AMZE · Amaze Holdings, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“These factors raise substantial doubt about the Company’s ability to continue as a going concern. The condensed consolidated financial statements do not include any adjustments relating to the recoverability and classification of recorded asset amounts or the amounts and classification of liabilities that might be necessary should the Company be unable to continue as a going concern.”View the 10-Q filed May 15, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-20 | Day Aaron |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The purchases were executed in multiple trades at prices ranging from $0.1288 to $0.1483. The price reported reflects the weighted average purchase price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate purchase price. |
Common Stock
|
470,000 |
| 2025-11-24 | Day Aaron |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The purchases were executed in multiple trades at prices ranging from $0.2977 to $0.30. The price reported reflects the weighted average purchase price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate purchase price. |
Common Stock
|
335,440 |
| 2025-06-13 | Day Aaron |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Series D Convertible Preferred Stock (Indirect)
Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders. The Series D Convertible Preferred Stock has no expiration date. The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025. The Reporting Person is the Trustee of the Day Family Trust, which is the entity that directly owns the shares. |
Series D Convertible Preferred Stock
(I)
|
500 |
| 2025-06-13 | Day Aaron |
Director, Chief Executive Officer |
Other↑
Filing footnotes — Common Stock (Direct)
The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025. Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders. |
Common Stock
|
239,875 |
| 2025-06-13 | Day Aaron |
Director, Chief Executive Officer |
Other↑
Filing footnotes — Common Stock (Indirect)
The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025. Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders. The Reporting Person is the Trustee of the Day Family Trust, which is the entity that directly owns the shares. |
Common Stock
(I)
|
2,718 |
| 2025-06-13 | Day Aaron |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Series D Convertible Preferred Stock (Direct)
Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders. The Series D Convertible Preferred Stock has no expiration date. The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025. |
Series D Convertible Preferred Stock
|
44,137 |
| 2025-06-10 | Day Aaron |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.417 to $0.445. The Reporting Person undertakes to provide Amaze Holdings, Inc., any security holder of Amaze Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4. The Reporting Person is the Trustee of the Day Family Trust, which is the entity that directly owns the purchased shares. |
Common Stock
(I)
|
73,716 |
| 2025-03-07 | Day Aaron |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Series D Convertible Preferred Stock (Indirect)
Received in connection with the acquisition of Amaze Software, Inc. pursuant to the Amended and Restated Agreement and Plan of Merger. The Series D Convertible Preferred Stock has no expiration date. The share amount does not reflect the 1-for-23 reverse stock split. |
Series D Convertible Preferred Stock
(I)
|
500 |
| 2025-03-07 | Day Aaron |
Director, Chief Executive Officer |
Other↑
|
No Securities Owned
|
0 |
| 2025-03-07 | Day Aaron |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Series D Convertible Preferred Stock (Direct)
Received in connection with the acquisition of Amaze Software, Inc. pursuant to the Amended and Restated Agreement and Plan of Merger. Series D Convertible Preferred Stock has no expiration date. |
Series D Convertible Preferred Stock
|
44,137 |
| 2023-09-15 | CSS LLC/IL |
10% Owner |
Sell↓
Filing footnotes — Common (Direct)
The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.40 to $0.42755, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc(VINE),any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4. |
Common
|
96,617 |
| 2023-09-14 | CSS LLC/IL |
10% Owner |
Sell↓
Filing footnotes — Common (Direct)
The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.38 to $0.40, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc(VINE),any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4 |
Common
|
132,542 |
| 2023-09-06 | CSS LLC/IL |
10% Owner |
Sell↓
Filing footnotes — Common (Direct)
The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.49 to $0.52, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc (VINE), any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4. |
Common
|
30,000 |
| 2023-09-01 | CSS LLC/IL |
10% Owner |
Sell↓
Filing footnotes — Common (Direct)
The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.4795 to $0.49, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc (VINE),any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4. |
Common
|
36,273 |
| 2023-08-31 | CSS LLC/IL |
10% Owner |
Sell↓
Filing footnotes — Common (Direct)
The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.47 to $0.49, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc (VINE),any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4. |
Common
|
76,880 |
| 2023-08-30 | CSS LLC/IL |
10% Owner |
Sell↓
Filing footnotes — Common (Direct)
The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.4801 to $0.51, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc (VINE),any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4. |
Common
|
26,014 |
| 2023-08-29 | CSS LLC/IL |
10% Owner |
Sell↓
|
Common
|
10,000 |
| 2023-07-13 | CSS LLC/IL |
10% Owner |
Sell↓
|
common
|
5,000 |
| 2023-07-12 | CSS LLC/IL |
10% Owner |
Sell↓
Filing footnotes — common (Direct)
The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.60 to $0.601, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc (VINE), any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4. |
common
|
5,000 |
| 2023-07-03 | CSS LLC/IL |
10% Owner |
Sell↓
Filing footnotes — common (Direct)
The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.80, inclusive. The reporting person undertakes to provide to Fresh Vine Wine, Inc (VINE), any security holder of VINE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes this Form 4. |
common
|
140,000 |
| 2023-05-25 | Dheri Hitesh |
CHIEF FINANCIAL OFFICER |
Award↑
Filing footnotes — Stock Options (Direct)
Represents an option grant with options vesting as follows: 125,000 options on May 25, 2024, and, thereafter, in 36 monthly installments as nearly equal in amount as possible (approximately 10,416 options) commencing on the 13th month anniversary of the grant date reported on this Form 4 and continuing on each one month anniversary thereafter. |
Stock Options
|
500,000 |
| 2023-05-25 | Dheri Hitesh |
CHIEF FINANCIAL OFFICER |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 49,116 on August 25, 2023, 49,116 on November 25, 2023, 49,116 on February 25, 2024 and 49,115 on May 25, 2024. |
Common Stock
|
196,463 |
| 2023-05-25 | Dheri Hitesh |
CHIEF FINANCIAL OFFICER |
Other↑
|
No Securities Owned
|
0 |
| 2023-05-11 | Hawkins Michelle |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents a restricted stock award granted to the Reporting Person's spouse with transfer and forfeiture restrictions on the shares that lapse with respect to 95,238 shares each on of August 11, 2023, November 11, 2023, February 11, 2024 and May 11, 2024. |
Common Stock
(I)
|
380,952 |
| 2023-05-08 | CSS LLC/IL |
10% Owner |
Sell↓
|
common
|
2,000 |
| 2023-05-04 | CSS LLC/IL |
10% Owner |
Sell↓
|
common
|
100 |
| 2023-05-03 | Johnson Keith J |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-04-25 | Cockroft Roger C. |
CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Stock Options (Direct)
Represents an option grant with options vesting as follows: 250,000 options on April 25, 2024, and, thereafter, in 36 monthly installments as nearly equal in amount as possible (approximately 20,883 options) commencing on the 13th month anniversary of the grant date reported on this Form 4 and continuing on each one month anniversary thereafter. |
Stock Options
|
1,000,000 |
| 2023-04-25 | Cockroft Roger C. |
CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 115,980 shares on July 25, 2023, 115,979 shares on October 25, 2023, 115,979 shares on January 25, 2024 and 115,979 shares on April 25, 2024. |
Common Stock
|
463,917 |
| 2023-04-18 | CSS LLC/IL |
10% Owner |
Sell↓
|
common
|
3,000 |
| 2023-04-17 | Novak Damian |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3900 to $0.4157, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote. |
Common Stock
|
15,679 |
| 2023-04-14 | Novak Damian |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3900 to $0.4148, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote. |
Common Stock
|
1,710 |
| 2023-04-13 | Novak Damian |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3900 to $0.4080, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote. |
Common Stock
|
64,898 |
| 2023-04-12 | Novak Damian |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3975 to $0.4378, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote. |
Common Stock
|
6,489 |
| 2023-04-11 | Novak Damian |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3900 to $0.4170, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote. |
Common Stock
|
57,054 |
| 2023-04-10 | Novak Damian |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3900 to $0.4211, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote. |
Common Stock
|
12,173 |
| 2023-04-06 | Novak Damian |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $$0.3810 to $0.42505, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote. |
Common Stock
|
35,500 |
| 2023-04-01 | Yacullo Brad |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 5,000 shares on April 1, 2023 (date of grant), 5,000 shares on July 1, 2023, 5,000 shares on October 1, 2023 and 5,000 shares on January 1, 2024. |
Common Stock
|
20,000 |
| 2023-04-01 | Doan Eric |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 5,000 shares on April 1, 2023 (date of grant), 5,000 shares on July 1, 2023, 5,000 shares on October 1, 2023 and 5,000 shares on January 1, 2024. |
Common Stock
|
20,000 |
| 2023-04-01 | Pruitt Michael D |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 5,000 shares on April 1, 2023 (date of grant), 5,000 shares on July 1, 2023, 5,000 shares on October 1, 2023 and 5,000 shares on January 1, 2024. |
Common Stock
|
20,000 |
| 2023-04-01 | Hawkins Michelle |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 5,000 shares on April 1, 2023 (date of grant), 5,000 shares on July 1, 2023, 5,000 shares on October 1, 2023 and 5,000 shares on January 1, 2024. |
Common Stock
|
20,000 |
| 2023-04-01 | Yacullo David |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a restricted stock grant with transfer and forfeiture restrictions on the shares that lapse as follows: 5,000 shares on April 1, 2023 (date of grant), 5,000 shares on July 1, 2023, 5,000 shares on October 1, 2023 and 5,000 shares on January 1, 2024. |
Common Stock
|
20,000 |
| 2023-02-17 | Novak Damian |
10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
The reported securities were forfeited and transferred back to the Issuer without consideration to enable the Issuer to issue shares to a consultant without subjecting the Issuer's other stockholders to dilution therefrom. |
Common Stock
|
250,000 |
| 2023-02-17 | Nechio Rick |
INTERIM CEO, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
The reported securities were forfeited and transferred back to the Issuer without consideration to enable the Issuer to issue shares to a consultant without subjecting the Issuer's other stockholders to dilution therefrom. |
Common Stock
|
250,000 |
| 2022-12-19 | Nechio Rick |
INTERIM CEO, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
The reported securities were forfeited and transferred back to the Issuer without consideration to enable the Issuer to issue shares to certain vendors without subjecting the Issuer's other stockholders to dilution therefrom. Includes shares previously held by Nechio & Novak, LLC ("Nechio & Novak") that were received by the reporting person on July 20, 2022 in a pro-rata distribution from Nechio & Novak to its members, and are now owned directly. In prior reports, the reporting person reported indirect beneficial ownership of all 5,317,653 shares of the Issuer's common stock held by Nechio & Novak, LLC, and disclaimed beneficial ownership over such shares except to the extent of his pecuniary interest in such shares. |
Common Stock
|
602,000 |
| 2022-12-19 | Novak Damian |
10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
The reported securities were forfeited and transferred back to the Issuer without consideration to enable the Issuer to issue shares to certain vendors without subjecting the Issuer's other stockholders to dilution therefrom. Includes shares previously held by Nechio & Novak, LLC ("Nechio & Novak") that were received by the reporting person on July 20, 2022 in a pro-rata distribution from Nechio & Novak to its members, and are now owned directly. In prior reports, the reporting person reported indirect beneficial ownership of all 5,317,653 shares of the Issuer's common stock held by Nechio & Novak, LLC, and disclaimed beneficial ownership over such shares except to the extent of his pecuniary interest in such shares. |
Common Stock
|
368,000 |
| 2022-09-16 | Anderson Janelle Denise |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.54, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote. |
Common Stock
|
2,837 |
| 2022-09-15 | Anderson Janelle Denise |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.54 to $2.92, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote. |
Common Stock
|
7,163 |
| 2022-08-31 | Spellmire James F. |
Interim Chief Financial Office |
Other↑
|
No Securities Owned
|
0 |
| 2022-08-29 | Anderson Janelle Denise |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $3.00, inclusive. The reporting person undertakes to provide Fresh Vine Wine, Inc., any security holder of Fresh Vine Wine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in this footnote. |
Common Stock
|
10,000 |