OFS · OFS Capital Corp
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2023-01-09 | Orchard First Source Asset Management, LLC |
10% Owner |
Other↓
|
Common Stock
|
2,946,474 |
| 2020-11-17 | Porter Mukya |
Chief Compliance Officer |
Buy↑
|
Common Stock
|
210 |
| 2020-11-16 | Owen Jeffery S. |
Chief Accounting Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.70 to $5.80, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4. |
Common Stock
|
11,950 |
| 2020-11-13 | RESSLER RICHARD S |
Director, CEO & President |
Buy↑
Filing footnotes — Common Stock (Direct)
The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.10 to $5.36, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4. |
Common Stock
|
8,818 |
| 2020-11-13 | Owen Jeffery S. |
Chief Accounting Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.05 to $5.25, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Common Stock
|
2,550 |
| 2020-11-12 | RESSLER RICHARD S |
Director, CEO & President |
Buy↑
Filing footnotes — Common Stock (Direct)
The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.01 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Common Stock
|
3,255 |
| 2020-11-12 | Cerny Jeffrey A |
Director, Director and CFO |
Buy↑
Filing footnotes — Common Stock (Direct)
The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.06 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4. |
Common Stock
|
10,000 |
| 2020-11-11 | Cerny Jeffrey A |
Director, Director and CFO |
Buy↑
Filing footnotes — Common Stock (Direct)
The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.88 to $5.17, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Common Stock
|
20,000 |
| 2020-11-11 | Rashid Bilal |
Director, Director and CEO |
Buy↑
|
Common Stock
|
200 |
| 2020-11-11 | Rashid Bilal |
Director, Director and CEO |
Buy↑
|
Common Stock
|
355 |
| 2020-11-11 | Rashid Bilal |
Director, Director and CEO |
Buy↑
|
Common Stock
|
18,700 |
| 2020-11-11 | Rashid Bilal |
Director, Director and CEO |
Buy↑
|
Common Stock
|
650 |
| 2020-11-11 | Rashid Bilal |
Director, Director and CEO |
Buy↑
|
Common Stock
|
95 |
| 2020-05-28 | HEALY ELAINE |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.09 to $5.1491, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. |
Common Stock
|
10,000 |