OFS · OFS Capital Corp · Insider Trading

$3.93 +0.01 (+0.26%) At close · Oct 23

Market Cap

$52.65M

13.40M

Volume · Oct 23 34.9K Avg daily vol (3M) 75.15K

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.

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Date	Insider	Role	Type	Security	Shares	Price	Value	After
2023-01-09	Orchard First Source Asset Management, LLC	10% Owner	Other↓	Common Stock	2,946,474	—	—	0
2020-11-17	Porter Mukya	Chief Compliance Officer	Buy↑	Common Stock	210	$5.66	$1,189	210
2020-11-16	Owen Jeffery S.	Chief Accounting Officer	Buy↑ Filing footnotes — Common Stock (Direct) The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.70 to $5.80, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.	Common Stock	11,950	$5.79	$69,191	14,500
2020-11-13	RESSLER RICHARD S	Director, CEO & President	Buy↑ Filing footnotes — Common Stock (Direct) The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.10 to $5.36, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.	Common Stock	8,818	$5.28	$46,559	12,073
2020-11-13	Owen Jeffery S.	Chief Accounting Officer	Buy↑ Filing footnotes — Common Stock (Direct) The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.05 to $5.25, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.	Common Stock	2,550	$5.17	$13,184	2,550
2020-11-12	RESSLER RICHARD S	Director, CEO & President	Buy↑ Filing footnotes — Common Stock (Direct) The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.01 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.	Common Stock	3,255	$5.07	$16,503	3,255
2020-11-12	Cerny Jeffrey A	Director, Director and CFO	Buy↑ Filing footnotes — Common Stock (Direct) The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.06 to $5.11, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.	Common Stock	10,000	$5.08	$50,800	30,000
2020-11-11	Cerny Jeffrey A	Director, Director and CFO	Buy↑ Filing footnotes — Common Stock (Direct) The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $4.88 to $5.17, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.	Common Stock	20,000	$5.07	$101,400	20,000
2020-11-11	Rashid Bilal	Director, Director and CEO	Buy↑	Common Stock	200	$5.13	$1,026	650
2020-11-11	Rashid Bilal	Director, Director and CEO	Buy↑	Common Stock	355	$4.93	$1,750	355
2020-11-11	Rashid Bilal	Director, Director and CEO	Buy↑	Common Stock	18,700	$5.17	$96,679	20,000
2020-11-11	Rashid Bilal	Director, Director and CEO	Buy↑	Common Stock	650	$5.14	$3,341	1,300
2020-11-11	Rashid Bilal	Director, Director and CEO	Buy↑	Common Stock	95	$4.95	$470	450
2020-05-28	HEALY ELAINE	Director	Buy↑ Filing footnotes — Common Stock (Direct) The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.09 to $5.1491, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.	Common Stock	10,000	$5.11	$51,100	10,000

Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)

Showing 1–14 of 14 transactions

Key facts CIK 1487918 CUSIP 67103B100 13F (30d) 2 filings 2 filers Visit website Investor relations