SHUFRO ROSE & CO LLC
Registered adviserFiling Date
Global Rank
#1,867
/ 8,818
▲ 48
Top Industry
Electronic Components
17.5%
Period ended 4 months ago
Filed Aug 12, 2026 · 3mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$2,463,652,453
Main clients
Individuals and high net worth
(94% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $2,463,652,453 | Individuals and high net worth (94%) |
| Apr 2025 to Mar 2026 | $2,165,482,981 | Individuals and high net worth (93%) |
| Apr 2024 to Mar 2025 | $2,000,848,944 | Individuals and high net worth (100%) |
| May 2023 to Mar 2024 | $1,805,822,918 | Individuals and high net worth (100%) |
| Apr 2023 | $1,805,822,918 | Individuals and high net worth (100%) |
| Apr 2022 to Mar 2023 | $2,054,329,506 | Individuals and high net worth (100%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 59.9%, 14.6 effective positions, active share 72.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
22.4% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 18.1 quarters (12+), a floor since 45.8% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 72.4%; sector active share 36.2% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
311 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
20.8%
+3.5 pts
Top 5
45.2%
+5.2 pts
Top 10
59.8%
+4.0 pts
HHI
681
Diversified+148
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 49.0% | $786,438,364 |
| Technology | 25.9% | $415,875,172 |
| Healthcare | 7.1% | $113,827,830 |
| Financial Services | 6.6% | $106,462,175 |
| Consumer Cyclical | 3.5% | $56,613,458 |
| Industrials | 2.9% | $46,867,292 |
| Consumer Defensive | 1.5% | $24,255,514 |
| Energy | 1.3% | $20,223,123 |
| Communication Services | 0.8% | $13,000,921 |
| Real Estate | 0.7% | $11,429,395 |
| Basic Materials | 0.6% | $8,855,592 |
| Utilities | 0.1% | $1,017,065 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IBDU | iShares iBonds Dec 2029 Term Corporate ETF | +4,690,474 | 8,668,602 | $200,764,822 | |
| VO | VANGUARD MID-CAP INDEX FUND | +391,879 | 515,810 | $41,558,811 | |
| OUNZ | VanEck Merk Gold ETF | +266,686 | 619,787 | $23,917,580 | |
| SMTH | ALPS | Smith Core Plus Bond ETF | +193,135 | 5,299,519 | $0 | |
| IBDV | iShares iBonds Dec 2030 Term Corporate ETF | +158,897 | 274,603 | $5,986,345 | |
| TSEL | Touchstone ETF Trust-Touchstone Sands Capital US Select Growth ETF | +61,816 | 640,970 | $18,938,740 | |
| KLAC | Kla Corp | +42,483 | 47,286 | $14,266,659 | |
| DCRE | DoubleLine Commercial Real Estate Debt ETF | +38,129 | 1,569,464 | $81,306,082 | |
| VGSH | VANGUARD SHORT-TERM TREASURY INDEX FUND | +25,880 | 171,037 | $9,954,353 | |
| CEF | Sprott Physical Gold & Silver Trust | +23,140 | 37,776 | $1,519,728 | |
| BSJS | Invesco BulletShares 2028 High Yield Corporate Bond ETF | +21,500 | 56,400 | $1,226,418 | |
| BSCT | Invesco BulletShares 2029 Corporate Bond ETF | +21,451 | 872,220 | $16,201,486 | |
| VGIT | VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | +16,056 | 168,805 | $9,956,118 | |
| CNH | CNH Industrial N.V. | +15,000 | 40,000 | $449,200 | |
| DFIC | Dimensional International Core Equity 2 ETF | +7,625 | 171,154 | $6,377,198 | |
| MYN | Blackrock Muniyield New York Quality Fund, Inc. | +4,000 | 124,893 | $1,267,663 | |
| DFEM | Dimensional Emerging Markets Core Equity 2 ETF | +3,955 | 75,333 | $3,061,533 | |
| NTR | Nutrien Ltd. | +3,675 | 23,695 | $1,491,600 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | +3,049 | 169,379 | $13,386,022 | |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND | +2,977 | 142,549 | $11,781,674 | |
| RQI | Cohen & Steers Quality Income Realty Fund Inc | +2,900 | 84,900 | $1,045,119 | |
| IVV | iShares Core S&P 500 ETF | +2,781 | 87,982 | $65,888,839 | |
| IWF | iShares Russell 1000 Growth ETF | +2,219 | 3,013 | $374,124 | |
| QUAL | iShares MSCI USA Quality Factor ETF | +2,129 | 84,337 | $18,506,067 | |
| WD | Walker & Dunlop, Inc. | +1,904 | 38,251 | $2,092,329 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IBDR | iShares iBonds Dec 2026 Term Corporate ETF | −1,218,151 | 25,628 | $620,966 | |
| BSCQ | Invesco BulletShares 2026 Corporate Bond ETF | −615,915 | 405,598 | $7,919,300 | |
| GDX | VanEck Gold Miners ETF | −156,480 | 240,755 | $18,164,964 | |
| GLW | Corning Inc | −46,271 | 561,262 | $143,363,152 | |
| ICCC | Immucell Corp | −25,000 | 10,000 | $100,500 | |
| CRM | Salesforce, Inc. | −22,331 | 24,290 | $3,805,271 | |
| BSCR | Invesco BulletShares 2027 Corporate Bond ETF | −17,951 | 52,737 | $1,034,436 | |
| BSCS | Invesco BulletShares 2028 Corporate Bond ETF | −17,631 | 803,966 | $16,376,787 | |
| ENB | Enbridge Inc | −17,400 | 26,134 | $1,416,724 | |
| MDT | Medtronic plc | −12,480 | 6,749 | $527,974 | |
| PGX | Invesco Ltd. | −11,835 | 81,980 | $888,663 | |
| ACHR | Archer Aviation Inc. | −11,300 | 83,200 | $393,536 | |
| FCT | First Trust Senior Floating Rate Income Fund II | −10,000 | 62,300 | $601,818 | |
| NAZ | Nuveen Arizona Quality Municipal Income Fund | −10,000 | 17,500 | $218,575 | |
| FRA | Blackrock Floating Rate Income Strategies Fund, Inc. | −7,500 | 43,600 | $479,164 | |
| RFI | Cohen & Steers Total Return Realty Fund Inc | −7,500 | 50,000 | $566,000 | |
| KDP | Keurig Dr Pepper Inc. | −7,200 | 81,600 | $2,670,768 | |
| ALK | Alaska Air Group, Inc. | −5,900 | 32,900 | $1,717,380 | |
| FPE | First Trust Preferred Securities and Income ETF | −5,000 | 12,700 | $227,076 | |
| VMO | Invesco Municipal Opportunity Trust | −5,000 | 20,500 | $202,335 | |
| SGOV | iShares 0-3 Month Treasury Bond ETF | −4,488 | 31,141 | $3,134,964 | |
| JPM | Jpmorgan Chase & Co | −4,403 | 109,595 | $35,873,731 | |
| COHR | Coherent Corp. | −4,171 | 95,806 | $37,792,592 | |
| O | Realty Income Corp | −4,115 | 47,435 | $2,939,072 | |
| UMH | Umh Properties, Inc. | −3,500 | 74,650 | $1,130,201 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| BSCU | Invesco BulletShares 2030 Corporate Bond ETF | 1,542,429 | $25,673,730 | |
| GNRC | Generac Holdings Inc. | 3,200 | $936,992 | |
| OPLN | OPENLANE, Inc. | 22,000 | $907,280 | |
| BSX | Boston Scientific Corp | 19,700 | $840,796 | |
| MKL | Markel Group Inc. | 360 | $703,083 | |
| BWA | Borgwarner Inc | 10,000 | $664,000 | |
| SBUX | Starbucks Corp | 5,735 | $586,059 | |
| HONA | Honeywell Aerospace Inc. | 1,857 | $410,545 | |
| MUNI | PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund | 7,234 | $380,508 | |
| SJM | J M SMUCKER Co | 2,595 | $291,937 | |
| MBLY | Mobileye Global Inc. | 30,000 | $290,400 | |
| WSC | WillScot Holdings Corp | 9,800 | $282,828 | |
| BSJT | 11,500 | $242,995 | ||
| IBDT | iShares iBonds Dec 2028 Term Corporate ETF | 9,000 | $227,250 | |
| DKS | Dick's Sporting Goods, Inc. | 1,000 | $226,810 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | 450 | $214,906 | |
| IWS | iShares Russell Mid-Cap Value ETF | 1,283 | $211,181 | |
| FSK | FS KKR Capital Corp | 20,001 | $210,010 | |
| C | Citigroup Inc | 1,497 | $209,520 | |
| ADP | Automatic Data Processing Inc | 931 | $208,497 | |
| GS | Goldman Sachs Group Inc | 204 | $206,319 | |
| GSEW | Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 2,175 | $205,363 | |
| CVS | CVS HEALTH Corp | 1,950 | $201,727 | |
| IVOO | VANGUARD S&P MID-CAP 400 INDEX FUND | 1,535 | $200,164 | |
| COLD | Americold Realty Trust | 12,500 | $196,500 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
18 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| NKE | NIKE, Inc. | 54,975 | $2,903,779 | |
| — | 9,600 | $623,424 | ||
| IBTJ | iShares iBonds Dec 2029 Term Treasury ETF | 25,044 | $547,036 | |
| BSJQ | Invesco BulletShares 2026 High Yield Corporate Bond ETF | 21,500 | $498,370 | |
| IBMO | iShares iBonds Dec 2026 Term Muni Bond ETF | 13,601 | $348,593 | |
| VCRM | Vanguard Municipal Bond Funds | 4,456 | $334,868 | |
| SPGI | S&P Global Inc. | 633 | $269,240 | |
| PHIN | Phinia Inc. | 3,859 | $264,109 | |
| HSIC | Henry Schein Inc | 3,400 | $250,580 | |
| ED | Consolidated Edison Inc | 2,182 | $246,958 | |
| ADBE | Adobe Inc. | 1,000 | $243,080 | |
| COF | Capital One Financial Corp | 1,301 | $237,341 | |
| VLY | Valley National Bancorp | 19,000 | $233,320 | |
| META | Meta Platforms, Inc. | 403 | $230,568 | |
| EPD | Enterprise Products Partners L.P. | 5,850 | $221,364 | |
| AXON | Axon Enterprise, Inc. | 500 | $212,345 | |
| NOC | Northrop Grumman Corp | 300 | $204,672 | |
| FCO | Abrdn Global Income Fund, Inc. | 18,400 | $57,960 | |
| No positions match the current search. | ||||
311 tracked positions ·
$1,604,865,901 total
· filing declares
324 positions · $1,741,051,603
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 311 positions by value
· page 1 of 7
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| IBDU |
iShares iBonds Dec 2029 Term Corporate ETF
|
Added | 8,668,602 | $200,764,822 | 12.51% | |
| GLW |
Corning Inc
Technology
|
Reduced | 561,262 | $143,363,152 | 8.93% | |
| DCRE |
DoubleLine Commercial Real Estate Debt ETF
|
Added | 1,569,464 | $81,306,082 | 5.07% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 87,982 | $65,888,839 | 4.11% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 197,318 | $57,095,936 | 3.56% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Held | 44,944 | $53,907,186 | 3.36% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
Added | 515,810 | $41,558,811 | 2.59% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 110,520 | $41,226,170 | 2.57% | |
| COHR |
Coherent Corp.
Technology
|
Reduced | 95,806 | $37,792,592 | 2.35% | |
| TXN |
Texas Instruments Inc
Technology
|
Reduced | 121,817 | $36,309,993 | 2.26% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 109,595 | $35,873,731 | 2.24% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 69,045 | $34,549,427 | 2.15% | |
| RSP |
Victory Portfolios II
|
Reduced | 154,808 | $32,938,498 | 2.05% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 42,506 | $29,193,545 | 1.82% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Reduced | 57,444 | $28,800,123 | 1.79% | |
| QCOM |
Qualcomm Inc
PUT
+ SHARES
Technology
|
Reduced | 151,646 | $28,022,664 | 1.75% | |
| BSCU |
Invesco BulletShares 2030 Corporate Bond ETF
|
NEW | 1,542,429 | $25,673,730 | 1.60% | |
| OUNZ |
VanEck Merk Gold ETF
|
Added | 619,787 | $23,917,580 | 1.49% | |
| GLD |
Spdr Gold Trust
|
Added | 62,443 | $23,002,752 | 1.43% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 73,358 | $20,629,003 | 1.29% | |
| AVY |
Avery Dennison Corp
Consumer Cyclical
|
Reduced | 120,878 | $19,624,543 | 1.22% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 82,088 | $19,564,853 | 1.22% | |
| TSEL |
Touchstone ETF Trust-Touchstone Sands Capital US Select Growth ETF
|
Added | 640,970 | $18,938,740 | 1.18% | |
| QUAL |
iShares MSCI USA Quality Factor ETF
|
Added | 84,337 | $18,506,067 | 1.15% | |
| GDX |
VanEck Gold Miners ETF
|
Reduced | 240,755 | $18,164,964 | 1.13% | |
| BSCS |
Invesco BulletShares 2028 Corporate Bond ETF
|
Reduced | 803,966 | $16,376,787 | 1.02% | |
| BSCT |
Invesco BulletShares 2029 Corporate Bond ETF
|
Added | 872,220 | $16,201,486 | 1.01% | |
| JCI |
Johnson Controls International plc
Industrials
|
Reduced | 101,992 | $14,902,051 | 0.93% | |
| KLAC |
Kla Corp
Technology
|
Added | 47,286 | $14,266,659 | 0.89% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 38,383 | $14,203,245 | 0.89% | |
| AMGN |
Amgen Inc
Healthcare
|
Added | 37,047 | $13,415,459 | 0.84% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
Added | 169,379 | $13,386,022 | 0.83% | |
| VCIT |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND
|
Added | 142,549 | $11,781,674 | 0.73% | |
| MTUM |
iShares MSCI USA Momentum Factor ETF
|
Reduced | 32,484 | $11,136,489 | 0.69% | |
| VBR |
VANGUARD SMALL-CAP VALUE INDEX FUND
|
Reduced | 43,533 | $10,578,083 | 0.66% | |
| VGIT |
VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND
|
Added | 168,805 | $9,956,118 | 0.62% | |
| VGSH |
VANGUARD SHORT-TERM TREASURY INDEX FUND
|
Added | 171,037 | $9,954,353 | 0.62% | |
| PANW |
Palo Alto Networks Inc
PUT
+ SHARES
Technology
|
Added | 23,541 | $8,027,951 | 0.50% | |
| BSCQ |
Invesco BulletShares 2026 Corporate Bond ETF
|
Reduced | 405,598 | $7,919,300 | 0.49% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 46,834 | $6,403,144 | 0.40% | |
| DFIC |
Dimensional International Core Equity 2 ETF
|
Added | 171,154 | $6,377,198 | 0.40% | |
| ICSH |
iShares Ultra Short Duration Bond Active ETF
|
Added | 121,703 | $6,155,737 | 0.38% | |
| IBDV |
iShares iBonds Dec 2030 Term Corporate ETF
|
Added | 274,603 | $5,986,345 | 0.37% | |
| ECL |
Ecolab Inc.
Basic Materials
|
Added | 21,199 | $5,906,253 | 0.37% | |
| UL |
Unilever PLC
Consumer Defensive
|
Added | 91,925 | $5,526,531 | 0.34% | |
| LEN |
Lennar Corp
Consumer Cyclical
|
Reduced | 58,443 | $5,288,507 | 0.33% | |
| P |
Everpure, Inc.
Technology
|
Reduced | 65,850 | $5,188,321 | 0.32% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 19,696 | $5,002,193 | 0.31% | |
| SENEA |
Seneca Foods Corp
Consumer Defensive
|
Reduced | 28,000 | $4,870,320 | 0.30% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 28,641 | $4,747,532 | 0.30% |
Showing the top 50 of 311 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.