Alliancebernstein Holding L.P 8-K, filed Mar 23, 2022
Alliancebernstein Holding L.P. (AB)
8-K
2022-03-23
For: 2022-03-23
View Original
Added on
July 04, 2026
About this 8-K
Alliancebernstein Holding L.P filed this 8-K on March 23, 2022.
Items reported
- Item 5.02: Director or officer change, or executive pay
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 23, 2022
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification Number) | ||||||
(Address of principal executive offices)
(Zip Code)
(212 ) 969-1000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading Symbol | Name of Each Exchange on which Registered | ||||||
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) On March 22, 2022, Ali Dibadj notified AllianceBernstein Holding L.P. (“AB Holding”) of his resignation from his position as Chief Financial Officer and Head of Strategy, effective March 22, 2022, to become the chief executive officer of another publicly traded company.
(c) AB Holding appointed William R. Siemers, AB Holding’s Controller and Chief Accounting Officer, as Interim Chief Financial Officer, effective immediately. Mr. Siemers, age 62, has served as Controller and Chief Accounting Officer since March 2018, and will continue in that role in addition to serving as Interim Chief Financial Officer. Prior to serving as Controller and Chief Accounting Officer, Mr. Siemers served as Director of Financial Reporting, a position that he held since July 2004.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | ||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ALLIANCEBERNSTEIN HOLDING L.P. | |||||||||||
| Dated: March 23, 2022 | By: | /s/ David M. Lesser | |||||||||
| David M. Lesser Corporate Secretary | |||||||||||