GABELLI & Co INVESTMENT ADVISERS, INC.

Registered adviser

CIK

932724

Location

Rye, NY

Portfolio Value

Small $687,223,933

Diversification

Diversified

Filing Date

Global Rank

#3,187 / 8,819 ▼ 184

Top Industry

Shell Companies 13.8%

Period ended 4 months ago

Filed Aug 12, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 137024

Roster of Oct 1, 2026

Regulatory AUM

$1,482,548,909

Main clients

Pooled investment vehicles (100% of AUM)

Private funds

10 funds · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$770,545,705 gross assets

LEI

3CQZOP7J45HLNXJ85P25

Private funds on Schedule D 7.B.(1)

As filed Apr 29, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$829,306,186 gross assets in 10 funds Hedge funds $829,306,186 (10)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,482,548,909	Pooled investment vehicles (100%)
Apr 2025 to Mar 2026	$1,275,341,100	Pooled investment vehicles (100%)
Apr 2024 to Mar 2025	$1,531,181,790	Pooled investment vehicles (100%)
May 2023 to Mar 2024	$1,765,967,419	Pooled investment vehicles (100%)
Apr 2023	$1,765,967,419	Pooled investment vehicles (100%)
Apr 2022 to Mar 2023	$1,908,796,756	Pooled investment vehicles (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 31.7%, 61.5 effective positions, active share 94.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

72.2% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 5.0 quarters, but 1.6% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 94.2%; sector active share 41.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

298 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

4.5%

+0.2 pts

Top 5

19.2%

−0.3 pts

Top 10

31.7%

−1.4 pts

HHI

163

Diversified−17

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	29.6%	$203,122,638	110
Communication Services	17.8%	$122,386,653	34
Healthcare	13.9%	$95,705,322	35
Industrials	11.0%	$75,438,943	23
Technology	7.9%	$54,122,689	41
Utilities	6.8%	$46,812,481	5
Consumer Cyclical	5.3%	$36,129,613	21
Real Estate	3.9%	$26,943,814	11
Consumer Defensive	2.9%	$19,676,554	5
Energy	0.5%	$3,727,852	4
Unclassified	0.4%	$2,441,996	6
Basic Materials	0.1%	$715,378	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AES	Aes Corp	+655,400	1,123,650	$16,472,709
—		+402,338	479,988	$6,340,641
TWOD	Two Harbors Investment Corp.	+398,852	518,237	$12,930,013
DBRHP	DigitalBridge Group, Inc.	+319,850	912,680	$13,608,058
ELME	Elme Communities	+219,289	798,929	$1,182,414
WPAC	White Pearl Acquisition Corp.	+199,100	246,600	$2,470,932
WBD	Warner Bros. Discovery, Inc.	+185,050	1,113,240	$29,678,978
CZR	Caesars Entertainment, Inc.	+184,608	214,808	$6,482,905
KVUE	Kenvue Inc.	+170,000	912,600	$17,439,786
—		+164,350	385,800	$20,042,310
IHS	IHS Holding Ltd	+129,650	553,933	$4,564,407
SSP	E.W. SCRIPPS Co	+80,150	321,650	$890,970
—		+76,813	504,263	$2,622,167
IMXI	International Money Express, Inc.	+60,250	333,000	$4,811,850
—		+53,865	181,147	$13,843,253
NLOP	Net Lease Office Properties	+46,786	133,151	$1,481,970
TXNM	Txnm Energy Inc	+45,450	391,636	$22,237,092
SLAB	Silicon Laboratories Inc.	+28,629	40,279	$8,803,378
—		+11,800	149,750	$30,704,740
MGRC	Mcgrath Rentcorp	+11,170	36,358	$4,400,408
—		+10,666	139,714	$29,191,843
BHF	Brighthouse Financial, Inc.	+8,000	55,550	$3,516,315
CNNE	Cannae Holdings, Inc.	+7,600	123,250	$1,774,800
—		+5,951	55,151	$1,045,663
EEFT	Euronet Worldwide, Inc.	+5,900	21,191	$1,550,969
No positions match the current search.

Trimmed

Positions the filer reduced

20 positions

Ticker	Company	Δ Shares	Shares	Value
STAA	Staar Surgical Co	−101,200	32,500	$932,425
FOX	Fox Corp	−70,598	72,313	$3,387,140
AIV	Apartment Investment & Management Co	−61,135	318,315	$945,395
MX	MAGNACHIP SEMICONDUCTOR Corp	−54,970	22,505	$106,448
SNAP	Snap Inc	−50,000	30,000	$133,200
—		−47,964	87,636	$3,051,485
BATRK	Atlanta Braves Holdings, Inc.	−29,278	48,340	$2,508,846
MANU	Manchester United plc	−24,383	32,112	$736,328
—		−21,100	119,550	$1,973,770
AVO	Mission Produce, Inc.	−13,309	72,691	$857,026
RVMD	Revolution Medicines, Inc.	−8,950	4,450	$833,396
PRLB	Proto Labs Inc	−7,500	7,000	$570,570
NUCLW	Eagle Nuclear Energy Corp.	−4,600	20,450	$29,653
CYTK	Cytokinetics Inc	−3,050	10,528	$896,880
AMZN	Amazon Com Inc	−3,000	19,000	$4,528,460
GLIBK	Liberty Capital Corp	−2,100	62,344	$1,344,136
LION	Lionsgate Studios Corp.	−410	20,360	$311,711
BTSGU	BrightSpring Health Services, Inc.	−250	1,250	$286,187
THC	Tenet Healthcare Corp	−250	1,100	$205,788
GOOGL	Alphabet Inc.	−5	710	$253,732
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
ROKU	Roku, Inc	97,800	$13,510,092
TECH	BIO-TECHNE Corp	161,250	$11,392,312
—		81,645	$10,836,740
—		74,244	$9,169,134
—		862,492	$8,098,799
OGN	Organon & Co.	548,700	$7,429,398
—		2,315,900	$7,318,244
D	Dominion Energy, Inc	100,000	$6,829,000
UNF	Unifirst Corp	23,000	$6,082,580
RAMP	LiveRamp Holdings, Inc.	145,199	$5,465,290
—		159,003	$4,997,464
—		68,250	$4,896,255
BREZ	Breeze Acquisition Corp. II	414,950	$4,112,154
ACA	Arcosa, Inc.	27,791	$4,037,754
—		11,000	$3,899,830
—		146,600	$3,842,386
GSAT	Globalstar, Inc.	45,900	$3,731,211
PAYO	Payoneer Global Inc.	506,688	$3,607,618
TRAD	APEX Tech Acquisition Inc.	344,000	$3,422,800
ECHO	EchoStar CORP	33,698	$3,420,347
—		114,650	$3,264,085
ACGCU	ACP Holdings Acquisition Corp.	275,000	$2,769,250
ZKP	Lafayette Digital Acquisition Corp. I	255,400	$2,546,338
QLEP	Quantum Leap Acquisition Corp	245,500	$2,437,815
—		772,958	$2,403,899
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		616,733	$25,933,623
—		308,300	$23,304,397
—		782,340	$18,502,341
—		152,400	$17,498,568
—		88,650	$15,768,176
—		208,556	$13,543,627
—		777,340	$11,240,336
—		205,700	$10,844,504
—		408,372	$9,800,928
—		200,600	$8,070,138
—		95,578	$7,640,505
—		150,996	$7,056,043
—		325,350	$6,975,504
—		165,252	$4,410,576
—		177,815	$4,395,587
—		253,695	$4,312,815
—		254,720	$3,589,005
—		20,383	$3,507,914
—		279,824	$3,341,099
—		142,350	$2,686,145
ZKPU	Lafayette Digital Acquisition Corp. I	255,400	$2,543,784
FAC	Factorial Energy Inc.	243,600	$2,498,118
—		381,415	$2,471,569
—		228,500	$2,470,085
—		185,600	$2,008,192
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

298 tracked positions · $687,223,933 total · filing declares 316 positions · $687,601,897 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 298 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
		Added	149,750	+11,800	$30,704,740	+9.2%	4	$198.30	4.47%
WBD	Warner Bros. Discovery, Inc. Communication Services	Added	1,113,240	+185,050	$29,678,978	+16.4%	17	$25.45	4.32%
		Added	139,714	+10,666	$29,191,843	+9.4%	5	unpriced	4.25%
TXNM	Txnm Energy Inc Utilities	Added	391,636	+45,450	$22,237,092	+9.9%	5	$56.50	3.24%
		Added	385,800	+164,350	$20,042,310	+76.2%	3	unpriced	2.92%
GDV	Gabelli Dividend & Income Trust Financial Services	Held	626,000	0	$18,404,400	+9.2%	7	$24.69	2.68%
KVUE	Kenvue Inc. Consumer Defensive	Added	912,600	+170,000	$17,439,786	+36.2%	3	$17.10	2.54%
PEN	Penumbra Inc Healthcare	Added	53,292	+1,600	$16,826,949	−0.9%	2	$338.17	2.45%
NSC	Norfolk Southern Corp Industrials	Added	53,320	+1,200	$16,773,938	+12.1%	4	$282.62	2.44%
AES	Aes Corp Utilities	Added	1,123,650	+655,400	$16,472,709	+149.7%	2	$14.68	2.40%
GDL	Gdl Fund Financial Services	Held	1,846,636	0	$15,641,006	+1.7%	7	$8.10	2.28%
		Added	181,147	+53,865	$13,843,253	+56.7%	2	$69.73	2.01%
DBRHP	DigitalBridge Group, Inc. Financial Services	Added	912,680	+319,850	$13,608,058	+41.5%	3	unpriced	1.98%
ROKU	Roku, Inc Communication Services	NEW	97,800	NEW	$13,510,092	NEW	1	$121.99	1.97%
TWOD	Two Harbors Investment Corp. Real Estate	Added	518,237	+398,852	$12,930,013	+336.9%	3	unpriced	1.88%
TECH	BIO-TECHNE Corp Healthcare	NEW	161,250	NEW	$11,392,312	NEW	1	$54.00	1.66%
		NEW	81,645	NEW	$10,836,740	NEW	1	$90.09	1.58%
GLU	Gabelli Global Utility & Income Trust Financial Services	Held	486,810	0	$9,346,752	+0.2%	7	$16.17	1.36%
		NEW	74,244	NEW	$9,169,134	NEW	1	unpriced	1.33%
SLAB	Silicon Laboratories Inc. Technology	Added	40,279	+28,629	$8,803,378	+263.0%	2	$206.75	1.28%
		NEW	862,492	NEW	$8,098,799	NEW	1	$8.11	1.18%
OGN	Organon & Co. Healthcare	NEW	548,700	NEW	$7,429,398	NEW	1	$11.96	1.08%
		NEW	2,315,900	NEW	$7,318,244	NEW	1	unpriced	1.06%
		Held	217,290	0	$7,227,065	−33.9%	8	unpriced	1.05%
D	Dominion Energy, Inc Utilities	NEW	100,000	NEW	$6,829,000	NEW	1	$65.02	0.99%
CZR	Caesars Entertainment, Inc. Consumer Cyclical	Added	214,808	+184,608	$6,482,905	+712.2%	16	$28.47	0.94%
		Added	479,988	+402,338	$6,340,641	+768.7%	7	unpriced	0.92%
UNF	Unifirst Corp Industrials	NEW	23,000	NEW	$6,082,580	NEW	1	$261.22	0.89%
RAMP	LiveRamp Holdings, Inc. Technology	NEW	145,199	NEW	$5,465,290	NEW	1	$32.94	0.80%
		NEW	159,003	NEW	$4,997,464	NEW	1	unpriced	0.73%
		NEW	68,250	NEW	$4,896,255	NEW	1	unpriced	0.71%
IMXI	International Money Express, Inc. Technology	Added	333,000	+60,250	$4,811,850	+11.7%	4	$13.59	0.70%
IHS	IHS Holding Ltd Real Estate	Added	553,933	+129,650	$4,564,407	+30.7%	2	$8.07	0.66%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	19,000	-3,000	$4,528,460	−1.2%	7	$204.58	0.66%
MGRC	Mcgrath Rentcorp Industrials	Added	36,358	+11,170	$4,400,408	+58.4%	10	$114.06	0.64%
SOUL	Soulpower Acquisition Corp. Financial Services	Held	403,700	0	$4,178,295	+1.0%	4	$10.07	0.61%
		Held	125,000	0	$4,160,000	−33.7%	2	$50.32	0.61%
BREZ	Breeze Acquisition Corp. II Financial Services	NEW	414,950	NEW	$4,112,154	NEW	1	unpriced	0.60%
ACA	Arcosa, Inc. Industrials	NEW	27,791	NEW	$4,037,754	NEW	1	$124.21	0.59%
		NEW	11,000	NEW	$3,899,830	NEW	1	unpriced	0.57%
		NEW	146,600	NEW	$3,842,386	NEW	1	unpriced	0.56%
GSAT	Globalstar, Inc. Communication Services	NEW	45,900	NEW	$3,731,211	NEW	1	$80.48	0.54%
LLYVK	Liberty Live Holdings, Inc. Communication Services	Held	35,054	0	$3,703,104	+12.3%	3	$85.87	0.54%
PAYO	Payoneer Global Inc. Technology	NEW	506,688	NEW	$3,607,618	NEW	1	$5.47	0.52%
BHF	Brighthouse Financial, Inc. Financial Services	Added	55,550	+8,000	$3,516,315	+23.5%	4	$54.81	0.51%
TRAD	APEX Tech Acquisition Inc. Financial Services	NEW	344,000	NEW	$3,422,800	NEW	1	$9.92	0.50%
ECHO	EchoStar CORP Communication Services	NEW	33,698	NEW	$3,420,347	NEW	1	$122.23	0.50%
FOX	Fox Corp Communication Services	Reduced	72,313	-70,598	$3,387,140	−55.4%	14	$34.02	0.49%
EVAC	EQV Ventures Acquisition Corp. II Financial Services	Held	325,250	0	$3,311,045	+0.9%	2	$10.08	0.48%
		NEW	114,650	NEW	$3,264,085	NEW	1	$16.02	0.47%

Showing the top 50 of 298 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.