OFS · OFS Capital Corp · Holdings

$3.55 +0.07 (+2.01%)

Market Cap

$48.10M

13.40M

Volume · Oct 5 63.69K Avg daily vol (3M) 61.32K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 25

Total Value: $2,273,942

Total Shares: 639,285

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 25 13F filers · Δ vs Mar 31, 2026

Top Holder

16.7%

+3.6 pts

Top 5

62.7%

+15.6 pts

Top 10

86.2%

+11.4 pts

HHI

995

Broadly held+314

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -8

Institutional value: -23.9%

Shares held: -23.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Small Concorde Asset Management, LLC	+15,450	33,550

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large O'SHAUGHNESSY ASSET MANAGEMENT, LLC	−26,355	34,826
Mega UBS Group AG	−20,378	1,382
Mega MORGAN STANLEY	−12,001	27,562
Mid INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	−11,301	98,647
Mid Arkadios Wealth Advisors	−9,002	26,786

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Callodine Capital Management, LP	107,346	$380,004
Mid Curi Capital, LLC	65,000	$230,100
Mega CITADEL ADVISORS LLC	28,000	$99,120

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega MARSHALL WACE, LLP	75,111	$266,643
Small Bulldog Investors, LLP	57,639	$204,618
Large Squarepoint Ops LLC	50,322	$178,643
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	49,499	$175,721
Mega TWO SIGMA INVESTMENTS, LP	44,006	$156,221

Filter: New 3 Increased 1 Reduced 11 Sold out 11 Unchanged 10

Showing 26 of 26

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Callodine Capital Management, LP

$380,004

16.71%

107,346

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$349,210

15.36%

98,647

Virtus Investment Advisers, LLC

$319,269

14.04%

90,189

Curi Capital, LLC

$230,100

10.12%

65,000

Vident Advisory, LLC

$147,901

6.50%

41,780

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$123,284

5.42%

34,826

Concorde Asset Management, LLC

$118,767

5.22%

33,550

MORGAN STANLEY

$97,569

4.29%

27,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	27,562	$97,569	100.0%	Defined

Arkadios Wealth Advisors

$94,822

4.17%

26,786

SOA Wealth Advisors, LLC.

$69,638

3.06%

19,672

CITADEL ADVISORS LLC

$59,118

2.60%

16,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	16,700	$59,118	100.0%	Defined

&PARTNERS

$47,790

2.10%

13,500

Prota Financial, LLC

$45,843

2.02%

12,950

Sanctuary Advisors, LLC

$42,841

1.88%

12,102

Janney Montgomery Scott LLC

$41,595

1.83%

11,750

CITADEL ADVISORS LLC

$40,002

1.76%

11,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	11,300	$40,002	100.0%	Defined

ROYAL BANK OF CANADA

$26,550

1.17%

7,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	7,500	$26,550	100.0%	Defined

FNY Investment Advisers, LLC OFSSO

$12,650

0.56%

500

LGT Financial Advisors LLC

$10,920

0.48%

3,085

UBS Group AG

$4,892

0.22%

1,382

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,000	$3,540	72.4%	Defined
UBS AG	2	$7	0.1%	Defined
UBS Securities LLC	380	$1,345	27.5%	Defined

OSAIC HOLDINGS, INC.

$3,915

0.17%

1,106

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,106	$3,915	100.0%	Defined

NBC SECURITIES, INC.

$2,863

0.13%

809

SIMPLEX TRADING, LLC

$2,619

0.12%

740

Triumph Capital Management

$1,770

0.08%

500

Caitong International Asset Management Co., Ltd

$10

0.00%

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	75,111	$266,643	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	50,322	$178,643	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	26,200	$93,010	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	23,299	$82,711	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	16,641	$59,075	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1	$3	100.0%	Defined

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