GROESBECK INVESTMENT MANAGEMENT CORP /NJ/

Registered adviser

CIK

923116

Location

PARAMUS, NJ

Portfolio Value

Micro $60,378,228

Diversification

Diversified

Filing Date

Global Rank

#8,539 / 8,827 ▲ 22 · as of Jun 2026

Top Industry

Semiconductors 12.2%

Period ended 38 days ago

Filed Oct 26, 2026 · 12d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 106679

Roster of Nov 1, 2026

Regulatory AUM

$54,703,125

Main clients

Individuals and high net worth (80% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$54,703,125	Individuals and high net worth (80%)
Apr 2025 to Mar 2026	$64,650,906	Individuals and high net worth (86%)
Apr 2024 to Mar 2025	$76,873,882	Individuals and high net worth (87%)
May 2023 to Mar 2024	$68,083,661	Individuals and high net worth (84%)
Apr 2023	$68,083,661	Individuals and high net worth (84%)
Apr 2022 to Mar 2023	$85,055,984	Individuals and high net worth (81%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 55.4%, 20.3 effective positions, active share 71.1% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

11.1% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 20.9 quarters (12+), a floor since 52.2% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 71.1%; sector active share 22.2% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

94 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

11.2%

−4.1 pts

Top 5

34.8%

−4.8 pts

Top 10

53.2%

−2.2 pts

HHI

396

Diversified−96

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	45.8%	$27,629,426	23
Financial Services	11.9%	$7,196,310	11
Healthcare	11.4%	$6,896,384	14
Industrials	10.6%	$6,395,684	15
Consumer Cyclical	8.7%	$5,269,647	11
Communication Services	8.0%	$4,857,197	6
Basic Materials	1.8%	$1,114,064	3
Real Estate	0.9%	$528,886	4
Consumer Defensive	0.6%	$334,612	4
Energy	0.3%	$156,018	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

14 positions

Ticker	Company	Δ Shares	Shares	Value
ESNT	Essent Group Ltd.	+2,560	13,640	$789,892
SSNC	SS&C Technologies Holdings Inc	+2,000	9,473	$730,084
CFR	Cullen/Frost Bankers, Inc.	+696	4,984	$760,907
OZK	Bank OZK	+418	10,607	$487,497
V	Visa Inc.	+365	3,774	$1,356,111
CI	Cigna Group	+210	4,030	$1,095,474
TMO	Thermo Fisher Scientific Inc.	+140	1,742	$1,175,937
CLS	Celestica Inc	+50	710	$256,615
AMZN	Amazon Com Inc	+40	2,191	$545,887
ACN	Accenture plc	+22	456	$83,616
FIVE	Five Below, Inc	+20	4,115	$903,530
MSFT	Microsoft Corp	+10	4,137	$2,121,867
GWW	W.W. Grainger, Inc.	+8	208	$259,118
MCK	Mckesson Corp	+5	510	$435,443
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
LRCX	Lam Research Corp	−1,621	20,673	$6,791,287
ZTS	Zoetis Inc.	−1,345	1,370	$95,667
ANET	Arista Networks, Inc.	−1,000	14,980	$3,049,778
DBX	Dropbox, Inc.	−1,000	5,200	$176,020
AVGO	Broadcom Inc.	−728	13,731	$4,822,189
TSCO	Tractor Supply Co	−500	17,470	$546,636
FTNT	Fortinet, Inc.	−310	14,685	$2,625,090
CPRT	Copart Inc	−300	13,060	$356,276
IRM	Iron Mountain Inc	−276	3,008	$333,737
KR	Kroger Co	−259	4,012	$235,183
EBAY	Ebay Inc	−213	2,258	$239,460
CARR	CARRIER GLOBAL Corp	−213	4,389	$240,780
G	Genpact LTD	−206	2,163	$70,362
EW	Edwards Lifesciences Corp	−200	5,338	$460,776
NVDA	Nvidia Corp	−145	11,195	$2,556,714
MRK	Merck & Co., Inc.	−136	3,260	$473,710
DOX	Amdocs Ltd	−127	1,296	$74,105
ADM	Archer-Daniels-Midland Co	−106	943	$74,855
SNX	Td Synnex Corp	−100	1,608	$413,014
PLD	Prologis, Inc.	−99	1,134	$147,238
SBUX	Starbucks Corp	−98	927	$87,100
GOOGL	Alphabet Inc.	−90	3,355	$1,154,388
ALLE	Allegion plc	−84	1,380	$212,202
CDW	CDW Corp	−82	867	$111,114
ICE	Intercontinental Exchange, Inc.	−74	2,158	$328,080
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
CMDY	iShares Bloomberg Roll Select Commodity Strategy ETF	910	$50,259
—		1,490	$49,810
HGER	Harbor Commodity All-Weather Strategy ETF	1,235	$36,234
GLDM	World Gold Trust	396	$31,450
SIL	Global X Silver Miners ETF	60	$4,647
GDX	VanEck Gold Miners ETF	38	$2,867
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

94 tracked positions · $60,378,228 total · filing declares 94 positions · $60,381 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 94 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
LRCX	Lam Research Corp Technology	Reduced	20,673	-1,621	$6,791,287	−29.7%	11.25%
AVGO	Broadcom Inc. Technology	Reduced	13,731	-728	$4,822,189	−11.7%	7.99%
URI	United Rentals, Inc. Industrials	Reduced	3,605	-16	$3,607,811	−12.1%	5.98%
ANET	Arista Networks, Inc. Technology	Reduced	14,980	-1,000	$3,049,778	+12.3%	5.05%
FTNT	Fortinet, Inc. Technology	Reduced	14,685	-310	$2,625,090	+14.0%	4.35%
NVDA	Nvidia Corp Technology	Reduced	11,195	-145	$2,556,714	+12.7%	4.23%
MSFT	Microsoft Corp Technology	Added	4,137	+10	$2,121,867	+37.8%	3.51%
AAPL	Apple Inc. Technology	Held	5,830	0	$1,941,506	+15.1%	3.22%
GS	Goldman Sachs Group Inc Financial Services	Reduced	2,052	-36	$1,847,538	−12.5%	3.06%
GOOG	Alphabet Inc. Communication Services	Reduced	4,670	-70	$1,591,255	−5.0%	2.64%
PANW	Palo Alto Networks Inc Technology	Reduced	3,475	-15	$1,380,652	+16.0%	2.29%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Held	16,020	0	$1,368,268	−7.3%	2.27%
V	Visa Inc. Financial Services	Added	3,774	+365	$1,356,111	+15.9%	2.25%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	1,742	+140	$1,175,937	+46.4%	1.95%
GOOGL	Alphabet Inc. Communication Services	Reduced	3,355	-90	$1,154,388	−6.2%	1.91%
CI	Cigna Group Healthcare	Added	4,030	+210	$1,095,474	+4.0%	1.81%
SHW	Sherwin Williams Co Basic Materials	Held	3,015	0	$974,659	−6.1%	1.61%
META	Meta Platforms, Inc. Communication Services	Reduced	1,280	-60	$928,230	+23.0%	1.54%
FIVE	Five Below, Inc Consumer Cyclical	Added	4,115	+20	$903,530	+22.7%	1.50%
NXST	Nexstar Media Group, Inc. Communication Services	Reduced	5,584	-66	$902,206	−10.6%	1.49%
ABBV	AbbVie Inc. Healthcare	Held	3,155	0	$825,316	+4.0%	1.37%
TROW	Price T Rowe Group Inc Financial Services	Reduced	7,712	-70	$802,433	−9.3%	1.33%
ESNT	Essent Group Ltd. Financial Services	Added	13,640	+2,560	$789,892	+10.9%	1.31%
VRTX	Vertex Pharmaceuticals Inc Healthcare	Held	1,470	0	$768,530	+5.3%	1.27%
CFR	Cullen/Frost Bankers, Inc. Financial Services	Added	4,984	+696	$760,907	+14.8%	1.26%
SSNC	SS&C Technologies Holdings Inc Technology	Added	9,473	+2,000	$730,084	+57.4%	1.21%
ULTA	Ulta Beauty, Inc. Consumer Cyclical	Held	1,205	0	$658,134	+21.1%	1.09%
AMGN	Amgen Inc Healthcare	Reduced	1,510	-35	$636,480	+13.8%	1.05%
TSCO	Tractor Supply Co Consumer Cyclical	Reduced	17,470	-500	$546,636	−3.8%	0.91%
AMZN	Amazon Com Inc Consumer Cyclical	Added	2,191	+40	$545,887	+6.5%	0.90%
THO	Thor Industries Inc Consumer Cyclical	Reduced	7,160	-45	$494,756	−8.6%	0.82%
OZK	Bank OZK Financial Services	Added	10,607	+418	$487,497	−8.1%	0.81%
MRK	Merck & Co., Inc. Healthcare	Reduced	3,260	-136	$473,710	+8.6%	0.78%
EW	Edwards Lifesciences Corp Healthcare	Reduced	5,338	-200	$460,776	−8.0%	0.76%
MCK	Mckesson Corp Healthcare	Added	510	+5	$435,443	+14.1%	0.72%
ABT	Abbott Laboratories Healthcare	Held	4,329	0	$427,835	+8.9%	0.71%
SNX	Td Synnex Corp Technology	Reduced	1,608	-100	$413,014	−9.5%	0.68%
UNH	Unitedhealth Group Inc Healthcare	Held	1,050	0	$385,434	−11.7%	0.64%
MS	Morgan Stanley Financial Services	Held	1,900	0	$357,352	−10.0%	0.59%
CPRT	Copart Inc Industrials	Reduced	13,060	-300	$356,276	−5.4%	0.59%
PWR	Quanta Services, Inc. Industrials	Held	536	0	$344,385	−10.8%	0.57%
IRM	Iron Mountain Inc Real Estate	Reduced	3,008	-276	$333,737	−19.5%	0.55%
LHX	L3harris Technologies, Inc. Industrials	Held	1,400	0	$331,492	−18.5%	0.55%
ICE	Intercontinental Exchange, Inc. Financial Services	Reduced	2,158	-74	$328,080	+19.4%	0.54%
BLK	BlackRock, Inc. Financial Services	Reduced	298	-16	$315,370	+4.5%	0.52%
GWW	W.W. Grainger, Inc. Industrials	Added	208	+8	$259,118	−4.8%	0.43%
CLS	Celestica Inc Technology	Added	710	+50	$256,615	+6.6%	0.43%
CARR	CARRIER GLOBAL Corp Industrials	Reduced	4,389	-213	$240,780	−28.7%	0.40%
EBAY	Ebay Inc Consumer Cyclical	Reduced	2,258	-213	$239,460	−13.3%	0.40%
KR	Kroger Co Consumer Defensive	Reduced	4,012	-259	$235,183	−0.8%	0.39%

Showing the top 50 of 94 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.