Prota Financial, LLC

CIK

2126257

Location

HOUSTON, TX

Portfolio Value

Small $115,086,143

Diversification

Diversified

Filing Date

Global Rank

#7,347 / 8,811 ▼ 96 · as of Jun 2026

Top Industry

Asset Management 34.9%

Period ended 21 days ago

Filed Oct 8, 2026 · 13d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 66.0% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.6 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 85.0%; sector active share 63.6% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

68 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

19.5%

+5.0 pts

Top 5

46.5%

−0.2 pts

Top 10

71.2%

+5.2 pts

HHI

749

Diversified+122

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	67.1%	$77,242,949	18
Financial Services	14.3%	$16,401,579	15
Technology	8.3%	$9,554,578	15
Industrials	3.6%	$4,141,874	7
Consumer Defensive	2.6%	$2,989,226	5
Healthcare	1.7%	$1,958,554	3
Consumer Cyclical	1.1%	$1,259,134	2
Communication Services	0.8%	$972,026	1
Energy	0.5%	$566,223	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
OBDC	Blue Owl Capital Corp	+23,975	549,167	$5,760,761
SCHE	Schwab Emerging Markets Equity ETF	+12,173	152,541	$5,560,119
SCHF	Schwab International Equity ETF	+10,489	273,223	$7,505,435
LVHI	Franklin International Low Volatility High Dividend Index ETF	+9,834	131,526	$5,485,949
SPHQ	Invesco S&P 500 Quality ETF	+5,337	63,061	$5,302,168
BXSL	Blackstone Secured Lending Fund	+4,646	245,238	$5,880,807
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+4,061	204,358	$12,518,971
SPMO	Invesco Ltd.	+3,947	24,646	$0
SPYI	NEOS S&P 500(R) High Income ETF	+2,395	109,917	$5,844,286
IDV	iShares International Select Dividend ETF	+2,195	132,574	$0
QQQM	Invesco Ltd.	+2,053	39,914	$0
DGRO	iShares Core Dividend Growth ETF	+1,853	115,968	$0
AMLP	Alerian MLP ETF	+1,813	103,612	$5,374,354
DIVO	Amplify CWP Enhanced Dividend Income ETF	+1,423	135,192	$6,285,076
JEPI	JPMorgan Equity Premium Income ETF	+1,271	6,260	$351,937
GPIX	Goldman Sachs S&P 500 Premium Income ETF	+1,265	105,471	$5,888,445
XMHQ	Victory Portfolios II	+1,027	50,064	$0
KLAC	Kla Corp	+238	3,481	$678,551
OTF	Blue Owl Technology Finance Corp.	+214	88,056	$863,829
TJX	Tjx Companies Inc /De/	+172	4,114	$544,323
ADBE	Adobe Inc.	+154	2,563	$614,966
OWL	Blue Owl Capital Inc.	+147	16,076	$146,130
PEP	Pepsico Inc	+58	4,372	$554,019
GOOGL	Alphabet Inc.	+29	2,825	$972,026
GEV	GE Vernova Inc.	+18	673	$639,679
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHG	Schwab U.S. Large-Cap Growth ETF	−6,876	259,759	$9,333,140
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−1,368	4,000	$246,000
DIVI	Franklin International Core Dividend Tilt Index ETF	−1,316	33,416	$1,425,526
COWZ	Pacer US Cash Cows 100 ETF	−392	88,581	$5,913,667
INTC	Intel Corp	−304	3,246	$390,266
CRM	Salesforce, Inc.	−233	3,079	$706,846
CSCO	Cisco Systems, Inc.	−217	3,984	$428,797
MRK	Merck & Co., Inc.	−168	6,085	$884,211
KO	Coca Cola Co	−155	8,194	$705,339
FSK	FS KKR Capital Corp	−145	11,488	$126,253
AMAT	Applied Materials Inc /De	−107	1,410	$721,045
ADP	Automatic Data Processing Inc	−88	2,770	$714,826
BRK-B	Berkshire Hathaway Inc	−64	1,503	$748,418
AAPL	Apple Inc.	−64	5,088	$1,694,405
LRCX	Lam Research Corp	−51	2,171	$713,195
XOM	ExxonMobil Holdings Corp	−48	2,096	$341,124
V	Visa Inc.	−42	2,133	$766,450
GE	General Electric Co	−41	2,118	$661,430
INTU	Intuit Inc.	−38	2,049	$564,929
QCOM	Qualcomm Inc/De	−37	1,232	$226,737
AMZN	Amazon Com Inc	−32	2,869	$714,811
BX	Blackstone Inc.	−31	2,061	$231,017
GILD	Gilead Sciences, Inc.	−27	4,793	$714,396
ABBV	AbbVie Inc.	−22	1,376	$359,947
PGR	Progressive Corp/Oh/	−21	2,823	$585,236
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
JPST	JPMorgan Ultra-Short Income ETF	4,127	$207,876
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
NVDA	Nvidia Corp	1,174	$234,905
TSM	Taiwan Semiconductor Manufacturing Co Ltd	455	$217,294
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

68 tracked positions · $115,086,143 total · filing declares 69 positions · $156,511,728 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 68 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	204,358	+4,061	$12,518,971	+1.7%	10.88%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	259,759	-6,876	$9,333,140	+3.4%	8.11%
SCHF	Schwab International Equity ETF	Added	273,223	+10,489	$7,505,435	+3.1%	6.52%
DIVO	Amplify CWP Enhanced Dividend Income ETF	Added	135,192	+1,423	$6,285,076	+2.8%	5.46%
COWZ	Pacer US Cash Cows 100 ETF	Reduced	88,581	-392	$5,913,667	+6.9%	5.14%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Added	105,471	+1,265	$5,888,445	+1.7%	5.12%
BXSL	Blackstone Secured Lending Fund Financial Services	Added	245,238	+4,646	$5,880,807	+3.1%	5.11%
SPYI	NEOS S&P 500(R) High Income ETF	Added	109,917	+2,395	$5,844,286	+2.4%	5.08%
OBDC	Blue Owl Capital Corp Financial Services	Added	549,167	+23,975	$5,760,761	+0.9%	5.01%
SCHE	Schwab Emerging Markets Equity ETF	Added	152,541	+12,173	$5,560,119	+9.2%	4.83%
LVHI	Franklin International Low Volatility High Dividend Index ETF	Added	131,526	+9,834	$5,485,949	+11.1%	4.77%
AMLP	Alerian MLP ETF	Added	103,612	+1,813	$5,374,354	+1.8%	4.67%
SPHQ	Invesco S&P 500 Quality ETF	Added	63,061	+5,337	$5,302,168	+1.9%	4.61%
AAPL	Apple Inc. Technology	Reduced	5,088	-64	$1,694,405	+13.7%	1.47%
DIVI	Franklin International Core Dividend Tilt Index ETF	Reduced	33,416	-1,316	$1,425,526	−3.9%	1.24%
GOOGL	Alphabet Inc. Communication Services	Added	2,825	+29	$972,026	−2.7%	0.84%
MRK	Merck & Co., Inc. Healthcare	Reduced	6,085	-168	$884,211	+10.0%	0.77%
OTF	Blue Owl Technology Finance Corp. Financial Services	Added	88,056	+214	$863,829	−5.0%	0.75%
V	Visa Inc. Financial Services	Reduced	2,133	-42	$766,450	+2.7%	0.67%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	1,503	-64	$748,418	−4.6%	0.65%
AMAT	Applied Materials Inc /De Technology	Reduced	1,410	-107	$721,045	−34.3%	0.63%
ADP	Automatic Data Processing Inc Technology	Reduced	2,770	-88	$714,826	+11.7%	0.62%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	2,869	-32	$714,811	+3.4%	0.62%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	4,793	-27	$714,396	+17.3%	0.62%
LRCX	Lam Research Corp Technology	Reduced	2,171	-51	$713,195	−25.9%	0.62%
CRM	Salesforce, Inc. Technology	Reduced	3,079	-233	$706,846	+36.2%	0.61%
KO	Coca Cola Co Consumer Defensive	Reduced	8,194	-155	$705,339	+4.0%	0.61%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	4,696	-19	$682,234	−1.3%	0.59%
KLAC	Kla Corp Technology	Added	3,481	+238	$678,551	−30.7%	0.59%
MMM	3M Co Industrials	Reduced	4,068	-9	$667,762	+1.2%	0.58%
ETN	Eaton Corp plc Industrials	Reduced	1,546	-6	$664,331	+0.5%	0.58%
CAT	Caterpillar Inc Industrials	Reduced	818	-4	$663,226	−24.2%	0.58%
GE	General Electric Co Industrials	Reduced	2,118	-41	$661,430	−18.0%	0.57%
GEV	GE Vernova Inc. Industrials	Added	673	+18	$639,679	−16.9%	0.56%
MA	Mastercard Inc Financial Services	Reduced	1,139	-1	$628,124	+7.3%	0.55%
MSI	Motorola Solutions, Inc. Technology	Reduced	1,405	-12	$626,587	+6.5%	0.54%
ASML	Asml Holding NV Technology	Held	344	0	$623,214	−8.9%	0.54%
ADBE	Adobe Inc. Technology	Added	2,563	+154	$614,966	+24.5%	0.53%
LMT	Lockheed Martin Corp Industrials	Reduced	1,191	-13	$606,516	−1.1%	0.53%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	666	+8	$606,286	−1.5%	0.53%
PGR	Progressive Corp/Oh/ Financial Services	Reduced	2,823	-21	$585,236	−5.8%	0.51%
MSFT	Microsoft Corp Technology	Added	1,114	+10	$571,370	+38.7%	0.50%
INTU	Intuit Inc. Technology	Reduced	2,049	-38	$564,929	+3.7%	0.49%
PEP	Pepsico Inc Consumer Defensive	Added	4,372	+58	$554,019	−5.2%	0.48%
TJX	Tjx Companies Inc /De/ Consumer Cyclical	Added	4,114	+172	$544,323	−8.9%	0.47%
JPM	Jpmorgan Chase & Co Financial Services	Held	1,451	0	$480,034	+1.1%	0.42%
WMT	Walmart Inc. Consumer Defensive	Added	4,247	+5	$441,348	−8.1%	0.38%
CSCO	Cisco Systems, Inc. Technology	Reduced	3,984	-217	$428,797	−13.1%	0.37%
INTC	Intel Corp Technology	Reduced	3,246	-304	$390,266	−21.3%	0.34%
ABBV	AbbVie Inc. Healthcare	Reduced	1,376	-22	$359,947	+2.3%	0.31%

Showing the top 50 of 68 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.