Arq, Inc 8-K, filed Jul 7, 2020
Arq, Inc. (ARQ)
8-K
2020-07-07
For: 2020-07-01
View Original
Added on
April 10, 2026
About this 8-K
Arq, Inc filed this 8-K on July 7, 2020, reporting on events of July 1, 2020.
Items reported
- Item 1.01: Entered into a material agreement
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): July 1, 2020
(Name of registrant as specified in its charter)
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification Number) | ||
(Address of principal executive offices) | (Zip Code) | |
Registrant's telephone number, including area code: (720 ) 598-3500
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||
Securities registered pursuant to Section 12(b) of the Act:
Class | Trading Symbol | Name of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company | ||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | ☐ | |
Item 1.01 | Entry into a Material Definitive Agreement. | |
On July 1, 2020, the Company entered into an Advisor Services Agreement, effective as of July 1, 2020 (the "Agreement"), with L. Heath Sampson, former Chief Executive Officer of the Company. Mr. Sampson's employment with the Company ended on June 30, 2020. Under the terms of the Agreement, Mr. Sampson will serve as an independent contractor to advise the Company as needed on certain matters relating to the Company’s refined coal business unit ("RC"). The terms of the Agreement provide for Mr. Sampson to receive a monthly cash retainer in the amount of $8,000 per month. The term of the Agreement is month-to-month and ends on December 31, 2020, unless extended or terminated earlier by the Parties.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 7, 2020
Advanced Emissions Solutions, Inc. | |
Registrant | |
/s/ Greg Marken | |
Greg Marken | |
Interim Chief Executive Officer | |
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