Alliancebernstein Holding L.P 8-K, filed Sep 27, 2021
Alliancebernstein Holding L.P. (AB)
8-K
2021-09-27
For: 2021-09-27
View Original
Added on
April 10, 2026
About this 8-K
Alliancebernstein Holding L.P filed this 8-K on September 27, 2021.
Items reported
- Item 5.02: Director or officer change, or executive pay
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 27, 2021 (September 21, 2021)
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification Number) | ||||||
(Address of principal executive offices)
(Zip Code)
(212 ) 969-1000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading Symbol | Name of Each Exchange on which Registered | ||||||
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) Effective September 21, 2021, Paul Audet departed the Board of Directors (the “Board”) of AllianceBernstein Corporation, the general partner of AllianceBernstein L.P. and AllianceBernstein Holding L.P.
(d) Effective September 21, 2021, Todd Walthall, Executive Vice President of Enterprise Growth at United Healthcare Group, joined the Board and the Audit and Risk Committee of the Board.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
99.01 BOD Release.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ALLIANCEBERNSTEIN HOLDING L.P. | |||||||||||
| Dated: September 27, 2021 | By: | /s/ David M. Lesser | |||||||||
| David M. Lesser Corporate Secretary | |||||||||||
 | Mark Griffin, Investors mark.griffin@alliancebernstein.com | Jennifer Casey, Media jennifer.casey@alliancebernstein.com | ||||||
AllianceBernstein Announces Appointment of Todd Walthall to its Board of Directors
NASHVILLE, September 27, 2021 -- AllianceBernstein L.P. ("AB") and AllianceBernstein Holding L.P. ("AB Holding") today announced that Todd Walthall has joined the board of directors at AllianceBernstein as an independent member. His appointment is effective as of September 21, 2021 and he will sit on the Audit and Risk Committee.
“Todd brings to the board a deep expertise in the customer experience space having devoted a large portion of his career to understand how to best meet the needs of customers. I am confident his perspective will help to advance AB’s business and culture," said Seth Bernstein, president and chief executive officer of AllianceBernstein.
Mr. Walthall is Executive Vice President of Enterprise Growth at UnitedHealth Group where he is accountable for accelerating growth through key partnerships and integrated solutions. He has held numerous leadership roles throughout his career, including, most recently, Executive Vice President and Chief Operating Officer at Blue Shield of California, a non-profit health plan with more than $20 billion in annual revenue where he led sales, marketing, technology and customer experience.
About AllianceBernstein
AllianceBernstein is a leading global investment management firm that offers high-quality research and diversified investment services to institutional investors, individuals and private wealth clients in major world markets.
As of June 30, 2021, including both the general partnership and limited partnership interests in AllianceBernstein, AllianceBernstein Holding owned approximately 36.3% of AllianceBernstein and Equitable Holdings, Inc. ("EQH"), directly and through various subsidiaries, owned an approximate 64.4% economic interest in AllianceBernstein.
Additional information about AB may be found on our website, www.alliancebernstein.com.