AGOX · Adaptive Alpha Opportunities ETF

$34.53 -0.20 (-0.57%) At close · Aug 14

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 24

Total Value: $137,980,613

Total Shares: 3,980,976

Institutional Ownership Trend

21 quarters

Holder Concentration

Across 24 13F filers · Δ vs Mar 31, 2026

Top Holder

37.6%

+11.7 pts

Top 5

86.9%

+23.7 pts

Top 10

97.6%

+14.5 pts

HHI

2,249

Moderately concentrated+1,096

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -19

Institutional value: -39.9%

Shares held: -53.9%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid Ameritas Advisory Services, LLC	+541,732	1,496,765
Mega ROYAL BANK OF CANADA	+36,204	954,702
Large OSAIC HOLDINGS, INC.	+34,587	219,294
Mega JPMORGAN CHASE & CO	+19,676	21,212
Large Steward Partners Investment Advisory, LLC	+127	3,582

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega UBS Group AG	−40,465	301,095
Large Cetera Investment Advisers	−10,522	427,633
Small Goldstone Financial Group, LLC	−1,636	29,492
Mid Stratos Wealth Partners, LTD.	−349	278,915
Mega RAYMOND JAMES FINANCIAL INC	−300	58,256

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large NewEdge Advisors, LLC	59,081	$2,047,747
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	58,735	$2,035,755
Mid OLD MISSION CAPITAL LLC	8,911	$308,855
Small TWO SIGMA SECURITIES, LLC	8,264	$286,430
Mid THOROUGHBRED FINANCIAL SERVICES, LLC	8,157	$282,721

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Berman McAleer LLC	2,236,468	$59,534,778
Mid KESTRA PRIVATE WEALTH SERVICES, LLC	906,748	$24,137,631
Mega ENVESTNET ASSET MANAGEMENT INC	435,986	$11,605,947
Mega LPL Financial LLC	409,684	$10,905,788
Small Octavia Wealth Advisors, LLC	244,421	$6,506,487

Filter: New 10 Increased 6 Reduced 5 Sold out 29 Unchanged 3

Showing 24 of 24

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Ameritas Advisory Services, LLC

$51,877,874

37.60%

1,496,765

ROYAL BANK OF CANADA

$33,089,971

23.98%

954,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	954,702	$33,089,971	100.0%	Defined

Cetera Investment Advisers

$14,821,759

10.74%

427,633

UBS Group AG

$10,435,952

7.56%

301,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	301,095	$10,435,952	100.0%	Defined

Stratos Wealth Partners, LTD.

$9,667,193

7.01%

278,915

OSAIC HOLDINGS, INC.

$7,600,729

5.51%

219,294

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	218,722	$7,580,904	99.7%	Defined
Osaic Advisory Services, LLC	572	$19,825	0.3%	Defined

NewEdge Advisors, LLC

$2,047,747

1.48%

59,081

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,035,755

1.48%

58,735

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	58,735	$2,035,755	100.0%	Other

RAYMOND JAMES FINANCIAL INC

$2,019,152

1.46%

58,256

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	58,256	$2,019,152	100.0%	Defined

Goldstone Financial Group, LLC

$1,022,192

0.74%

29,492

JPMORGAN CHASE & CO

$735,207

0.53%

21,212

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	21,212	$735,207	100.0%	Other

CAPTRUST FINANCIAL ADVISORS

$528,391

0.38%

15,245

OLD MISSION CAPITAL LLC

$308,855

0.22%

8,911

TWO SIGMA SECURITIES, LLC

$286,430

0.21%

8,264

THOROUGHBRED FINANCIAL SERVICES, LLC

$282,721

0.20%

8,157

NFSG Corp

$256,691

0.19%

7,406

Summit Financial, LLC

$249,136

0.18%

7,188

Integrated Wealth Concepts LLC

$225,116

0.16%

6,495

Ausdal Financial Partners, Inc.

$211,668

0.15%

6,107

Steward Partners Investment Advisory, LLC

$124,152

0.09%

3,582

Heritage Wealth Advisors

$111,466

0.08%

3,216

MORGAN STANLEY

$36,842

0.03%

1,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,063	$36,842	100.0%	Defined

WELLS FARGO & COMPANY/MN

$3,951

0.00%

114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	114	$3,951	100.0%	Defined

Allworth Financial LP

$1,663

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	17,540	$466,914	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,032	$27,471	100.0%	Defined

Key facts CIK 1464413 CUSIP 85521B742 13F (30d) 24 filings 24 filers