Angel Oak Mortgage REIT, Inc 8-K, filed Mar 9, 2023
Angel Oak Mortgage REIT, Inc. (AOMR)
8-K
2023-03-09
For: 2023-03-08
View Original
Added on
April 06, 2026
About this 8-K
Angel Oak Mortgage REIT, Inc filed this 8-K on March 9, 2023, reporting on events of March 8, 2023.
Items reported
- Item 5.02: Director or officer change, or executive pay
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): March 8, 2023
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) | |||||||||
(Address of Principal Executive Offices and Zip Code)
Registrant’s telephone number, including area code: (404 ) 953-4900
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On March 8, 2023, Ms. Dory S. Black, General Counsel and Corporate Secretary of Angel Oak Mortgage, Inc. (the “Company”), notified the Company of her intention to resign as General Counsel from the Company, effective April 30, 2023. Ms. Black is an employee of an affiliate of Angel Oak Capital Advisors, LLC, which makes Ms. Black’s services available to the Company’s external Manager, Falcons I, LLC (the “Manager”) and the Manager provides the services of officers to the Company pursuant to a management agreement. Ms. Black has indicated that her departure from the Company was not the result of any disagreement with management or the Company’s Board of Directors.
Effective March 8, 2023, Ms. Black ceased to serve as the Company’s Corporate Secretary, and Mr. David Gordon, an officer of Angel Oak Capital Advisors, LLC, has been appointed Corporate Secretary by the Company’s Board of Directors. Mr. Gordon is the Chief Legal Officer – Private Strategies and has been an employee of Angel Oak Capital Advisors, LLC and its affiliates since 2019, during which time he has been partially dedicated to the legal affairs of the Company. Mr. Gordon earned a Juris Doctor degree from Emory University School of Law.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. Description
Exhibit 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: March 9, 2023 | ANGEL OAK MORTGAGE, INC. | ||||||||||
By: /s/ Brandon Filson | |||||||||||
| Name: Brandon Filson | |||||||||||
| Title: Chief Financial Officer and Treasurer | |||||||||||