Apartment Investment & Management Co 8-K, filed Nov 17, 2020
Apartment Investment & Management Co (AIV)
About this 8-K
Apartment Investment & Management Co filed this 8-K on November 17, 2020, reporting on events of November 11, 2020.
Items reported
- Item 5.07: Shareholder vote results
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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| ITEM 5.07. | Submission of Matters to a Vote of Security Holders. |
On November 11, 2020, Apartment Investment and Management Company (the “Company”) received from Land & Buildings Investment Management, LLC, together with its affiliates (collectively, “Land & Buildings”), written consents from holders of outstanding shares of the Company’s common stock as of the November 4, 2020 record date for Land & Buildings’ consent solicitation to call a special meeting with respect to proposals to (i) approve a non-binding resolution urging the board of directors to put any proposed separation or spin-off involving the Company to a vote of the Company’s stockholders at a duly called meeting of stockholders and to refrain from proceeding with any such separation or spin-off involving the Company unless approved by a vote of a majority of the Company’s stockholders and (ii) transact such other business as may properly come before the special meeting.
Although the votes have not yet been certified, based on a preliminary report provided by First Coast Results, Inc. (the “Inspector”), the independent inspector of election, such written consents represent 64,371,450 shares of the Company’s common stock, which is approximately 43.24% of the shares entitled to vote at a special meeting and would be in excess of the 25% of shares entitled to vote necessary to call a special meeting under the Company’s Amended and Restated By-Laws. Additional written consents and revocations of consent were delivered to the Company on November 16, 2020 and are not reflected in the Inspector’s preliminary report. The Company will amend this Current Report to disclose the results of Land & Buildings’ consent solicitation once the final results have been certified by the Inspector.
| ITEM 9.01. | Financial Statements and Exhibits. |
(d) The following exhibits are furnished with this report:
| Exhibit No. |
Description | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Dated: November 17, 2020
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
| /s/ Paul Beldin |
| Paul Beldin |
| Executive Vice President and Chief Financial Officer |
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