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AvePoint, Inc 8-K, filed Dec 7, 2020

AvePoint, Inc. (AVPT)

8-K 2020-12-07 For: 2020-12-07
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Added on April 08, 2026

About this 8-K

AvePoint, Inc filed this 8-K on December 7, 2020.

Items reported

  • Item 5.08: Shareholder director nominations
  • Item 8.01: Other events

UNITEDSTATES

SECURITIESAND EXCHANGE COMMISSION

WASHINGTON,D.C. 20549

FORM 8-K

CURRENTREPORT

PURSUANTTO SECTION 13 OR 15(d) OF THE

SECURITIESEXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): December 7, 2020

APEXTECHNOLOGY ACQUISITION CORPORATION

(Exact Name of Registrant as Specified in Charter)

Delaware 001-39048 84-4461709
(State<br> or Other Jurisdiction<br><br> of Incorporation) (Commission<br><br> File Number) (IRS<br> Employer<br><br> Identification No.)
533 Airport Blvd, Suite 400<br><br> <br>Burlingame, California 94010
--- ---
(Address<br>of Principal Executive Offices) (Zip<br> Code)

Registrant’s telephone number, including area code:(619) 736-6855

NotApplicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (seeGeneral Instruction A.2. below):

☐ Written<br>communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting<br>material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
--- ---
☐ Pre-commencement<br>communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
--- ---
☐ Pre-commencement<br>communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))
--- ---

Securities registered pursuant to Section 12(b) of the Act:

Titleof each class Trading<br><br> <br>Symbol(s) Name of each exchange on which registered
Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant APXTU The NASDAQ Stock Market LLC
Class A Common Stock, par value $0.0001 per share APXT The NASDAQ Stock Market LLC
Warrants, each exercisable for one share of Class A Common Stock for $11.50 per share APXTW The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐


Item 5.08. ShareholderDirector Nominations.

(a) To the extent applicable, the information in Item 8.01 of this Form 8-K is incorporated by reference into this Item 5.08.

Item 8.01. OtherEvents.

On December 7, 2020, the Board of Directors of Apex Technology Acquisition Corporation (the “Company”) determined that the Company’s 2020 Annual Meeting of Stockholders (the “Annual Meeting”) will be held on Tuesday, December 22, 2020. The time and location of the Annual Meeting will be as set forth in the Company’s definitive proxy statement for the Annual Meeting to be filed with the Securities and Exchange Commission (“SEC”). Pursuant to the Company’s Bylaws (the “Bylaws”), stockholders seeking to bring business before the Annual Meeting or to nominate candidates for election as directors at the Annual Meeting must deliver such proposals or nominations to the principal executive offices of the Company, at 533 Airport Blvd., Suite 400, Burlingame, CA 94010, Attention: Secretary, not later than December 17, 2020. Any stockholder proposal or director nomination must also comply with the requirements of Delaware law, the rules and regulations promulgated by the SEC and the Bylaws, as applicable.

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: December 7, 2020

APEX TECHNOLOGY ACQUISITION CORPORATION
By: /s/<br> Jeff Epstein
Name: Jeff Epstein
Title: Co-Chief Executive Officer, Chief Financial Officer<br>and Secretary
By: /s/<br>Brad Koenig
Name: Brad Koenig
Title: Co-Chief Executive Officer

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