MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV

CIK

746504

Location

Pittsburgh, PA

Portfolio Value

Small $592,724,562

Diversification

Diversified

Filing Date

Global Rank

#1,797 / 5,925 ▼ 14

Top Industry

Asset Management 19.0%

3Y Alpha vs SPY

-4.7%

Period ended 4 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+58.1%

SPY

+78.1%

Annualised alpha

-4.7%

Max drawdown

−16.6%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

526 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

9.2%

−0.8 pts

Top 5

26.6%

−0.3 pts

Top 10

32.3%

−0.1 pts

HHI

221

Diversified−10

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Financial Services	25.5%	$150,934,498	221
Technology	20.2%	$119,817,899	53
Unclassified	14.1%	$83,754,008	10
Healthcare	10.2%	$60,525,131	44
Consumer Defensive	6.6%	$39,158,591	28
Consumer Cyclical	6.2%	$36,918,960	48
Industrials	6.2%	$36,709,580	47
Communication Services	3.9%	$23,059,225	13
Energy	2.5%	$14,691,637	16
Utilities	1.7%	$10,070,536	13
Basic Materials	1.4%	$8,542,405	15
Real Estate	1.4%	$8,542,092	18

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CIF	Mfs Intermediate High Income Fund	+97,200	121,100	$366,933
MIN	Mfs Intermediate Income Trust	+86,600	270,012	$977,443
MGF	Mfs Government Markets Income Trust	+70,400	219,606	$948,697
CIK	Credit Suisse Asset Management Income Fund, Inc.	+65,400	176,900	$613,843
GCV	Gabelli Convertible & Income Securities Fund Inc	+44,400	84,200	$511,936
JQC	Nuveen Credit Strategies Income Fund	+42,510	180,937	$1,186,946
MYI	Blackrock Muniyield Quality Fund III, Inc.	+40,211	102,070	$1,498,387
ACP	abrdn Income Credit Strategies Fund	+35,400	115,800	$1,279,590
NHS	Neuberger High Yield Strategies Fund Inc.	+35,100	80,203	$1,016,172
PCF	High Income Securities Fund	+33,400	75,800	$664,008
MCR	Mfs Charter Income Trust	+31,200	115,579	$993,979
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+31,043	114,760	$1,743,204
VGI	Virtus Global Multi-Sector Income Fund	+29,150	98,954	$1,164,688
GGN	GAMCO Global Gold, Natural Resources & Income Trust	+28,600	47,250	$176,242
ECF	Ellsworth Growth & Income Fund Ltd	+28,565	59,404	$793,637
PHK	Pimco High Income Fund	+26,847	208,379	$1,308,620
NVDA	Nvidia Corp	+26,179	33,752	$699,206
FTF	Franklin Ltd Duration Income Trust	+24,000	149,974	$1,363,263
AVK	Advent Convertible & Income Fund	+23,327	42,919	$751,395
FCT	First Trust Senior Floating Rate Income Fund II	+22,800	75,553	$924,768
F	Ford Motor Co	+22,145	74,826	$1,059,536
EHI	Western Asset Global High Income Fund Inc.	+19,600	128,146	$1,319,903
RIV	Rivernorth Opportunities Fund, Inc.	+19,320	36,920	$609,360
NRO	Neuberger Real Estate Securities Income Fund Inc	+18,500	39,900	$182,749
DSL	DoubleLine Income Solutions Fund	+18,072	90,541	$1,608,008
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	−57,019	385,136	$54,496,744
ERC	Allspring Multi-Sector Income Fund	−55,250	20,400	$276,012
KGC	Kinross Gold Corp	−49,495	13,489	$72,301
DHY	Credit Suisse High Yield Credit Fund	−49,000	198,700	$490,789
ET	Energy Transfer LP	−46,035	31,602	$302,747
SLV	iShares Silver Trust	−37,344	51,214	$1,050,911
HIX	Western Asset High Income Fund II Inc.	−33,700	65,700	$470,412
EPD	Enterprise Products Partners L.P.	−26,080	31,085	$672,679
PGP	PIMCO Global StocksPLUS & Income Fund	−25,394	60,106	$650,346
BGX	Blackstone Long-Short Credit Income Fund	−23,900	33,100	$502,127
EAD	Allspring Income Opportunities Fund	−23,150	50,900	$447,920
MCI	Barings Corporate Investors	−22,000	33,005	$513,227
AWF	Alliancebernstein Global High Income Fund Inc	−21,600	32,666	$400,811
JFR	Nuveen Floating Rate Income Fund	−19,225	109,075	$1,098,385
FCO	Abrdn Global Income Fund, Inc.	−17,542	42,400	$347,680
PFN	PIMCO Income Strategy Fund II	−17,000	58,200	$590,148
BSL	Blackstone Senior Floating Rate 2027 Term Fund	−16,000	16,100	$264,362
DSU	Blackrock Debt Strategies Fund, Inc.	−15,766	47,668	$550,088
VLT	Invesco High Income Trust II	−15,100	49,200	$718,320
CRF	Cornerstone Total Return Fund Inc	−14,500	10,900	$132,617
HPF	John Hancock Preferred Income Fund II	−13,500	15,025	$326,042
EDD	Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.	−12,600	67,600	$395,460
KMI	Kinder Morgan, Inc.	−11,362	47,299	$791,312
CLM	Cornerstone Strategic Investment Fund, Inc.	−11,200	13,400	$168,818
BGB	Blackstone Strategic Credit 2027 Term Fund	−10,500	73,500	$1,017,975
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
XFLT	XAI Octagon Floating Rate & Alternative Income Trust	42,900	$1,840,410
GE	General Electric Co	11,049	$709,228
OHI	Omega Healthcare Investors Inc	21,559	$645,907
DHF	Bny Mellon High Yield Strategies Fund	151,700	$489,991
GXO	GXO Logistics, Inc.	5,180	$406,319
ABNB	Airbnb, Inc.	2,318	$388,844
PSF	Cohen & Steers Select Preferred & Income Fund, Inc.	9,480	$270,180
BLMN	Bloomin' Brands, Inc.	9,969	$249,225
IT	Gartner Inc	804	$244,319
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	8,465	$243,792
HASI	HA Sustainable Infrastructure Capital, Inc.	4,520	$241,729
STE	STERIS plc	1,147	$234,309
COR	Cencora, Inc.	1,961	$234,241
GNRC	Generac Holdings Inc.	545	$222,725
PWR	Quanta Services, Inc.	1,952	$222,176
GLU	Gabelli Global Utility & Income Trust	11,300	$222,045
PGZ	Principal Real Estate Income Fund	14,900	$219,030
HTD	John Hancock Tax-Advantaged Dividend Income Fund	9,353	$213,996
ICLR	Icon PLC	816	$213,808
GDV	Gabelli Dividend & Income Trust	8,290	$213,799
GGT	Gabelli Multimedia Trust Inc.	23,599	$212,275
ADSK	Autodesk, Inc.	737	$210,170
AZO	Autozone Inc	122	$207,154
CHKP	Check Point Software Technologies Ltd	1,828	$206,637
IHD	Voya Emerging Markets High Dividend Equity Fund	27,700	$204,703
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
RTX	RTX Corp	22,790	$1,944,214
TDOC	Teladoc Health, Inc.	4,350	$723,361
BIDU	Baidu, Inc.	1,847	$376,603
THW	abrdn World Healthcare Fund	21,400	$351,816
NXPI	NXP Semiconductors N.V.	1,652	$339,849
CRSP	CRISPR Therapeutics AG	2,052	$332,198
CGO	Calamos Global Total Return Fund	19,200	$311,040
STAG	STAG Industrial, Inc.	8,000	$299,440
EPR	Epr Properties	5,429	$285,999
EOS	Eaton Vance Enhanced Equity Income Fund II	11,908	$277,218
PAGP	Plains Gp Holdings LP	22,161	$264,602
SSNC	SS&C Technologies Holdings Inc	3,572	$257,398
SPE	Special Opportunities Fund, Inc.	16,800	$254,856
PGR	Progressive Corp/Oh/	2,480	$243,560
JCE	Nuveen Core Equity Alpha Fund	14,400	$236,736
CCK	Crown Holdings, Inc.	2,304	$235,491
SNAP	Snap Inc	3,440	$234,401
SNA	Snap-on Inc	1,046	$233,707
TTC	Toro Co	2,119	$232,835
BOOT	Boot Barn Holdings, Inc.	2,750	$231,137
JOUT	Johnson Outdoors Inc	1,900	$229,900
HQL	abrdn Life Sciences Investors	10,700	$229,408
CPNG	Coupang, Inc.	5,467	$228,629
DOC	Healthpeak Properties, Inc.	6,773	$225,473
TBCH	Turtle Beach Corp	7,000	$223,440
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

526 positions · $592,724,562 total · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 451–500 of 526 positions by value · page 10 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AXP	American Express Co Financial Services	Added	8,265	+34	$1,384,635	+1.8%	0.23%
AMT	American Tower Corp /Ma/ Real Estate	Reduced	5,286	-84	$1,402,957	−3.3%	0.24%
MMM	3M Co Industrials	Added	9,605	+187	$1,408,786	−9.9%	0.24%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	7,298	+146	$1,427,780	+4.7%	0.24%
WM	Waste Management Inc Industrials	Reduced	9,949	-39	$1,485,982	+6.2%	0.25%
MYI	Blackrock Muniyield Quality Fund III, Inc. Financial Services	Added	102,070	+40,211	$1,498,387	+63.1%	0.25%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	25,781	-196	$1,499,938	−7.5%	0.25%
TWLO	Twilio Inc Technology	Reduced	4,960	-417	$1,582,488	−25.3%	0.27%
CMCSA	Comcast Corp Communication Services	Added	30,255	+1,067	$1,585,906	+1.7%	0.27%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	2,799	-51	$1,599,152	+11.2%	0.27%
GD	General Dynamics Corp Industrials	Reduced	8,169	-513	$1,601,369	−2.0%	0.27%
DSL	DoubleLine Income Solutions Fund Financial Services	Added	90,541	+18,072	$1,608,008	+22.7%	0.27%
SHW	Sherwin Williams Co Basic Materials	Reduced	5,858	-519	$1,638,658	−5.7%	0.28%
ACN	Accenture plc Technology	Reduced	5,358	-223	$1,714,131	+4.2%	0.29%
CRM	Salesforce, Inc. Technology	Added	6,355	+1,434	$1,723,603	+43.4%	0.29%
NEA	Nuveen AMT-Free Quality Municipal Income Fund Financial Services	Added	114,760	+31,043	$1,743,204	+32.6%	0.29%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	8,661	-1,050	$1,756,970	−6.7%	0.30%
DHR	Danaher Corp /De/ Healthcare	Added	6,778	+353	$1,829,338	+19.7%	0.31%
XFLT	XAI Octagon Floating Rate & Alternative Income Trust Financial Services	NEW	42,900	NEW	$1,840,410	NEW	0.31%
EMR	Emerson Electric Co Industrials	Reduced	19,728	-423	$1,858,377	−4.2%	0.31%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	17,622	-252	$1,943,882	−2.7%	0.33%
BA	Boeing Co Industrials	Reduced	8,871	-1,006	$1,951,087	−17.5%	0.33%
MRNA	Moderna, Inc. Healthcare	Added	5,135	+72	$1,976,256	+66.1%	0.33%
CINF	Cincinnati Financial Corp Financial Services	Added	17,841	+11	$2,037,799	−2.0%	0.34%
IBM	International Business Machines Corp Technology	Reduced	15,910	-1,007	$2,113,170	−10.9%	0.36%
NKE	NIKE, Inc. Consumer Cyclical	Added	14,713	+1,793	$2,136,768	+7.1%	0.36%
ADBE	Adobe Inc. Technology	Added	3,728	+4	$2,146,284	−1.6%	0.36%
AMGN	Amgen Inc Healthcare	Added	10,134	+23	$2,154,995	−12.6%	0.36%
LMT	Lockheed Martin Corp Industrials	Reduced	6,381	-445	$2,202,083	−14.7%	0.37%
HBAN	Huntington Bancshares Inc /Md/ Financial Services	Reduced	145,536	-6,501	$2,249,986	+3.7%	0.38%
AMD	Advanced Micro Devices Inc Technology	Added	22,116	+319	$2,275,736	+11.2%	0.38%
MDT	Medtronic plc Healthcare	Added	18,514	+56	$2,320,729	+1.3%	0.39%
CVS	CVS HEALTH Corp Healthcare	Reduced	27,704	-93	$2,350,961	+1.4%	0.40%
MO	Altria Group, Inc. Consumer Defensive	Reduced	52,224	-1,171	$2,377,236	−6.6%	0.40%
LLY	ELI LILLY & Co Healthcare	Added	11,201	+206	$2,587,991	+2.6%	0.44%
HON	Honeywell International Inc Industrials	Added	12,997	+98	$2,600,379	−2.5%	0.44%
TGT	Target Corp Consumer Defensive	Added	11,650	+450	$2,665,170	−1.6%	0.45%
MA	Mastercard Inc Financial Services	Reduced	7,780	-168	$2,704,950	−6.8%	0.46%
BX	Blackstone Inc. Financial Services	Reduced	23,883	-1,458	$2,778,548	+12.9%	0.47%
CAT	Caterpillar Inc Industrials	Reduced	14,540	-304	$2,791,243	−13.6%	0.47%
ORCL	Oracle Corp Technology	Reduced	32,942	-331	$2,870,236	+10.8%	0.48%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	31,032	-95	$2,941,523	−4.7%	0.50%
T	At&T Inc. Communication Services	Reduced	146,289	-64	$2,984,339	−6.2%	0.50%
ABBV	AbbVie Inc. Healthcare	Added	28,917	+2,508	$3,119,276	+4.9%	0.53%
INTC	Intel Corp Technology	Added	59,913	+3,224	$3,192,164	+0.3%	0.54%
ABT	Abbott Laboratories Healthcare	Added	28,628	+615	$3,381,825	+4.1%	0.57%
MRK	Merck & Co., Inc. Healthcare	Added	47,136	+272	$3,540,384	−2.9%	0.60%
IAU	Ishares Gold Trust	Reduced	107,884	-2,393	$3,604,404	−3.0%	0.61%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	8,022	-242	$3,604,685	+10.2%	0.61%
UNP	Union Pacific Corp Industrials	Reduced	18,562	-8	$3,638,337	−10.9%	0.61%