ACES · ALPS Clean Energy ETF · Holdings ETF

$28.04 +0.42 (+1.52%)

Volume · Oct 2 18.38K Avg daily vol (3M) 60.21K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 50

Total Value: $73,845,838

Total Shares: 2,084,275

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 50 13F filers · Δ vs Mar 31, 2026

Top Holder

70.8%

+1.9 pts

Top 5

86.0%

+2.0 pts

Top 10

92.5%

+0.9 pts

HHI

5,087

Highly concentrated+260

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: +9.1%

Shares held: +3.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large CIBC Bancorp USA Inc.	+83,080	1,474,997
Large Wealthfront Advisers LLC	+10,715	107,745
Mega BANK OF AMERICA CORP /DE/	+7,424	70,133
Mega WELLS FARGO & COMPANY/MN	+6,032	19,864
Mega ROYAL BANK OF CANADA	+5,746	7,241

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−29,176	11,520
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−6,283	23,996
Mega GOLDMAN SACHS GROUP INC	−4,263	100,000
Mega NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	−2,366	18,590
Large Focus Partners Wealth	−2,080	35,121

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid GTS SECURITIES LLC	34,413	$1,219,252
Mega CITIGROUP INC	19,214	$680,752
Small NORTHSTAR ASSET MANAGEMENT INC	6,425	$227,637
Small Aspect Partners, LLC	677	$23,986
Mid Global Retirement Partners, LLC	40	$1,417

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega CITADEL ADVISORS LLC	28,964	$970,583
Large Belvedere Trading LLC	16,600	$556,266
Mid Massar Capital Management, LP	15,792	$529,189
Large HRT FINANCIAL LP	9,810	$328,733
Small TigerOak Management, L.L.C.	8,622	$288,923

Filter: New 8 Increased 15 Reduced 9 Sold out 9 Unchanged 18

Showing 50 of 50

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CIBC Bancorp USA Inc.

$52,259,143

70.77%

1,474,997

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	1,001,224	$35,473,366	67.9%	Defined
CIBC National Trust Co	473,773	$16,785,777	32.1%	Defined

Wealthfront Advisers LLC

$3,817,405

5.17%

107,745

GOLDMAN SACHS GROUP INC

$3,543,000

4.80%

100,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	100,000	$3,543,000	100.0%	Defined

BANK OF AMERICA CORP /DE/

$2,484,811

3.36%

70,133

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	10,825	$383,529	15.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	59,308	$2,101,282	84.6%	Defined

D. E. Shaw & Co., Inc.

$1,410,964

1.91%

39,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	39,824	$1,410,964	100.0%	Defined

Focus Partners Wealth

$1,244,337

1.69%

35,121

GTS SECURITIES LLC

$1,219,252

1.65%

34,413

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$850,178

1.15%

23,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	23,996	$850,178	100.0%	Other

MORGAN STANLEY

$748,812

1.01%

21,135

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	21,135	$748,812	100.0%	Defined

LPL Financial LLC

$718,343

0.97%

20,275

WELLS FARGO & COMPANY/MN

$703,781

0.95%

19,864

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	275	$9,743	1.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	19,589	$694,038	98.6%	Defined

CITIGROUP INC

$680,752

0.92%

19,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	19,214	$680,752	100.0%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$658,643

0.89%

18,590

WAYSTONE ADVISORS LLC

$644,967

0.87%

18,204

UBS Group AG

$467,993

0.63%

13,209

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	13,158	$466,187	99.6%	Defined
UBS AG	51	$1,806	0.4%	Defined

JANE STREET GROUP, LLC

$408,153

0.55%

11,520

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	11,520	$408,153	100.0%	Defined

TRILLIUM ASSET MANAGEMENT, LLC

$301,155

0.41%

8,500

US BANCORP \DE\

$287,301

0.39%

8,109

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	8,109	$287,301	100.0%	Other

LaSalle St. Investment Advisors, LLC

$287,089

0.39%

8,103

Cetera Investment Advisers

$275,043

0.37%

7,763

ROYAL BANK OF CANADA

$256,548

0.35%

7,241

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	6,333	$224,378	87.5%	Defined
RBC Dominion Securities Inc.	908	$32,170	12.5%	Defined

NORTHSTAR ASSET MANAGEMENT INC

$227,637

0.31%

6,425

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$130,913

0.18%

3,695

OSAIC HOLDINGS, INC.

$68,025

0.09%

1,920

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,920	$68,025	100.0%	Defined

Smithfield Trust Co

$50,027

0.07%

1,412

Aspect Partners, LLC

$23,986

0.03%

677

Steward Partners Investment Advisory, LLC

$10,699

0.01%

302

Farther Finance Advisors, LLC

$10,380

0.01%

293

Rockefeller Capital Management L.P.

$9,459

0.01%

267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	267	$9,459	100.0%	Defined

Geneos Wealth Management Inc.

$8,680

0.01%

245

NewEdge Advisors, LLC

$7,086

0.01%

200

TSFG, LLC

$6,483

0.01%

183

HARBOUR INVESTMENTS, INC.

$4,251

0.01%

120

PlanVest Financial, Inc

$3,543

0.00%

100

Godfrey Financial Associates, Inc.

$3,543

0.00%

100

Fourth Dimension Wealth, LLC

$3,543

0.00%

100

THOMPSON INVESTMENT MANAGEMENT, INC.

$2,090

0.00%

FMR LLC

$1,558

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	44	$1,558	100.0%	Defined

Global Retirement Partners, LLC

$1,417

0.00%

WOLFF WIESE MAGANA LLC

$1,310

0.00%

Financial Management Professionals, Inc.

$885

0.00%

Cassaday & Co Wealth Management LLC

$708

0.00%

Bear Mountain Capital, Inc.

$531

0.00%

COMPASS FINANCIAL MANAGEMENT LLC

$460

0.00%

Ashton Thomas Private Wealth, LLC

$354

0.00%

NATIONAL BANK OF CANADA /FI/

$318

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	9	$318	100.0%	Defined

Qube Research & Technologies Ltd

$106

0.00%

Blue Trust, Inc.

$106

0.00%

FIFTH THIRD BANCORP

$35

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1	$35	100.0%	Defined

JPMORGAN CHASE & CO

$35

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	1	$35	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	28,964	$970,583	100.0%	Defined