SHUFRO ROSE & CO LLC

CIK

908195

Location

NEW YORK, NY

Portfolio Value

Small $868,921,495

Diversification

Diversified

Filing Date

Global Rank

#2,114 / 8,700 ▼ 332

Top Industry

Electronic Components 17.5%

Period ended 2 months ago

Filed Aug 12, 2026 · 32d

26 quarters · since Mar 2020

Portfolio Concentration

229 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

16.5%

+0.2 pts

Top 5

38.4%

−2.3 pts

Top 10

57.5%

+0.9 pts

HHI

516

Diversified−13

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	47.9%	$415,875,172	28
Healthcare	13.1%	$113,827,830	20
Financial Services	12.1%	$105,305,462	59
Consumer Cyclical	6.5%	$56,613,458	16
Unclassified	5.9%	$51,650,671	6
Industrials	5.4%	$46,867,292	40
Consumer Defensive	2.8%	$24,255,514	17
Energy	2.3%	$20,223,123	11
Communication Services	1.5%	$13,000,921	8
Real Estate	1.3%	$11,429,395	14
Basic Materials	1.0%	$8,855,592	7
Utilities	0.1%	$1,017,065	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
OUNZ	VanEck Merk Gold ETF	+266,686	619,787	$23,917,580
KLAC	Kla Corp	+42,483	47,286	$14,266,659
CEF	Sprott Physical Gold & Silver Trust	+23,140	37,776	$1,519,728
CNH	CNH Industrial N.V.	+15,000	40,000	$449,200
MYN	Blackrock Muniyield New York Quality Fund, Inc.	+4,000	124,893	$1,267,663
NTR	Nutrien Ltd.	+3,675	23,695	$1,491,600
RQI	Cohen & Steers Quality Income Realty Fund Inc	+2,900	84,900	$1,045,119
WD	Walker & Dunlop, Inc.	+1,904	38,251	$2,092,329
BBWI	Bath & Body Works, Inc.	+1,000	37,700	$872,001
CCS	Century Communities, Inc.	+1,000	14,200	$1,017,572
GOOGL	Alphabet Inc.	+865	19,939	$7,095,494
GLD	Spdr Gold Trust	+741	62,443	$23,002,752
ABBV	AbbVie Inc.	+525	3,940	$991,461
NEE	Nextera Energy Inc	+500	3,100	$272,087
VEA	Vanguard FTSE Developed Markets ETF	+486	16,439	$1,171,278
BMY	Bristol Myers Squibb Co	+440	6,140	$353,786
UL	Unilever PLC	+402	91,925	$5,526,531
ABT	Abbott Laboratories	+382	3,289	$298,443
MU	Micron Technology Inc	+300	3,300	$3,809,157
PANW	Palo Alto Networks Inc	+210	23,541	$8,027,951
HWM	Howmet Aerospace Inc.	+110	4,110	$1,105,014
REGN	Regeneron Pharmaceuticals, Inc.	+104	5,202	$3,243,655
ECL	Ecolab Inc.	+98	21,199	$5,906,253
SPY	Spdr S&P 500 ETF Trust	+92	2,516	$1,878,873
COST	Costco Wholesale Corp /New	+70	282	$263,802
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GLW	Corning Inc /Ny	−46,271	561,262	$143,363,152
ICCC	Immucell Corp /De/	−25,000	10,000	$100,500
CRM	Salesforce, Inc.	−22,331	24,290	$3,805,271
ENB	Enbridge Inc	−17,400	26,134	$1,416,724
MDT	Medtronic plc	−12,480	6,749	$527,974
ACHR	Archer Aviation Inc.	−11,300	83,200	$393,536
NAZ	Nuveen Arizona Quality Municipal Income Fund	−10,000	17,500	$218,575
FCT	First Trust Senior Floating Rate Income Fund II	−10,000	62,300	$601,818
FRA	Blackrock Floating Rate Income Strategies Fund, Inc.	−7,500	43,600	$479,164
RFI	Cohen & Steers Total Return Realty Fund Inc	−7,500	50,000	$566,000
KDP	Keurig Dr Pepper Inc.	−7,200	81,600	$2,670,768
ALK	Alaska Air Group, Inc.	−5,900	32,900	$1,717,380
VMO	Invesco Municipal Opportunity Trust	−5,000	20,500	$202,335
JPM	Jpmorgan Chase & Co	−4,403	109,595	$35,873,731
COHR	Coherent Corp.	−4,171	95,806	$37,792,592
O	Realty Income Corp	−4,115	47,435	$2,939,072
UMH	Umh Properties, Inc.	−3,500	74,650	$1,130,201
LRCX	Lam Research Corp	−3,200	3,800	$1,646,654
P	Everpure, Inc.	−3,000	65,850	$5,188,321
DOC	Healthpeak Properties, Inc.	−3,000	31,315	$670,141
VLGEA	Village Super Market Inc	−2,500	10,000	$421,800
PPLI	People Inc	−2,500	32,900	$1,518,664
MRP	Millrose Properties, Inc.	−2,450	18,451	$554,452
LOAN	Manhattan Bridge Capital, Inc	−2,000	215,785	$975,348
MICC	Magnum Ice Cream Co N.V.	−1,966	14,315	$249,224
No positions match the current search.

New Positions

Positions the filer opened this quarter

18 positions

Ticker	Company	Shares	Value
GNRC	Generac Holdings Inc.	3,200	$936,992
OPLN	OPENLANE, Inc.	22,000	$907,280
BSX	Boston Scientific Corp	19,700	$840,796
MKL	Markel Group Inc.	360	$703,083
BWA	Borgwarner Inc	10,000	$664,000
SBUX	Starbucks Corp	5,735	$586,059
HONA	Honeywell Aerospace Inc.	1,857	$410,545
SJM	J M SMUCKER Co	2,595	$291,937
MBLY	Mobileye Global Inc.	30,000	$290,400
WSC	WillScot Holdings Corp	9,800	$282,828
DKS	Dick's Sporting Goods, Inc.	1,000	$226,810
TSM	Taiwan Semiconductor Manufacturing Co Ltd	450	$214,906
FSK	FS KKR Capital Corp	20,001	$210,010
C	Citigroup Inc	1,497	$209,520
ADP	Automatic Data Processing Inc	931	$208,497
GS	Goldman Sachs Group Inc	204	$206,319
CVS	CVS HEALTH Corp	1,950	$201,727
COLD	Americold Realty Trust	12,500	$196,500
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	6,008,668	$234,865,026
ACES	ALPS Clean Energy ETF	5,106,384	$131,514,919
CAPE	DoubleLine Shiller CAPE U.S. Equities ETF	1,531,335	$79,568,166
VB	Vanguard Morningstar Small-Cap ETF	255,192	$57,456,240
BSCA	Invesco BulletShares 2036 Corporate Bond ETF	2,820,967	$55,244,935
BNDW	Vanguard Total World Bond ETF	603,808	$42,328,254
AFK	VanEck Africa Index ETF	397,235	$36,454,255
ABI	VictoryShares Pioneer Asset-Based Income ETF	156,365	$30,009,570
DVND	Touchstone Dividend Select ETF	579,154	$14,317,845
DCOR	Dimensional US Core Equity 1 ETF	241,745	$8,637,203
ACSG	American Century Small Cap Growth Insights ETF	96,870	$7,810,557
AGRH	iShares Interest Rate Hedged U.S. Aggregate Bond ETF	153,194	$7,761,960
NKE	NIKE, Inc.	54,975	$2,903,779
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	23,108	$2,891,504
BKF	iShares MSCI BIC ETF	20,922	$1,322,210
IVOG	Vanguard S&P Mid-Cap 400 Growth ETF	10,985	$1,119,920
IVZ	Invesco Ltd.	93,815	$1,020,707
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	7,258	$999,877
VEU	Vanguard FTSE All-World Ex-US ETF	9,195	$839,455
FAAA	Fidelity AAA CLO ETF	13,300	$665,665
—		5,085	$416,868
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	2,650	$338,484
VCRM	Vanguard Core Tax-Exempt Bond ETF	4,456	$334,868
AAPD	Direxion Shares ETF Trust Direxion Daily AAPL Bear 1X ETF	6,000	$287,460
SPGI	S&P Global Inc.	633	$269,240
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

229 tracked positions · $868,921,495 total · filing declares 324 positions · $1,741,051,603 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 229 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GLW	Corning Inc /Ny Technology	Reduced	561,262	-46,271	$143,363,152	+73.5%	16.50%
AAPL	Apple Inc. Technology	Reduced	197,318	-445	$57,095,936	+13.8%	6.57%
LLY	ELI LILLY & Co Healthcare	Held	44,944	0	$53,907,186	+30.4%	6.20%
MSFT	Microsoft Corp Technology	Reduced	110,520	-718	$41,226,170	+0.1%	4.74%
COHR	Coherent Corp. Technology	Reduced	95,806	-4,171	$37,792,592	+58.7%	4.35%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	69,049	-369	$37,544,827	+3.9%	4.32%
TXN	Texas Instruments Inc Technology	Reduced	121,817	-1,587	$36,309,993	+51.6%	4.18%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	109,595	-4,403	$35,873,731	+7.0%	4.13%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	57,444	-295	$28,800,123	+1.5%	3.31%
QCOM	Qualcomm Inc/De PUT + SHARES Technology	Reduced	151,646	-868	$28,022,664	+42.7%	3.22%
OUNZ	VanEck Merk Gold ETF	Added	619,787	+266,686	$23,917,580	+50.4%	2.75%
GLD	Spdr Gold Trust	Added	62,443	+741	$23,002,752	−13.4%	2.65%
IBM	International Business Machines Corp Technology	Reduced	73,358	-516	$20,629,003	+15.2%	2.37%
AVY	Avery Dennison Corp Consumer Cyclical	Reduced	120,878	-86	$19,624,543	−6.0%	2.26%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	82,088	-43	$19,564,853	+14.4%	2.25%
JCI	Johnson Controls International plc Industrials	Reduced	101,992	-1,449	$14,902,051	+10.0%	1.72%
KLAC	Kla Corp Technology	Added	47,286	+42,483	$14,266,659	+101.7%	1.64%
AMGN	Amgen Inc Healthcare	Added	37,047	+36	$13,415,459	+3.0%	1.54%
PANW	Palo Alto Networks Inc PUT + SHARES Technology	Added	23,541	+210	$8,027,951	+114.6%	0.92%
GOOGL	Alphabet Inc. Communication Services	Added	19,939	+865	$7,095,494	+29.5%	0.82%
XOM	ExxonMobil Holdings Corp Energy	Reduced	46,834	-1,805	$6,403,144	−22.4%	0.74%
ECL	Ecolab Inc. Basic Materials	Added	21,199	+98	$5,906,253	+5.2%	0.68%
UL	Unilever PLC Consumer Defensive	Added	91,925	+402	$5,526,531	+6.0%	0.64%
LEN	Lennar Corp /New/ Consumer Cyclical	Reduced	58,443	-559	$5,288,507	+3.2%	0.61%
P	Everpure, Inc. Technology	Reduced	65,850	-3,000	$5,188,321	+27.6%	0.60%
JNJ	Johnson & Johnson Healthcare	Reduced	19,696	-186	$5,002,193	+2.9%	0.58%
SENEA	Seneca Foods Corp Consumer Defensive	Reduced	28,000	-1,100	$4,870,320	+10.7%	0.56%
CVX	Chevron Corp Energy	Reduced	28,641	-1,548	$4,747,532	−24.0%	0.55%
AZO	Autozone Inc Consumer Cyclical	Reduced	1,423	-38	$4,547,822	−7.8%	0.52%
ITW	Illinois Tool Works Inc Industrials	Reduced	14,499	-215	$3,921,544	+2.4%	0.45%
MU	Micron Technology Inc Technology	Added	3,300	+300	$3,809,157	+275.8%	0.44%
CRM	Salesforce, Inc. Technology	Reduced	24,290	-22,331	$3,805,271	−56.3%	0.44%
NVDA	Nvidia Corp Technology	Reduced	18,797	-1,350	$3,761,091	+7.0%	0.43%
PEP	Pepsico Inc Consumer Defensive	Added	25,726	+20	$3,483,300	−12.7%	0.40%
MET	Metlife Inc Financial Services	Reduced	39,878	-1,350	$3,374,077	+15.7%	0.39%
REGN	Regeneron Pharmaceuticals, Inc. PUT + SHARES Healthcare	Added	5,202	+104	$3,243,655	−17.7%	0.37%
O	Realty Income Corp Real Estate	Reduced	47,435	-4,115	$2,939,072	−6.8%	0.34%
INTC	Intel Corp Technology	Reduced	19,400	-200	$2,708,822	+213.2%	0.31%
KDP	Keurig Dr Pepper Inc. Consumer Defensive	Reduced	81,600	-7,200	$2,670,768	+14.2%	0.31%
NYT	New York Times Co Communication Services	Held	37,165	0	$2,600,806	−16.4%	0.30%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	44,493	-900	$2,535,211	+14.6%	0.29%
LNG	Cheniere Energy, Inc. Energy	Reduced	9,100	-800	$2,174,991	−22.6%	0.25%
WD	Walker & Dunlop, Inc. Financial Services	Added	38,251	+1,904	$2,092,329	+29.7%	0.24%
VRSK	Verisk Analytics, Inc. Industrials	Held	11,052	0	$1,984,165	−5.4%	0.23%
UNH	Unitedhealth Group Inc Healthcare	Reduced	4,646	-161	$1,931,016	+48.5%	0.22%
PPIH	Perma-Pipe International Holdings, Inc. Industrials	Held	70,000	0	$1,906,100	−8.7%	0.22%
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	Added	2,516	+92	$1,878,873	+19.2%	0.22%
CSCO	Cisco Systems, Inc. Technology	Reduced	15,963	-15	$1,875,013	+51.2%	0.22%
YUM	Yum Brands Inc Consumer Cyclical	Held	11,708	0	$1,871,640	+2.8%	0.22%
MPC	Marathon Petroleum Corp Energy	Reduced	7,018	-100	$1,794,292	+3.2%	0.21%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.