Alliancebernstein Holding L.P 8-K, filed Jan 12, 2022
Alliancebernstein Holding L.P. (AB)
8-K
2022-01-12
For: 2022-01-12
View Original
Added on
April 10, 2026
About this 8-K
Alliancebernstein Holding L.P filed this 8-K on January 12, 2022.
Items reported
- Item 7.01: Regulation FD disclosure
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 12, 2022 (January 11, 2022)
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification Number) | ||||||
(Address of principal executive offices)
(Zip Code)
(615 ) 622-0000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading Symbol | Name of Each Exchange on which Registered | ||||||
Item 7.01. Regulation FD Disclosure.
AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. are furnishing a news release (“AUM Release”) issued on January 11, 2022 announcing AB’s preliminary assets under management as of December 31, 2021. The AUM Release is attached hereto as Exhibit 99.01.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
99.01 AUM Release.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ALLIANCEBERNSTEIN HOLDING L.P. | |||||||||||
| Dated: January 12, 2022 | By: | /s/ David M. Lesser | |||||||||
| David M. Lesser Corporate Secretary | |||||||||||
 | Mark Griffin, Investors 629.213.5672 mark.griffin@alliancebernstein.com | Carly Symington, Media 629.213.5568 carly.symington@alliancebernstein.com | ||||||
AB Announces December 31, 2021 Assets Under Management
Nashville, TN, January 11, 2022 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) today announced that preliminary assets under management increased to $779 billion during December 2021 from $759 billion at the end of November. Market appreciation and firmwide net inflows drove the 3% increase. All channels reflected positive net flows in the month of December, led by Institutional and Retail.
AllianceBernstein L.P. (The Operating Partnership) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Assets Under Management ($ in Billions) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
At December 31, 2021 | At Nov 30 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 2021 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Private | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Institutions | Retail | Wealth | Total | Total | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
Equity | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Actively Managed | $ | 74 | $ | 154 | $ | 60 | $ | 288 | $ | 273 | |||||||||||||||||||||||||||||||||||||||||||||||||
Passive | 29 | 41 | 2 | 72 | 70 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Equity | 103 | 195 | 62 | 360 | 343 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Fixed Income | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Taxable | 156 | 76 | 14 | 246 | 248 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Tax-Exempt | 1 | 29 | 27 | 57 | 57 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Passive | — | 13 | — | 13 | 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Fixed Income | 157 | 118 | 41 | 316 | 317 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Alternatives/Multi-Asset Solutions(1) | 77 | 7 | 19 | 103 | 99 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total | $ | 337 | $ | 320 | $ | 122 | $ | 779 | $ | 759 | |||||||||||||||||||||||||||||||||||||||||||||||||
At November 30, 2021 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total | $ | 329 | $ | 311 | $ | 119 | $ | 759 | |||||||||||||||||||||||||||||||||||||||||||||||||||
(1) Includes certain multi-asset solutions and services not included in equity or fixed income services. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Cautions Regarding Forward-Looking Statements
Certain statements provided by management in this news release are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Such forward-looking statements are subject to risks, uncertainties and other factors that could cause actual results to differ materially from future results expressed or implied by such forward-looking statements. The most significant of these factors include, but are not limited to, the following: the performance of financial markets, the investment performance of sponsored investment products and separately-managed accounts, general economic conditions, industry trends, future acquisitions, integration of acquired companies, competitive conditions, and government regulations, including changes in tax regulations and rates and the manner in which the earnings of publicly-traded partnerships are taxed. AB cautions readers to carefully consider such factors. Further, such forward-looking statements speak only as of the date on which such statements are made; AB undertakes no obligation to update any forward-looking statements to reflect events or circumstances after the date of such statements. For further information regarding these forward-looking statements and the factors that could cause actual results to differ, see “Risk Factors” and “Cautions Regarding Forward-Looking Statements” in AB’s Form 10-K for the year ended December 31, 2020 or form 10-Q for the quarter ended September 30, 2021. Any or all of the forward-looking statements made in this news release, Form 10-K, Form 10-Q, other documents AB files with or furnishes to the SEC and any other public statements issued by AB, may turn out to be wrong. It is important to remember that other factors besides those listed in “Risk Factors” and “Cautions Regarding Forward-Looking Statements”, and those listed above, could also adversely affect AB’s financial condition, results of operations and business prospects.
About AllianceBernstein
AllianceBernstein is a leading global investment management firm that offers high-quality research and diversified investment services to institutional investors, individuals and private wealth clients in major world markets.
As of December 31, 2021, including both the general partnership and limited partnership interests in AllianceBernstein, AllianceBernstein Holding owned approximately 36.2% of AllianceBernstein and Equitable Holdings, Inc. ("EQH"), directly and through various subsidiaries, owned an approximate 64.5% economic interest in AllianceBernstein.
Additional information about AB may be found on our website, www.alliancebernstein.com.
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