Antero Midstream Corp S-3ASR, filed Feb 12, 2025

Redemption Price

Redemption Price

Antero Midstream Corp (AM)

S-3ASR 2025-02-12

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	Page
ABOUT THIS PROSPECTUS		ii
WHERE YOU CAN FIND MORE INFORMATION		iii
CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS		iv
ABOUT ANTERO MIDSTREAM CORPORATION		1
RISK FACTORS		2
USE OF PROCEEDS		3
DESCRIPTION OF CAPITAL STOCK		4
DESCRIPTION OF DEBT SECURITIES		9
DESCRIPTION OF DEPOSITARY SHARES		24
DESCRIPTION OF WARRANTS		26
PLAN OF DISTRIBUTION		28
LEGAL MATTERS		30
EXPERTS		30

	Page
ABOUT THIS PROSPECTUS		ii
WHERE YOU CAN FIND MORE INFORMATION		iii
CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS		iv
ABOUT ANTERO MIDSTREAM CORPORATION		1
RISK FACTORS		2
USE OF PROCEEDS		3
DESCRIPTION OF CAPITAL STOCK		4
SELLING STOCKHOLDERS		9
PLAN OF DISTRIBUTION		10
LEGAL MATTERS		12
EXPERTS		12

	Shares of Common Stock Beneficially Owned Prior to the Offering(1)				Shares of Common Stock That May Be Offered by this Prospectus		Shares of Common Stock Beneficially Owned After the Offering
Name of Selling Stockholder	Number		Percentage(2)				Number		Percentage(2)
Antero Resources Corporation(3)		139,172,515		29%		139,172,515		—		—
Current Directors and Officers as a Group(4)		3,921,413		*		3,921,413		—		—
Current Officers as a Group(5)		939,262		*		939,262		—		—

SEC registration fee	$	*
Printing and engraving expenses		**
Accounting fees and expenses		**
Legal fees and expenses		**
Transfer agent and registrar fees		**
Trustee fees and expenses		**
Miscellaneous		**
Total	$	**

	Exhibit Number			Exhibits
	1.1*			Form of Underwriting Agreement.
	3.1			Certificate of Conversion of Antero Midstream Corporation, dated March 12, 2019 (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K (Commission File No. 001-38075) filed on March 12, 2019).
	3.2			Certificate of Incorporation of Antero Midstream Corporation, dated March 12, 2019 (incorporated by reference to Exhibit 3.3 to the Company’s Form 8-K (Commission File No. 001-38075) filed on March 12, 2019).
	3.3			Certificate of Amendment to Certificate of Incorporation of Antero Midstream Corporation, dated June 8, 2023 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K (Commission File No. 001-38075) filed on June 8, 2023).
	3.4			Amended and Restated Bylaws of Antero Midstream Corporation, dated February 14, 2023 (incorporated by reference to Exhibit 3.3 to the Company’s Annual Report on Form 10-K (Commission File No. 001-38075) filed on February 15, 2023).
	3.5			Certificate of Designation of Antero Midstream Corporation, dated March 12, 2019 (incorporated by reference to Exhibit 3.1 to the Company’s Form 8-K (Commission File No. 001-38075) filed on March 12, 2019).

	Exhibit Number			Exhibits
	4.1			Registration Rights Agreement, dated as of March 12, 2019, by and among the Company, and the other parties listed on the signature pages thereto (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K (Commission File No. 001-38075) filed on March 12, 2019).
	4.2**			Form of Indenture for Senior Debt Securities.
	4.3**			Form of Indenture for Subordinated Debt Securities.
	4.4**			Form of Senior Debt Securities (included in Exhibit 4.2).
	4.5**			Form of Subordinated Debt Securities (included in Exhibit 4.3).
	4.6*			Form of Warrant Agreement.
	5.1**			Opinion of Vinson & Elkins L.L.P. as to the legality of the securities being registered.
	23.1**			Consent of KPMG LLP, an independent registered public accounting firm.
	23.2**			Consent of Vinson & Elkins L.L.P. (included in Exhibit 5.1).
	24.1**			Powers of Attorney (included on signature pages of this registration statement).
	25.1**			Form T-1 Statement of Eligibility and Qualification respecting the Senior Indenture.
	25.2**			Form T-1 Statement of Eligibility and Qualification respecting the Subordinated Indenture.
	107**			Filing Fee Table.

Name	Title	Date
/s/ PAUL M. RADY Paul M. Rady	Chairman of the Board, Director, President and Chief Executive Officer (Principal Executive Officer)	February 12, 2025
/s/ BRENDAN E. KRUEGER Brendan E. Krueger	Chief Financial Officer, Vice President — Finance and Treasurer (Principal Financial Officer)	February 12, 2025
/s/ SHERI L. PEARCE Sheri L. Pearce	Senior Vice President — Accounting and Chief Accounting Officer (Principal Accounting Officer)	February 12, 2025
/s/ MICHAEL N. KENNEDY Michael N. Kennedy	Director and Senior Vice President — Finance	February 12, 2025
/s/ NANCY E. CHISHOLM Nancy E. Chisholm	Director	February 12, 2025
/s/ PETER A. DEA Peter A. Dea	Director	February 12, 2025
/s/ W. HOWARD KEENAN, JR. W. Howard Keenan, Jr.	Director	February 12, 2025

Trust Indenture Act Section		Indenture Section
Section 310(a)(1)		609
(a)(2)		609
(a)(3)		Not Applicable
(a)(4)		Not Applicable
608
Section 311(a)		613
(b)		613
Section 312(a)		701
		702
702
(c)		702
Section 313(a)		703
(b)		703
(c)		703
(d)		703
Section 314(a)		704
(a)(4)		101
(b)		Not Applicable
(c)(1)		102
(c)(2)		102
(c)(3)		Not Applicable
(d)		Not Applicable
(e)		102
Section 315(a)		601
(b)		602
(c)		601
(d)		601
(e)		514
Section 316(a)		101
(a)(1)(A)		502
		512
(a)(1)(B)		513
(a)(2)		Not Applicable
(b)		508
(c)		104
Section 317(a)(1)		503
(a)(2)		504
(b)		1003
Section 318(a)		107

Article I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION		6

Section 101	Definitions	6
Section 102	Compliance Certificates and Opinions	12
Section 103	Form of Documents Delivered to Trustee	13
Section 104	Acts of Holders; Record Dates	13
Section 105	Notices, Etc., to Trustee, Company	16
Section 106	Notice to Holders; Waiver	16
Section 107	Trust Indenture Act Matters	17
Section 108	Effect of Headings and Table of Contents	17
Section 109	Successors and Assigns	17
Section 110	Separability Clause	17
Section 111	Benefits of Indenture	17
Section 112	Governing Law	17
Section 113	Legal Holidays	18
Section 114	No Adverse Interpretation of Other Agreements	18
Section 115	No Personal Liability of Directors, Officers, Employees and Stockholders	18
Section 116	Language of Notices, Etc.	18
Section 117	Force Majeure	18
Section 118	Waiver of Jury Trial	18
Section 119	U.S.A. Patriot Act	19
Section 120	Electronic Signature	19

Article II SECURITY FORMS		19

Section 201	Forms Generally	19
Section 202	Form of Face of Security	20
Section 203	Form of Reverse of Security	22
Section 204	Form of Legend for Global Securities	26
Section 205	Form of Trustee’s Certificate of Authentication	26

Article III THE SECURITIES		27

Section 301	Amount Unlimited; Issuable in Series	27
Section 302	Denominations	30
Section 303	Execution, Authentication, Delivery and Dating	30
Section 304	Temporary Securities	31
Section 305	Registration, Registration of Transfer and Exchange	31
Section 306	Mutilated, Destroyed, Lost and Wrongfully Taken Securities	34
Section 307	Payment of Interest; Interest Rights Preserved	35
Section 308	Persons Deemed Owners	36
Section 309	Cancellation	37
Section 310	Computation of Interest	37
Section 311	CUSIP Numbers	37

Article IV SATISFACTION AND DISCHARGE		37

Section 401	Satisfaction and Discharge of Indenture	37
Section 402	Application of Trust Money	38

Article V REMEDIES		39

Section 501	Events of Default	39
Section 502	Acceleration of Maturity; Rescission and Annulment	40
Section 503	Collection of Indebtedness and Suits for Enforcement by Trustee	41
Section 504	Trustee May File Proofs of Claim	42
Section 505	Trustee May Enforce Claims Without Possession of Securities	42
Section 506	Application of Money Collected	43
Section 507	Limitation on Suits	43
Section 508	Unconditional Right of Holders to Receive Principal, Premium and Interest and to Convert	44
Section 509	Restoration of Rights and Remedies	44
Section 510	Rights and Remedies Cumulative	44
Section 511	Delay or Omission Not Waiver	44
Section 512	Control by Holders	44
Section 513	Waiver of Past Defaults	45
Section 514	Undertaking for Costs	45
Section 515	Waiver of Usury, Stay or Extension Laws	45

Article VI THE TRUSTEE		46

Section 601	Certain Duties and Responsibilities	46
Section 602	Notice of Defaults	47
Section 603	Certain Rights of Trustee	47
Section 604	Not Responsible for Recitals or Issuance of Securities	49
Section 605	May Hold Securities	49
Section 606	Money Held in Trust	49
Section 607	Compensation and Reimbursement	49
Section 608	Conflicting Interests	50
Section 609	Corporate Trustee Required; Eligibility	50
Section 610	Resignation and Removal; Appointment of Successor	51
Section 611	Acceptance of Appointment by Successor	52
Section 612	Merger, Conversion, Consolidation or Succession to Business	53
Section 613	Preferential Collection of Claims Against Company	53
Section 614	Appointment of Authenticating Agent	53

Article VII HOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY		55

Section 701	Company to Furnish Trustee Names and Addresses of Holders	55
Section 702	Preservation of Information; Communications to Holders	55
Section 703	Reports by Trustee	56
Section 704	Reports by Company and Guarantors	56

Article VIII CONSOLIDATION, MERGER, CONVEYANCE, TRANSFER OR LEASE		56

Section 801	Company May Consolidate, Etc., Only on Certain Terms	56
Section 802	Successor Substituted	57

Article IX SUPPLEMENTAL INDENTURES		57

Section 901	Supplemental Indentures Without Consent of Holders	57
Section 902	Supplemental Indentures With Consent of Holders	59
Section 903	Execution of Supplemental Indentures	60
Section 904	Effect of Supplemental Indentures	60
Section 905	Conformity with Trust Indenture Act	60
Section 906	Reference in Securities to Supplemental Indentures	61

Article X COVENANTS		61

Section 1001	Payment of Principal, Premium and Interest	61
Section 1002	Maintenance of Office or Agency	61
Section 1003	Money for Securities Payments to Be Held in Trust	62
Section 1004	Corporate Existence	62
Section 1005	Statement by Officers as to Default	63
Section 1006	Waiver of Certain Covenants	63

Article XI REDEMPTION OF SECURITIES		63

Section 1101	Applicability of Article	63
Section 1102	Election to Redeem; Notice to Trustee	63
Section 1103	Selection by Trustee of Securities to Be Redeemed	64
Section 1104	Notice of Redemption	65
Section 1105	Deposit of Redemption Price	66
Section 1106	Securities Payable on Redemption Date	66
Section 1107	Securities Redeemed in Part	67
Section 1108	No Limit on Repurchases	67

Article XII SINKING FUNDS		67

Section 1201	Applicability of Article	67
Section 1202	Satisfaction of Sinking Fund Payments with Securities	67
Section 1203	Redemption of Securities for Sinking Fund	68

Article XIII DEFEASANCE AND COVENANT DEFEASANCE		68

Section 1301	Company’s Option to Effect Defeasance or Covenant Defeasance	68
Section 1302	Defeasance and Discharge	68
Section 1303	Covenant Defeasance	69
Section 1304	Conditions to Defeasance or Covenant Defeasance	69
Section 1305	Deposited Money and U.S. Government Obligations to Be Held in Trust; Miscellaneous Provisions	71
Section 1306	Reinstatement	71

	ANTERO MIDSTREAM CORPORATION, a Delaware corporation

	By:
	Name:
	Title:

Year	Redemption Price For Redemption Through Operation of the Sinking Fund	Redemption Price For Redemption Otherwise Than Through Operation

	COMPUTERSHARE TRUST COMPANY, N.A., As Trustee

	By:
		Authorized Signatory

	COMPUTERSHARE TRUST COMPANY, N.A., As Trustee

	By	[NAME OF AUTHENTICATING AGENT],
		As Authenticating Agent

	By:
		Authorized Signatory

	ANTERO MIDSTREAM CORPORATION

	By:
	Name:
	Title:

	COMPUTERSHARE TRUST COMPANY, N.A.

	By:
	Name:
	Title:

Trust Indenture Act Section	Indenture Section
Section 310(a)(1)	609
(a)(2)	609
(a)(3)	Not Applicable
(a)(4)	Not Applicable
(b)	608
Section 311(a)	613
(b)	613
Section 312(a)	701
	702
(b)	702
(c)	702
Section 313(a)	703
(b)	703
(c)	703
(d)	703
Section 314(a)	704
(a)(4)	101
(b)	Not Applicable
(c)(1)	102
(c)(2)	102
(c)(3)	Not Applicable
(d)	Not Applicable
(e)	102
Section 315(a)	601
(b)	602
(c)	601
(d)	601
(e)	514
Section 316(a)	101
(a)(1)(A)	502
	512
(a)(1)(B)	513
(a)(2)	Not Applicable
(b)	508
(c)	104
Section 317(a)(1)	503
(a)(2)	504
(b)	1003
Section 318(a)	107

Article I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION		7
Section 101	Definitions	7
Section 102	Compliance Certificates and Opinions	14
Section 103	Form of Documents Delivered to Trustee	15
Section 104	Acts of Holders; Record Dates	15
Section 105	Notices, Etc., to Trustee, Company	18
Section 106	Notice to Holders; Waiver	18
Section 107	Trust Indenture Act Matters	19
Section 108	Effect of Headings and Table of Contents	19
Section 109	Successors and Assigns	19
Section 110	Separability Clause	19
Section 111	Benefits of Indenture	19
Section 112	Governing Law	19
Section 113	Legal Holidays	20
Section 114	No Adverse Interpretation of Other Agreements	20
Section 115	No Personal Liability of Directors, Officers, Employees and Stockholders	20
Section 116	Language of Notices, Etc.	20
Section 117	Force Majeure	20
Section 118	Waiver of Jury Trial	21
Section 119	U.S.A. Patriot Act	21
Section 120	Electronic Signature	21
Article II SECURITY FORMS		21
Section 201	Forms Generally	21
Section 202	Form of Face of Security	22
Section 203	Form of Reverse of Security	24
Section 204	Form of Legend for Global Securities	28
Section 205	Form of Trustee’s Certificate of Authentication	28
Article III THE SECURITIES		29
Section 301	Amount Unlimited; Issuable in Series	29
Section 302	Denominations	32
Section 303	Execution, Authentication, Delivery and Dating	32
Section 304	Temporary Securities	33
Section 305	Registration, Registration of Transfer and Exchange	34
Section 306	Mutilated, Destroyed, Lost and Wrongfully Taken Securities	36
Section 307	Payment of Interest; Interest Rights Preserved	37
Section 308	Persons Deemed Owners	38
Section 309	Cancellation	39
Section 310	Computation of Interest	39
Section 311	CUSIP Numbers	39

Article IV SATISFACTION AND DISCHARGE		39
Section 401	Satisfaction and Discharge of Indenture	39
Section 402	Application of Trust Money	41
Article V REMEDIES		41
Section 501	Events of Default	41
Section 502	Acceleration of Maturity; Rescission and Annulment	43
Section 503	Collection of Indebtedness and Suits for Enforcement by Trustee	44
Section 504	Trustee May File Proofs of Claim	44
Section 505	Trustee May Enforce Claims Without Possession of Securities	45
Section 506	Application of Money Collected	45
Section 507	Limitation on Suits	45
Section 508	Unconditional Right of Holders to Receive Principal, Premium and Interest and to Convert	46
Section 509	Restoration of Rights and Remedies	46
Section 510	Rights and Remedies Cumulative	46
Section 511	Delay or Omission Not Waiver	46
Section 512	Control by Holders	47
Section 513	Waiver of Past Defaults	47
Section 514	Undertaking for Costs	47
Section 515	Waiver of Usury, Stay or Extension Laws	48
Article VI THE TRUSTEE		48
Section 601	Certain Duties and Responsibilities	48
Section 602	Notice of Defaults	49
Section 603	Certain Rights of Trustee	49
Section 604	Not Responsible for Recitals or Issuance of Securities	51
Section 605	May Hold Securities	51
Section 606	Money Held in Trust	51
Section 607	Compensation and Reimbursement	52
Section 608	Conflicting Interests	53
Section 609	Corporate Trustee Required; Eligibility	53
Section 610	Resignation and Removal; Appointment of Successor	53
Section 611	Acceptance of Appointment by Successor	55
Section 612	Merger, Conversion, Consolidation or Succession to Business	55
Section 613	Preferential Collection of Claims Against Company	56
Section 614	Appointment of Authenticating Agent	56
Article VII HOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY		57
Section 701	Company to Furnish Trustee Names and Addresses of Holders	57
Section 702	Preservation of Information; Communications to Holders	57
Section 703	Reports by Trustee	58
Section 704	Reports by Company	58

Article VIII CONSOLIDATION, MERGER, CONVEYANCE, TRANSFER OR LEASE		59
Section 801	Company May Consolidate, Etc., Only on Certain Terms	59
Section 802	Successor Substituted	59
Article IX SUPPLEMENTAL INDENTURES		60
Section 901	Supplemental Indentures Without Consent of Holders	60
Section 902	Supplemental Indentures With Consent of Holders	61
Section 903	Execution of Supplemental Indentures	62
Section 904	Effect of Supplemental Indentures	63
Section 905	Conformity with Trust Indenture Act	63
Section 906	Reference in Securities to Supplemental Indentures	63
Article X COVENANTS		63
Section 1001	Payment of Principal, Premium and Interest	63
Section 1002	Maintenance of Office or Agency	63
Section 1003	Money for Securities Payments to Be Held in Trust	64
Section 1004	Corporate Existence	65
Section 1005	Statement by Officers as to Default	65
Section 1006	Waiver of Certain Covenants	65
Article XI REDEMPTION OF SECURITIES		66
Section 1101	Applicability of Article	66
Section 1102	Election to Redeem; Notice to Trustee	66
Section 1103	Selection by Trustee of Securities to Be Redeemed	66
Section 1104	Notice of Redemption	67
Section 1105	Deposit of Redemption Price	68
Section 1106	Securities Payable on Redemption Date	68
Section 1107	Securities Redeemed in Part	69
Section 1108	No Limit on Repurchases	69
Article XII SINKING FUNDS		69
Section 1201	Applicability of Article	69
Section 1202	Satisfaction of Sinking Fund Payments with Securities	70
Section 1203	Redemption of Securities for Sinking Fund	70
Article XIII DEFEASANCE AND COVENANT DEFEASANCE		70
Section 1301	Company’s Option to Effect Defeasance or Covenant Defeasance	70
Section 1302	Defeasance and Discharge	70
Section 1303	Covenant Defeasance	71
Section 1304	Conditions to Defeasance or Covenant Defeasance	71
Section 1305	Deposited Money and U.S. Government Obligations to Be Held in Trust; Miscellaneous Provisions	73
Section 1306	Reinstatement	74

Article XIV SUBORDINATION OF SECURITIES		74
Section 1401	Securities Subordinate to Senior Debt	74
Section 1402	Payment Over of Proceeds Upon Dissolution, Etc.	74
Section 1403	Prior Payment to Senior Debt Upon Acceleration of Securities	75
Section 1404	No Payment When Senior Debt in Default	76
Section 1405	Payment Permitted in Certain Situations	77
Section 1406	Subrogation to Rights of Holders of Senior Debt	77
Section 1407	Provisions Solely to Define Relative Rights	78
Section 1408	Trustee to Effectuate Subordination	78
Section 1409	No Waiver of Subordination Provisions	78
Section 1410	Notice to Trustee	78
Section 1411	Reliance on Judicial Order or Certificate of Liquidating Agent	79
Section 1412	Trustee Not Fiduciary For Holders of Senior Debt	79
Section 1413	Rights of Trustee as Holder of Senior Debt; Preservation of Trustee’s Rights	79
Section 1414	Article Applicable to Paying Agents	80

	COMPUTERSHARE TRUST COMPANY, N.A.,
	As Trustee

	By:
		Authorized Signatory

	By	[NAME OF AUTHENTICATING AGENT],
		As Authenticating Agent

National Banking Association (Jurisdiction of incorporation or organization if not a U.S. national bank)	04-3401714 (I.R.S. Employer Identification Number)

150 Royall Street, Canton, MA (Address of principal executive offices)	02021 (Zip Code)
Law Department Computershare Trust Company, National Association 150 Royall Street, Canton, MA 02021 (781) 575-2000 (Name, address and telephone number of agent for service)

COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION

By:	/s/ Corey J. Dahlstrand
	Name:	Corey J. Dahlstrand
	Title:	Vice President

	COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION

	By:	/s/ Corey J. Dahlstrand
		Title: Vice President


February 12, 2025

ASSETS	Dollar Amounts In Thousands
Cash and balances due from depository institutions:
Noninterest-bearing balances and currency and coin		2,104
Interest-bearing balances		361,932
Securities:
Held-to-maturity securities		-0-
Available-for-sale securities		-0-
Federal funds sold and securities purchased under agreements to resell:
Federal funds sold in domestic offices		-0-
Securities purchased under agreements to resell		-0-
Loans and lease financing receivables:
Loans and leases held for sale		-0-
Loans and leases, net of unearned income		-0-
LESS: Allowance for loan and lease losses		-0-
Loans and leases, net of unearned income and allowance		-0-
Trading assets		-0-
Premises and fixed assets (including capitalized leases)		6,464
Other real estate owned		-0-
Investments in unconsolidated subsidiaries and associated companies		-0-
Direct and indirect investments in real estate ventures		-0-
Intangible assets:
Goodwill		134,206
Other intangible assets		437,126
Other assets		149,658
Total assets		1,091,490
LIABILITIES
Deposits:
In domestic offices		-0-
Noninterest-bearing		-0-
Interest-bearing		-0-
Federal funds purchased and securities sold under agreements to repurchase:
Federal funds purchased in domestic offices		-0-
Securities sold under agreements to repurchase		-0-
Trading liabilities		-0-
Other borrowed money:
(includes mortgage indebtedness and obligations under capitalized leases)		-0-
Not applicable
Not applicable
Subordinated notes and debentures		-0-
Other liabilities		150,750
Total liabilities		150,750
EQUITY CAPITAL
Perpetual preferred stock and related surplus		0
Common stock		500
Surplus (exclude all surplus related to preferred stock)		850,876
Retained earnings		89,364
Accumulated other comprehensive income		-0-
Other equity capital components		-0-
Total bank equity capital		940,740
Noncontrolling (minority) interests in consolidated subsidiaries		-0-
Total equity capital		940,740
Total liabilities and equity capital		1,091,490