Algonquin Power & Utilities Corp 40-F for FY2019

About this 40-F

Algonquin Power & Utilities Corp. (AQN)

40-F 2020-02-28 For: 2019-12-31

Added on April 09, 2026

Annual Information Form

Audited Annual Financial Statements

Algonquin Power & Utilities Corp filed this 40-F on February 28, 2020, covering the fiscal year ended December 31, 2019 (FY2019).

Fiscal year ended December 31, 2019, as reported in this filing, compared with the same period a year earlier where the filing states it.




Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common shares, no par value	AQN	The New York Stock Exchange
6.875% Fixed-to-Floating Subordinated Notes – Series 2018-A due October 17, 2078	AQNA	The New York Stock Exchange
6.20% Fixed-to-Floating Subordinated Notes – Series 2019-A due July 1, 2079	AQNB	The New York Stock Exchange
Rights to Purchase One Common Share of the Company	N/A	The New York Stock Exchange



	ALGONQUIN POWER & UTILITIES CORP. (Registrant)

Date: February 27, 2020	By:	/s/ David Bronicheski
	Name:	David Bronicheski
	Title:	Chief Financial Officer





☐	REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934





☒	ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934


•	the future growth, results of operations, performance, business prospects and opportunities of the Company;


•	statements relating to renewable energy credits expected to be generated and sold;


•	the expected timeline for regulatory approvals and permits;


•	the expected approval timing and cost of various transactions;


•	expectations and plans with respect to current and planned capital projects;


•	expectations with respect to revenues pursuant to energy production hedges;


•	ongoing and planned acquisitions, projects and initiatives, including expectations regarding costs, financing, results and expected completion dates;


•	expectations regarding the Company’s corporate development activities and the results thereof including the expected business mix between the Regulated Services Group and Renewable Energy Group;


•	tax credits expected to be available and/or received;


•	expected demand for renewable sources of power; government procurement opportunities;


•	environmental liabilities;


•	dividends to shareholders;


•	expected capacity of and energy sales from new energy projects;


•	business plans for the Company’s subsidiaries and joint ventures;


•	the timing for closing of pending acquisitions, including the acquisitions of New York American Water and Ascendant;


•	liquidity, capital resources and operational requirements;


•	rate reviews, including resulting decisions and rates and expected impacts and timing;


•	sources of funding, including adequacy and availability of credit facilities, debt maturation and future borrowings;


•	expectations regarding the use of proceeds from equity financing;


•	expectations regarding the Company's corporate development activities and the results thereof;


•	expectations regarding regulatory hearings, motions and approvals;


•	expectations regarding the cost of operations, capital spending and maintenance, and the variability of those costs;


•	expected future capital investments, including expected timing, investment plans, sources of funds and impacts;


•	expectations regarding generation availability, capacity and production;


•	expectations regarding the outcome of existing or potential legal and contractual claims and disputes;


•	expectations regarding the ability to access the capital market on reasonable terms;


•	contractual obligations and other commercial commitments;


•	expectations regarding the maturity and redemption of our outstanding subordinated notes;


•	anticipated growth and emerging opportunities in our target markets;



99.1		Annual Information Form of APUC for the year ended December 31, 2019.
99.2		Audited Annual Financial Statements of APUC for the year ended December 31, 2019.
99.3		Management’s Discussion & Analysis of APUC for the year ended December 31, 2019.
99.4		Consent Letter from Ernst & Young LLP.
99.5		Certifications of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
99.6		Certifications of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
99.7		Certifications of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
99.8		Certifications of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101		Inline Interactive Data File.
104		Cover Page Interactive Data File.