OFS · OFS Capital Corp

$3.58 -0.01 (-0.28%) At close · Aug 20

Market Cap

$48.10M

13.40M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 24

Total Value: $2,261,292

Total Shares: 638,785

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 24 13F filers · Δ vs Mar 31, 2026

Top Holder

16.8%

+3.7 pts

Top 5

63.1%

+16.0 pts

Top 10

86.7%

+11.9 pts

HHI

1,006

Broadly held+325

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -9

Institutional value: -24.3%

Shares held: -23.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Micro Concorde Asset Management, LLC	+15,450	33,550

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large O'SHAUGHNESSY ASSET MANAGEMENT, LLC	−26,355	34,826
Mega UBS Group AG	−20,378	1,382
Mega MORGAN STANLEY	−12,001	27,562
Mid INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	−11,301	98,647
Mid Arkadios Wealth Advisors	−9,002	26,786

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Callodine Capital Management, LP	107,346	$380,004
Mid Curi Capital, LLC	65,000	$230,100
Mega CITADEL ADVISORS LLC	28,000	$99,120

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large MARSHALL WACE, LLP	75,111	$266,643
Small Bulldog Investors, LLP	57,639	$204,618
Large Squarepoint Ops LLC	50,322	$178,643
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	49,499	$175,721
Mega TWO SIGMA INVESTMENTS, LP	44,006	$156,221

Filter: New 3 Increased 1 Reduced 11 Sold out 12 Unchanged 9

Showing 25 of 25

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Callodine Capital Management, LP

$380,004

16.80%

107,346

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$349,210

15.44%

98,647

Virtus Investment Advisers, LLC

$319,269

14.12%

90,189

Curi Capital, LLC

$230,100

10.18%

65,000

Vident Advisory, LLC

$147,901

6.54%

41,780

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$123,284

5.45%

34,826

Concorde Asset Management, LLC

$118,767

5.25%

33,550

MORGAN STANLEY

$97,569

4.31%

27,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	27,562	$97,569	100.0%	Defined

Arkadios Wealth Advisors

$94,822

4.19%

26,786

SOA Wealth Advisors, LLC.

$69,638

3.08%

19,672

CITADEL ADVISORS LLC

$59,118

2.61%

16,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	16,700	$59,118	100.0%	Defined

&PARTNERS

$47,790

2.11%

13,500

Prota Financial, LLC

$45,843

2.03%

12,950

Sanctuary Advisors, LLC

$42,841

1.89%

12,102

Janney Montgomery Scott LLC

$41,595

1.84%

11,750

CITADEL ADVISORS LLC

$40,002

1.77%

11,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	11,300	$40,002	100.0%	Defined

ROYAL BANK OF CANADA

$26,550

1.17%

7,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	7,500	$26,550	100.0%	Defined

LGT Financial Advisors LLC

$10,920

0.48%

3,085

UBS Group AG

$4,892

0.22%

1,382

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,000	$3,540	72.4%	Defined
UBS AG	2	$7	0.1%	Defined
UBS Securities LLC	380	$1,345	27.5%	Defined

OSAIC HOLDINGS, INC.

$3,915

0.17%

1,106

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,106	$3,915	100.0%	Defined

NBC SECURITIES, INC.

$2,863

0.13%

809

SIMPLEX TRADING, LLC

$2,619

0.12%

740

Triumph Capital Management

$1,770

0.08%

500

Caitong International Asset Management Co., Ltd

$10

0.00%

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	75,111	$266,643	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	50,322	$178,643	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	26,200	$93,010	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	23,299	$82,711	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	16,641	$59,075	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1	$3	100.0%	Defined

Key facts CIK 1487918 CUSIP 67103B100 13F (30d) 20 filings 20 filers Visit website