Alliancebernstein Holding L.P 8-K, filed Sep 23, 2020
Alliancebernstein Holding L.P. (AB)
8-K
2020-09-23
For: 2020-09-23
View Original
Added on
April 10, 2026
About this 8-K
Alliancebernstein Holding L.P filed this 8-K on September 23, 2020.
Items reported
- Item 5.02: Director or officer change, or executive pay
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 23, 2020
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification Number) | ||||||
(Address of principal executive offices)
(Zip Code)
(212 ) 969-1000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading Symbol | Name of Each Exchange on which Registered | ||||||
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(d) On September 23, 2020, Alpha Units Holdings, Inc., a wholly-owned subsidiary of Equitable Holdings, Inc. and the sole shareholder of AllianceBernstein Corporation (the “Corporation”), the general partner of AllianceBernstein L.P. ("ABLP") and AllianceBernstein Holding L.P. (together with ABLP and the Corporation, "AB") determined that, effective immediately, Bertram L. Scott is joining the Board of Directors (the “Board”) of the Corporation.
Additionally, the Board determined that Mr. Scott will join the Compensation and Workplace Practices Committee, effective immediately.
AB is furnishing a news release (“BOD Release”) issued on September 23, 2020 attached hereto as Exhibit 99.01.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
99.01 BOD Release.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ALLIANCEBERNSTEIN HOLDING L.P. | |||||||||||
| Dated: September 23, 2020 | By: | /s/ David M. Lesser | |||||||||
| David M. Lesser Corporate Secretary | |||||||||||
 | Mark Griffin, Investors mark.griffin@alliancebernstein.com | Jennifer Casey, Media jennifer.casey@alliancebernstein.com | ||||||
AllianceBernstein Announces Appointments of Bertram Scott and Nella Domenici to its Board of Directors
NEW YORK, September 23, 2020 -- AllianceBernstein L.P. ("AB") and AllianceBernstein Holding L.P. ("AB Holding") today announced that the firm has added two new independent Directors to its Board of Directors this year. Bertram Scott has joined the AB Board as of September 23, 2020. He will sit on the Compensation and Workplace Practices Committee. Nella Domenici joined the AB Board in January 2020 and sits on the Audit and Risk Committee.
"I am pleased to announce Bert’s and Nella’s recent appointments and I am confident that they will bring the requisite perspective to advance our business and culture," said Seth Bernstein, President & Chief Executive Officer of AllianceBernstein.
Mr. Scott brings to the Board strong strategic and operational expertise acquired through the variety of executive roles and experience as a board member of public companies. He is currently a member of the Board of Directors of Becton, Dickinson and Company and Lowe’s Companies, Inc. Mr. Scott also has been a Director of Equitable America since May 2012 and was appointed a Director of Equitable Holdings in March 2019.
Mr. Scott has held numerous senior leadership roles throughout the course of his career within the insurance, finance and healthcare industries, including most recently until his retirement in May 2019 as Senior Vice President of population health of Novant Health, Inc. He previously served as President and Chief Executive Officer of Affinity Health Plan; President, U.S. Commercial at CIGNA Corporation; and President and Chief Executive Officer of TIAA-CREF Life Insurance Company.
Ms. Domenici brings to the Board seasoned business acumen and extensive global experience in strategic financial management, corporate strategy and operations. She is the Chief Financial Officer of Dataminr, a leading artificial intelligence company that detects emerging risks from publicly available information. Prior, Ms. Domenici served as Chief Financial Officer and a member of the Operating Committee at Bridgewater Associates, a global leader in institutional portfolio management and the world’s largest hedge fund. Ms. Domenici has also held senior strategic and financial positions at other prominent companies, including Citadel Investment Group, Credit Suisse and the Monitor Consulting Group. She serves on the board of Change Healthcare, where she is on the Audit and Compliance Committee.
About AllianceBernstein
AllianceBernstein is a leading global investment management firm that offers high-quality research and diversified investment services to institutional investors, individuals and private wealth clients in major world markets.
As of June 30, 2020, including both the general partnership and limited partnership interests in AllianceBernstein, AllianceBernstein Holding owned approximately 35.5% of AllianceBernstein and Equitable Holdings, Inc. ("EQH"), directly and through various subsidiaries, owned an approximate 65.2% economic interest in AllianceBernstein.
Additional information about AB may be found on our website, www.alliancebernstein.com.