OFS · OFS Capital Corp · Shareholders & Ownership
Market Cap
$52.65M
Shares
13.40M
Volume · Oct 23
34.9K
Avg daily vol (3M)
75.15K
Every disclosed holder of OFS in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns OFS
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 611,140 | 4.56% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 0 | 0.00% |
| Remaining | 12,786,938 | 95.44% |
| Registered funds (N-PORT, not summed) | 105,527 | 0.79% |
Shares outstanding: 13,398,078, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of OFS
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Callodine Capital Management, LP
13F
CIK 1741675 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
107,346 | ||
| 2 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
CIK 1818604 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
98,647 | ||
| 3 |
Virtus Investment Advisers, LLC
13F
CIK 19481 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
90,189 | ||
| 3.1 |
Virtus Private Credit Strategy ETF
Fund
S000064727 · Registered fund · Jul 31, 2026
ETFis Series Trust I, not summed
|
90,189 | ||
| 4 |
Curi Capital, LLC
13F
CIK 1332905 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
65,000 | ||
| 5 |
Vident Advisory, LLC
13F
CIK 1744347 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,780 | ||
| 6 |
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
13F
CIK 1423442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
34,826 | ||
| 7 |
Concorde Asset Management, LLC
13F
CIK 1631773 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,550 | ||
| 8 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
27,562 | ||
| 9 |
Arkadios Wealth Advisors
13F
CIK 1800798 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,786 | ||
| 10 |
SOA Wealth Advisors, LLC.
13F
CIK 1849444 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,672 | ||
| 11 |
High Income Securities Fund
Fund
· Registered fund · May 31, 2026
High Income, not summed
|
15,038 | ||
| 12 |
|
13,500 | ||
| 13 |
Prota Financial, LLC
13F
CIK 2126257 · Unknown · Sep 30, 2026
|
12,950 | ||
| 14 |
Sanctuary Advisors, LLC
13F
CIK 1777271 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,102 | ||
| 15 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,750 | ||
| 16 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,500 | ||
| 17 |
LGT Financial Advisors LLC
13F
CIK 1965191 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,085 | ||
| 18 |
|
1,382 | ||
| 19 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,106 | ||
| 20 |
NBC SECURITIES, INC.
13F
CIK 791540 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
809 | ||
| 21 |
SIMPLEX TRADING, LLC
13F
CIK 1488542 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
740 | ||
| 22 |
Triumph Capital Management
13F
CIK 1730765 · Registered investment adviser · Sep 30, 2026
|
500 | ||
| 23 |
FNY Investment Advisers, LLC
13F
CIK 1742998 · Unknown · Sep 30, 2026
|
355 | ||
| 24 |
Blackstone Alternative Multi-Strategy Fund
Fund
S000045538 · Registered fund · Jun 30, 2026
Blackstone Alternative Investment Funds, not summed
|
300 | ||
| 25 |
Caitong International Asset Management Co., Ltd
13F
CIK 1963355 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.