187,280 | 381,280 | $446,097 | |
| SBET | Sharplink, Inc. | +137,250 | 240,250 | $1,153,200 | |
| ABTC | American Bitcoin Corp. | +102,000 | 172,000 | $117,132 | |
| CGBL | Capital Group Core Balanced ETF | +100,252 | 1,337,192 | $50,759,808 | |
| CGDG | Capital Group Dividend Growers ETF | +84,027 | 760,192 | $28,514,801 | |
| CGUS | Capital Group Core Equity ETF | +82,306 | 415,308 | $18,472,899 | |
| EVEX | Eve Holding, Inc. | +73,000 | 122,000 | $306,220 | |
| CGGO | Capital Group Global Growth Equity ETF | +68,270 | 725,248 | $30,699,747 | |
| CGMU | Capital Group Municipal Income ETF | +65,365 | 885,576 | $24,326,772 | |
| CGMS | Capital Group U.S. Multi-Sector Income ETF | +65,080 | 768,767 | $21,010,402 | |
| CGMM | Capital Group U.S. Small and Mid Cap ETF | +55,822 | 281,626 | $9,285,209 | |
| CGDV | Capital Group Dividend Value ETF | +50,828 | 805,749 | $39,707,310 | |
| BLNK | Blink Charging Co. | +50,000 | 86,000 | $55,040 | |
| CGIC | Capital Group International Core Equity ETF | +49,006 | 191,062 | $6,952,746 | |
| EVTL | Vertical Aerospace Ltd. | +48,501 | 81,001 | $140,941 | |
| BMNR | Bitmine Immersion Technologies, Inc. | +48,500 | 136,283 | $1,813,926 | |
| CGCV | Capital Group Conservative Equity ETF | +45,758 | 327,614 | $10,752,291 | |
| CGXU | Capital Group International Focus Equity ETF | +43,706 | 182,935 | $6,333,209 | |
| CGCB | Capital Group Fixed Income ETF Trust | +30,665 | 489,323 | $12,810,476 | |
| CGGR | Capital Group Growth ETF | +30,347 | 544,477 | $25,699,314 | |
| UPXI | Upexi, Inc. | +28,000 | 125,000 | $98,000 | |
| LUMN | Lumen Technologies, Inc. | +26,399 | 36,399 | $279,544 | |
| EOSE | Eos Energy Enterprises, Inc. | +24,300 | 44,000 | $258,720 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| NAKA | Nakamoto Inc. | −214,050 | 14,950 | $59,052 | |
| SRFM | Surf Air Mobility Inc. | −172,000 | 121,000 | $140,360 | |
| AMTX | Aemetis, Inc | −76,351 | 125,000 | $205,000 | |
| HAIN | Hain Celestial Group Inc | −62,000 | 24,000 | $13,440 | |
| BTBT | Bit Digital, Inc | −40,000 | 244,000 | $439,200 | |
| BAC | Bank Of America Corp | −18,392 | 5,618 | $320,113 | |
| LAC | Lithium Americas Corp. | −14,000 | 11,000 | $42,350 | |
| FGC | FG Communities Holdings Inc. | −13,000 | 11,200 | $57,904 | |
| OPAL | OPAL Fuels Inc. | −11,500 | 248,500 | $546,700 | |
| STLA | Stellantis N.V. | −10,000 | 16,500 | $94,710 | |
| BLDP | Ballard Power Systems Inc. | −9,000 | 42,000 | $163,380 | |
| FRMM | FORUM MARKETS Inc | −6,900 | 22,100 | $120,003 | |
| KEEL | Keel Infrastructure Corp. | −6,000 | 14,428 | $82,816 | |
| SFM | Sprouts Farmers Market, Inc. | −3,650 | 4,200 | $355,236 | |
| DFAI | Dimensional International Core Equity Market ETF | −2,710 | 38,840 | $1,602,150 | |
| HON | Honeywell International Inc | −1,785 | 5,081 | $1,137,635 | |
| CGSM | Capital Group Short Duration Municipal Income ETF | −1,750 | 9,935 | $262,134 | |
| UPS | United Parcel Service Inc | −1,689 | 2,159 | $232,092 | |
| SCHG | Schwab U.S. Large-Cap Growth ETF | −1,660 | 98,023 | $3,317,098 | |
| JOBY | Joby Aviation, Inc. | −1,400 | 13,300 | $118,636 | |
| EIX | Edison International | −1,200 | 9,879 | $735,491 | |
| MSFT | Microsoft Corp | −1,045 | 14,689 | $5,479,290 | |
| EVGO | EVgo Inc. | −1,000 | 42,000 | $80,220 | |
| PYXS | Pyxis Oncology, Inc. | −1,000 | 42,000 | $126,420 | |
| CGSD | Capital Group Short Duration Income ETF | −989 | 17,796 | $457,891 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HONA | Honeywell Aerospace Inc. | 5,081 | $1,123,307 | |
| CSCO | Cisco Systems, Inc. | 3,627 | $426,027 | |
| XXI | Twenty One Capital, Inc. | 80,210 | $397,039 | |
| INTC | Intel Corp | 2,648 | $369,740 | |
| RKLB | Rocket Lab Corp | 3,348 | $340,324 | |
| WDC | Western Digital Corp | 493 | $314,888 | |
| SNDK | Sandisk Corp | 138 | $313,774 | |
| BE | Bloom Energy Corp | 975 | $295,132 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | 1,392 | $265,203 | |
| SOLS | Solstice Advanced Materials Inc. | 2,809 | $248,877 | |
| BETA | BETA Technologies, Inc. | 14,600 | $244,550 | |
| URI | United Rentals, Inc. | 211 | $239,039 | |
| DIA | Spdr Dow Jones Industrial Average ETF Trust | 447 | $233,508 | |
| — | 2,877 | $232,519 | ||
| XLI | State Street(R) Industrial Select Sector SPDR(R) ETF | 1,228 | $227,462 | |
| ASTS | AST SpaceMobile, Inc. | 2,550 | $226,593 | |
| RWJ | Invesco Ltd. | 3,531 | $210,094 | |
| WPM | Wheaton Precious Metals Corp. | 1,850 | $207,792 | |
| DFIC | Dimensional International Core Equity 2 ETF | 5,511 | $205,339 | |
| CAH | Cardinal Health Inc | 862 | $204,776 | |
| AMAT | Applied Materials Inc | 279 | $201,717 | |
| METC | Ramaco Resources, Inc. | 13,800 | $182,574 | |
| DFDV | DeFi Development Corp. | 52,000 | $152,880 | |
| ORBS | Eightco Holdings Inc. | 160,000 | $111,360 | |
| HOVR | New Horizon Aircraft Ltd. | 25,100 | $49,447 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
21 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| BLSH | Bullish | 14,000 | $500,220 | |
| FIG | Figma, Inc. | 20,300 | $429,142 | |
| TLT | iShares 20+ Year Treasury Bond ETF | 4,650 | $403,108 | |
| METCB | Ramaco Resources, Inc. | 33,990 | $342,588 | |
| BBD | Bank Bradesco | 76,100 | $277,765 | |
| UP | Wheels Up Experience Inc. | 482,965 | $249,692 | |
| LMT | Lockheed Martin Corp | 410 | $247,799 | |
| T | At&T Inc. | 7,346 | $212,960 | |
| COP | Conocophillips | 1,569 | $207,108 | |
| ACHR | Archer Aviation Inc. | 39,200 | $202,664 | |
| ACM | Aecom | 2,387 | $202,465 | |
| LOW | Lowes Companies Inc | 856 | $202,255 | |
| HE | Hawaiian Electric Industries Inc | 11,500 | $170,660 | |
| — | 10,179 | $145,763 | ||
| NVTS | Navitas Semiconductor Corp | 13,500 | $118,395 | |
| EU | enCore Energy Corp. | 53,000 | $95,400 | |
| SLMT | Brera Holdings PLC | 79,000 | $61,936 | |
| DFLI | Dragonfly Energy Holdings Corp. | 29,100 | $50,634 | |
| TDTH | Trident Digital Tech Holdings Ltd | 164,192 | $31,360 | |
| SQNS | Sequans Communications | 12,100 | $30,613 | |
| CAN | Canaan Inc. | 62,500 | $27,000 | |
| No positions match the current search. | ||||
216 tracked positions ·
$529,238,302 total
· filing declares
216 positions · $529,245,023
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 216 positions by value
· page 1 of 5
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| CGBL |
Capital Group Core Balanced ETF
|
Added | 1,337,192 | $50,759,808 | 9.59% | |
| CGDV |
Capital Group Dividend Value ETF
|
Added | 805,749 | $39,707,310 | 7.50% | |
| CGGO |
Capital Group Global Growth Equity ETF
|
Added | 725,248 | $30,699,747 | 5.80% | |
| CGDG |
Capital Group Dividend Growers ETF
|
Added | 760,192 | $28,514,801 | 5.39% | |
| CGGR |
Capital Group Growth ETF
|
Added | 544,477 | $25,699,314 | 4.86% | |
| CGMU |
Capital Group Municipal Income ETF
|
Added | 885,576 | $24,326,772 | 4.60% | |
| CGMS |
Capital Group U.S. Multi-Sector Income ETF
|
Added | 768,767 | $21,010,402 | 3.97% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 69,855 | $20,213,242 | 3.82% | |
| CGUS |
Capital Group Core Equity ETF
|
Added | 415,308 | $18,472,899 | 3.49% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 40,130 | $16,878,678 | 3.19% | |
| CGHM |
Capital Group Municipal High-Income ETF
|
Reduced | 580,244 | $14,999,307 | 2.83% | |
| CGCP |
Capital Group Core Plus Income ETF
|
Added | 672,597 | $14,992,187 | 2.83% | |
| CGCB |
Capital Group Fixed Income ETF Trust
|
Added | 489,323 | $12,810,476 | 2.42% | |
| CGCV |
Capital Group Conservative Equity ETF
|
Added | 327,614 | $10,752,291 | 2.03% | |
| CGMM |
Capital Group U.S. Small and Mid Cap ETF
|
Added | 281,626 | $9,285,209 | 1.75% | |
| CGIC |
Capital Group International Core Equity ETF
|
Added | 191,062 | $6,952,746 | 1.31% | |
| CGXU |
Capital Group International Focus Equity ETF
|
Added | 182,935 | $6,333,209 | 1.20% | |
| CGNG |
Capital Group New Geography Equity ETF
|
Added | 146,573 | $5,490,624 | 1.04% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 14,689 | $5,479,290 | 1.04% | |
| SCHA |
Schwab U.S. Small-Cap ETF
|
Added | 150,788 | $5,447,970 | 1.03% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 25,942 | $5,190,734 | 0.98% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 13,599 | $4,859,874 | 0.92% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 18,944 | $4,767,068 | 0.90% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 11,568 | $4,369,812 | 0.83% | |
| HYLN |
Hyliion Holdings Corp.
Industrials
|
Added | 833,400 | $4,342,014 | 0.82% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Reduced | 4,369 | $4,087,068 | 0.77% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 5,216 | $3,582,400 | 0.68% | |
| CLNE |
Clean Energy Fuels Corp.
Energy
|
Added | 1,714,158 | $3,514,023 | 0.66% | |
| SCHG |
Schwab U.S. Large-Cap Growth ETF
|
Reduced | 98,023 | $3,317,098 | 0.63% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 13,706 | $3,266,688 | 0.62% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 4,337 | $3,238,741 | 0.61% | |
| CGHY |
Capital Group High Yield Bond ETF
|
Added | 113,917 | $2,885,517 | 0.55% | |
| CGIE |
Capital Group International Equity ETF
|
Added | 71,032 | $2,612,556 | 0.49% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 5,061 | $2,532,473 | 0.48% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 3,054 | $2,248,965 | 0.42% | |
| CRCL |
Circle Internet Group, Inc.
Financial Services
|
Added | 33,022 | $2,068,167 | 0.39% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 5,827 | $2,058,853 | 0.39% | |
| ISRG |
Intuitive Surgical Inc
Healthcare
|
Held | 4,999 | $1,988,002 | 0.38% | |
| ACWI |
iShares MSCI ACWI ETF
|
Added | 11,938 | $1,873,907 | 0.35% | |
| MSTR |
Strategy Inc
Technology
|
Added | 21,328 | $1,854,043 | 0.35% | |
| BMNR |
Bitmine Immersion Technologies, Inc.
Financial Services
|
Added | 136,283 | $1,813,926 | 0.34% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 8,064 | $1,757,387 | 0.33% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Added | 53,453 | $1,694,994 | 0.32% | |
| MU |
Micron Technology Inc
Technology
|
Added | 1,428 | $1,648,326 | 0.31% | |
| RWK |
Invesco Ltd.
Financial Services
|
Reduced | 10,968 | $1,604,179 | 0.30% | |
| DFAI |
Dimensional International Core Equity Market ETF
|
Reduced | 38,840 | $1,602,150 | 0.30% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 4,305 | $1,518,287 | 0.29% | |
| ABT |
Abbott Laboratories
Healthcare
|
Reduced | 15,572 | $1,413,003 | 0.27% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 1,137 | $1,363,752 | 0.26% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 4,030 | $1,319,139 | 0.25% |
Showing the top 50 of 216 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.