Alliancebernstein Holding L.P 8-K, filed Oct 22, 2021
Alliancebernstein Holding L.P. (AB)
8-K
2021-10-22
For: 2021-10-22
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Added on
April 10, 2026
About this 8-K
Alliancebernstein Holding L.P filed this 8-K on October 22, 2021.
Items reported
- Item 5.02: Director or officer change, or executive pay
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 22, 2021
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification Number) | ||||||
(Address of principal executive offices)
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(212 ) 969-1000
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Securities registered pursuant to Section 12(b) of the Act:
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b)(d) Effective October 22, 2021, Joan Lamm-Tennant succeeds Ramon de Oliveira, who served as Chair of the Boards of Directors of Equitable Holdings, Inc. (“Equitable”) and AllianceBernstein Corporation, general partner of AllianceBernstein L.P. and AllianceBernstein Holding L.P. (collectively, the “Company”), since March 2019 when Equitable became an independent company, during which time the Company delivered significant shareholder and unitholder value in a challenging environment. Ms. Lamm-Tennant, who joined the Equitable Board in January 2020, brings to the Company significant industry, risk management and capital advisory expertise, having held several global business leadership roles.
Ms. Lamm-Tennant also will serve as Chair and member of the Executive Committee of the AllianceBernstein Board.
Mr. de Oliveira resigned after agreeing with the Company that he engaged in communications that were inconsistent with the Company’s standards. Mr. de Oliveira’s departure is unrelated to the Company’s operations, financial integrity or controls.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ALLIANCEBERNSTEIN HOLDING L.P. | |||||||||||
| Dated: October 22, 2021 | By: | /s/ David M. Lesser | |||||||||
| David M. Lesser Corporate Secretary | |||||||||||