Align Financial, LLC

CIK

2089183

Location

HERMANTOWN, MN

Portfolio Value

Small $204,548,034

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,555 / 8,818 ▼ 64 · as of Jun 2026

Top Industry

Internet Content & Information 25.0%

Period ended 28 days ago

Filed Oct 16, 2026 · 12d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 83.7% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 80.0%; sector active share 75.5% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

649 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

44.5%

−1.8 pts

Top 5

76.3%

−0.2 pts

Top 10

85.1%

+1.4 pts

HHI

2,331

Moderately concentrated−118

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	87.1%	$178,200,395	146
Technology	4.7%	$9,536,045	80
Communication Services	3.3%	$6,768,523	47
Financial Services	1.5%	$3,099,350	79
Consumer Cyclical	1.2%	$2,517,579	55
Healthcare	0.7%	$1,443,862	62
Energy	0.4%	$909,596	17
Industrials	0.4%	$887,279	83
Consumer Defensive	0.4%	$887,093	25
Utilities	0.1%	$217,951	17
Basic Materials	0.0%	$57,115	17
Real Estate	0.0%	$23,246	21

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FBND	Fidelity Total Bond ETF	+62,065	134,736	$5,834,068
BYLD	iShares Yield Optimized Bond ETF	+32,201	33,217	$715,494
GOOG	Alphabet Inc.	+11,794	13,364	$4,553,649
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+10,710	20,546	$7,689,135
FBCG	Fidelity Covington Trust	+8,829	287,093	$18,147,148
AVGE	Avantis All Equity Markets ETF	+3,983	52,449	$5,157,834
AVIG	Avantis Core Fixed Income ETF	+3,536	366,727	$14,445,376
SCHF	Schwab International Equity ETF	+2,941	6,924	$190,202
SCHX	Schwab U.S. Large-Cap ETF	+2,677	3,526	$105,780
SMMD	iShares Russell 2500 ETF	+2,484	6,897	$589,831
VTV	VANGUARD VALUE INDEX FUND	+1,846	57,813	$12,492,233
JHMM	John Hancock Multifactor Mid Cap ETF	+1,621	6,630	$474,045
IBM	International Business Machines Corp	+738	845	$185,840
AVDE	Avantis International Equity ETF	+698	175,768	$15,838,454
IEMG	iShares Trust	+547	899	$0
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+546	38,746	$1,835,010
ORCL	Oracle Corp	+542	809	$111,075
SCHA	Schwab U.S. Small-Cap ETF	+502	996	$32,499
VEA	Vanguard FTSE Developed Markets ETF	+240	25,834	$1,824,138
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+195	9,971	$591,380
AVUS	Avantis U.S. Equity ETF	+175	344,215	$44,090,499
GOOGL	Alphabet Inc.	+120	3,525	$1,212,882
F	Ford Motor Co	+114	2,301	$27,750
T	At&T Inc.	+70	5,351	$130,564
MSFT	Microsoft Corp	+66	1,543	$791,404
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IUSB	iShares Core Universal USD Bond ETF	−41,605	31,570	$1,391,921
HBAN	Huntington Bancshares Inc	−5,869	4,326	$66,014
AVMU	Avantis Core Municipal Fixed Income ETF	−5,227	55,028	$2,350,796
INTC	Intel Corp	−4,553	3,143	$377,882
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−2,293	37,920	$2,660,088
VUG	VANGUARD GROWTH INDEX FUND	−1,116	9,570	$862,352
—		−777	1,273	$0
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	−452	452	$50,158
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−448	956	$187,137
AAPL	Apple Inc.	−433	13,271	$4,419,508
IDHQ	Invesco Ltd.	−411	24,443	$0
TSLA	Tesla, Inc.	−334	221	$78,413
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	−305	588	$99,030
PAYC	Paycom Software, Inc.	−300	720	$156,708
MRK	Merck & Co., Inc.	−271	336	$48,824
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−271	229	$38,238
AVEM	Avantis Emerging Markets Equity ETF	−231	95,191	$8,949,857
LRCX	Lam Research Corp	−216	244	$80,156
SPY	Spdr S&P 500 ETF Trust	−198	1,542	$1,175,975
LOW	Lowes Companies Inc	−140	427	$78,691
AMZN	Amazon Com Inc	−132	7,155	$1,782,668
FIVA	Fidelity International Value Factor ETF	−116	27,970	$1,064,258
VB	Vanguard Index Funds	−106	17,715	$5,039,740
QQQ	Invesco Qqq Trust, Series 1	−100	1,906	$1,410,001
JPM	Jpmorgan Chase & Co	−95	539	$178,317
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
IWB	iShares Russell 1000 ETF	1,780	$740,711
SCHO	Schwab Short-Term U.S. Treasury ETF	27,166	$648,180
VTEC	Vanguard California Tax-Exempt Bond ETF	4,955	$467,157
CMF	iShares California Muni Bond ETF	4,066	$220,051
DFSD	Dimensional Short-Duration Fixed Income ETF	2,574	$119,618
DFCF	Dimensional Core Fixed Income ETF	2,934	$117,712
AVMC	Avantis U.S. Mid Cap Equity ETF	1,425	$108,627
FNDX	Schwab Fundamental U.S. Large Company ETF	2,266	$71,311
FNDF	Schwab Fundamental International Equity ETF	1,083	$58,211
FNDE	Schwab Fundamental Emerging Markets Equity ETF	1,061	$44,424
QXO	QXO, Inc.	3,695	$43,194
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	617	$31,935
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	1,133	$28,132
SCYB	Schwab High Yield Bond ETF	1,097	$27,688
SCHP	Schwab U.S. TIPS ETF	1,087	$27,316
FNDA	Schwab Strategic Trust	759	$26,565
SCHG	Schwab U.S. Large-Cap Growth ETF	732	$26,300
VV	VANGUARD LARGE-CAP INDEX FUND	45	$15,833
DFIC	Dimensional International Core Equity 2 ETF	400	$15,044
SCHH	Schwab U.S. REIT ETF	680	$14,987
SCHD	Schwab U.S. Dividend Equity ETF	441	$14,345
HAUZ	Xtrackers International Real Estate ETF	622	$13,205
MET	Metlife Inc	80	$7,532
BAC	Bank Of America Corp	68	$3,701
SNDK	Sandisk Corp	2	$3,479
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
DFAC	Dimensional U.S. Core Equity 2 ETF	45,580	$2,021,928
DFAT	Dimensional U.S. Targeted Value ETF	3,342	$233,605
DFAS	Dimensional U.S. Small Cap ETF	17,597	$144,877
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	1,059	$82,506
STZ	Constellation Brands, Inc.	500	$69,545
—		578	$48,014
OXY	Occidental Petroleum Corp	939	$45,607
SE	Sea Ltd	178	$17,057
TTD	Trade Desk, Inc.	920	$16,633
ITUB	Itau Unibanco Holding S.A.	74	$604
VALE	Vale S.A.	32	$481
—		9	$299
—		3	$99
SKYD	Skydance Corp	4	$78
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

649 tracked positions · $204,548,034 total · filing declares 653 positions · $209,862,296 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 649 positions by value · page 1 of 13

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AVUS	Avantis U.S. Equity ETF	Added	344,215	+175	$44,090,499	+0.1%	21.56%
FBCG	Fidelity Covington Trust	Added	287,093	+8,829	$18,147,148	+5.0%	8.87%
AVDE	Avantis International Equity ETF	Added	175,768	+698	$15,838,454	+1.4%	7.74%
AVIG	Avantis Core Fixed Income ETF	Added	366,727	+3,536	$14,445,376	−4.0%	7.06%
VTV	VANGUARD VALUE INDEX FUND	Added	57,813	+1,846	$12,492,233	+2.4%	6.11%
AVEM	Avantis Emerging Markets Equity ETF	Reduced	95,191	-231	$8,949,857	−2.8%	4.38%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	20,546	+10,710	$7,689,135	+111.3%	3.76%
FBND	Fidelity Total Bond ETF	Added	134,736	+62,065	$5,834,068	+76.5%	2.85%
AVGE	Avantis All Equity Markets ETF	Added	52,449	+3,983	$5,157,834	+7.4%	2.52%
VB	Vanguard Index Funds	Reduced	17,715	-106	$5,039,740	−6.7%	2.46%
GOOG	Alphabet Inc. Communication Services	Added	13,364	+11,794	$4,553,649	+720.9%	2.23%
AAPL	Apple Inc. Technology	Reduced	13,271	-433	$4,419,508	+11.5%	2.16%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	37,920	-2,293	$2,660,088	−9.9%	1.30%
DFUS	Dimensional U.S. Equity Market ETF	Held	31,015	0	$2,575,175	+1.3%	1.26%
AVMU	Avantis Core Municipal Fixed Income ETF	Reduced	55,028	-5,227	$2,350,796	−16.3%	1.15%
NVDA	Nvidia Corp Technology	Reduced	10,125	-35	$2,312,347	+13.7%	1.13%
VOO	VANGUARD 500 INDEX FUND	Reduced	3,041	-89	$2,131,315	−0.9%	1.04%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	38,746	+546	$1,835,010	−5.0%	0.90%
VEA	Vanguard FTSE Developed Markets ETF	Added	25,834	+240	$1,824,138	+0.0%	0.89%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	7,155	-132	$1,782,668	+2.6%	0.87%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,906	-100	$1,410,001	−4.6%	0.69%
IUSB	iShares Core Universal USD Bond ETF	Reduced	31,570	-41,605	$1,391,921	−58.8%	0.68%
IVV	iShares Core S&P 500 ETF	Held	1,635	0	$1,252,164	+2.3%	0.61%
GOOGL	Alphabet Inc. Communication Services	Added	3,525	+120	$1,212,882	−0.3%	0.59%
SPY	Spdr S&P 500 ETF Trust	Reduced	1,542	-198	$1,175,975	−9.5%	0.57%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Held	11,326	0	$1,145,398	+3.0%	0.56%
FIVA	Fidelity International Value Factor ETF	Reduced	27,970	-116	$1,064,258	−1.6%	0.52%
V	Visa Inc. Financial Services	Added	2,890	+15	$1,038,463	+5.3%	0.51%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	9,570	-1,116	$862,352	−6.3%	0.42%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Held	4,880	0	$811,446	+1.2%	0.40%
META	Meta Platforms, Inc. Communication Services	Added	1,107	+7	$802,774	+29.6%	0.39%
MSFT	Microsoft Corp Technology	Added	1,543	+66	$791,404	+43.6%	0.39%
IWB	iShares Russell 1000 ETF	NEW	1,780	NEW	$740,711	NEW	0.36%
BYLD	iShares Yield Optimized Bond ETF	Added	33,217	+32,201	$715,494	+3009.2%	0.35%
SCHO	Schwab Short-Term U.S. Treasury ETF	NEW	27,166	NEW	$648,180	NEW	0.32%
XOM	ExxonMobil Holdings Corp Energy	Added	3,938	+42	$640,909	+20.3%	0.31%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	9,971	+195	$591,380	+1.3%	0.29%
SMMD	iShares Russell 2500 ETF	Added	6,897	+2,484	$589,831	+45.9%	0.29%
ONEQ	Fidelity Nasdaq Composite Index ETF	Held	5,342	0	$565,397	+2.5%	0.28%
PXF	Invesco RAFI Developed Markets ex-U.S. ETF	Held	6,613	0	$504,108	+0.8%	0.25%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	2,173	-5	$502,028	−5.1%	0.25%
IWF	iShares Russell 1000 Growth ETF	Held	3,984	0	$499,035	+0.9%	0.24%
JHMM	John Hancock Multifactor Mid Cap ETF	Added	6,630	+1,621	$474,045	+26.3%	0.23%
VTEC	Vanguard California Tax-Exempt Bond ETF	NEW	4,955	NEW	$467,157	NEW	0.23%
IVW	iShares S&P 500 Growth ETF	Held	3,237	0	$460,495	+3.4%	0.23%
SCHB	Schwab U.S. Broad Market ETF	Held	14,030	0	$411,219	+1.2%	0.20%
IWD	iShares Russell 1000 Value ETF	Held	1,626	0	$403,134	+2.3%	0.20%
FMAO	Farmers & Merchants Bancorp Inc Financial Services	Held	11,200	0	$387,744	+13.2%	0.19%
INTC	Intel Corp Technology	Reduced	3,143	-4,553	$377,882	−64.8%	0.18%
LLY	ELI LILLY & Co Healthcare	Reduced	324	-19	$374,893	−8.9%	0.18%

Showing the top 50 of 649 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.