ACES · ALPS Clean Energy ETF

$32.55 +0.14 (+0.43%) At close · Aug 14

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 29

Total Value: $67,649,317

Total Shares: 1,909,380

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 29 13F filers · Δ vs Mar 31, 2026

Top Holder

77.3%

+8.4 pts

Top 5

90.1%

+6.1 pts

Top 10

96.3%

+4.7 pts

HHI

6,026

Highly concentrated+1,199

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -22

Institutional value: -0.1%

Shares held: -5.5%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large CIBC Bancorp USA Inc.	+83,080	1,474,997
Mega BANK OF AMERICA CORP /DE/	+7,424	70,133
Mega WELLS FARGO & COMPANY/MN	+6,032	19,864
Mega ROYAL BANK OF CANADA	+5,746	7,241
Mega D. E. Shaw & Co., Inc.	+4,113	39,824

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−29,176	11,520
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−6,283	23,996
Mega GOLDMAN SACHS GROUP INC	−4,263	100,000
Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	−2,366	18,590
Large Focus Partners Wealth	−2,080	35,121

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid GTS SECURITIES LLC	34,413	$1,219,252
Large NewEdge Advisors, LLC	200	$7,086
Mid Integrated Wealth Concepts LLC	197	$6,979
Small COMPASS FINANCIAL MANAGEMENT LLC	13	$460

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Wealthfront Advisers LLC	97,030	$3,251,475
Mega CITADEL ADVISORS LLC	28,964	$970,583
Mega LPL Financial LLC	20,198	$676,834
Micro WAYSTONE ADVISORS LLC	17,029	$570,641
Large Belvedere Trading LLC	16,600	$556,266

Filter: New 4 Increased 11 Reduced 7 Sold out 26 Unchanged 7

Showing 29 of 29

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CIBC Bancorp USA Inc.

$52,259,143

77.25%

1,474,997

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	1,001,224	$35,473,366	67.9%	Defined
CIBC National Trust Co	473,773	$16,785,777	32.1%	Defined

GOLDMAN SACHS GROUP INC

$3,543,000

5.24%

100,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	100,000	$3,543,000	100.0%	Defined

BANK OF AMERICA CORP /DE/

$2,484,811

3.67%

70,133

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	10,825	$383,529	15.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	59,308	$2,101,282	84.6%	Defined

D. E. Shaw & Co., Inc.

$1,410,964

2.09%

39,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	39,824	$1,410,964	100.0%	Defined

Focus Partners Wealth

$1,244,337

1.84%

35,121

GTS SECURITIES LLC

$1,219,252

1.80%

34,413

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$850,178

1.26%

23,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	23,996	$850,178	100.0%	Other

MORGAN STANLEY

$748,812

1.11%

21,135

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	21,135	$748,812	100.0%	Defined

WELLS FARGO & COMPANY/MN

$703,781

1.04%

19,864

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	275	$9,743	1.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	19,589	$694,038	98.6%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$658,643

0.97%

18,590

UBS Group AG

$467,993

0.69%

13,209

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	13,158	$466,187	99.6%	Defined
UBS AG	51	$1,806	0.4%	Defined

JANE STREET GROUP, LLC

$408,153

0.60%

11,520

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	11,520	$408,153	100.0%	Defined

TRILLIUM ASSET MANAGEMENT, LLC

$301,155

0.45%

8,500

US BANCORP \DE\

$287,301

0.42%

8,109

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	8,109	$287,301	100.0%	Defined

LaSalle St. Investment Advisors, LLC

$287,089

0.42%

8,103

Cetera Investment Advisers

$275,043

0.41%

7,763

ROYAL BANK OF CANADA

$256,548

0.38%

7,241

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	6,333	$224,378	87.5%	Defined
RBC Dominion Securities Inc.	908	$32,170	12.5%	Defined

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$130,913

0.19%

3,695

OSAIC HOLDINGS, INC.

$68,025

0.10%

1,920

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,920	$68,025	100.0%	Defined

Steward Partners Investment Advisory, LLC

$10,699

0.02%

302

Rockefeller Capital Management L.P.

$9,459

0.01%

267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	267	$9,459	100.0%	Defined

NewEdge Advisors, LLC

$7,086

0.01%

200

Integrated Wealth Concepts LLC

$6,979

0.01%

197

HARBOUR INVESTMENTS, INC.

$4,251

0.01%

120

Godfrey Financial Associates, Inc.

$3,543

0.01%

100

FMR LLC

$1,558

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	44	$1,558	100.0%	Defined

COMPASS FINANCIAL MANAGEMENT LLC

$460

0.00%

Qube Research & Technologies Ltd

$106

0.00%

JPMORGAN CHASE & CO

$35

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	1	$35	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	28,964	$970,583	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	7	$234	100.0%	Defined

Key facts CIK 1414040 CUSIP 00162Q460 13F (30d) 29 filings 29 filers Visit website